Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering structured, market‑linked notes due March 22, 2029 with an aggregate principal amount of $365,000. The notes are linked to the worst performing of the Tokyo Stock Price Index (TPX) and the EURO STOXX 50® (SX5E) and are fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000, an issue price of $1,000, an estimated value on the pricing date of $944.70 and a participation rate of 104.50%. At maturity investors receive principal plus a payment tied to the appreciation of the worst performing underlier; if either underlier is at or below its initial level, only the stated principal amount is repaid.
Morgan Stanley Finance LLC priced Buffered Jump Securities (auto-callable) due December 26, 2028, fully guaranteed by Morgan Stanley, linked to the worst performing of the VanEck® Gold Miners ETF (GDX) and the Global X Copper Miners ETF (COPX). Each security has a $1,000 stated principal amount and an issue price of $1,000; aggregate principal amount is $685,000. The securities offer automatic early redemption on scheduled determination dates with rising fixed early redemption payments (first determination date September 21, 2026) and a buffer of 15% against losses. If not called, investors receive a fixed positive payment if both underliers finish at or above their buffer levels, otherwise principal is reduced 1% for each 1% decline of the worst performing underlier beyond the 15% buffer, subject to a 15% minimum payment.
Morgan Stanley Finance LLC priced a contingent income, principal-at-risk note offering with an aggregate principal amount of $742,000, fully and unconditionally guaranteed by Morgan Stanley. The securities pay a contingent coupon of $1,000 par per security with an 8.00% annual coupon rate (paid only if both underliers meet coupon barrier tests) and can be automatically redeemed on specified dates beginning September 24, 2026. If not redeemed, maturity is February 23, 2029, and principal repayment depends on the worst performing of the XME and GDX ETFs relative to specified buffer and barrier levels, with a minimum payment at maturity equal to 15% of principal.
Morgan Stanley Finance LLC priced contingent income auto-callable notes linked to Broadcom Inc. (underlier). The offering consists of $9,853,000 aggregate principal of securities at a $1,000 issue price per security with a stated principal of $1,000 each and an estimated value on the pricing date of $984.70.
Key economics: a 17.00% annual contingent coupon, observation dates beginning June 22, 2026, final observation on September 20, 2027 and maturity on September 23, 2027. The initial level was $319.84; the coupon barrier and downside threshold equal $175.912 (55% of the initial level). If not auto-redeemed, principal at maturity is returned only if the final level is >= the downside threshold; otherwise payment = principal × (final level / initial level).
Morgan Stanley Finance LLC is offering structured principal-at-risk notes due September 29, 2028, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and a contingent coupon at an annual rate of 11.35%.
The securities pay coupons only if each of three underliers—the Nasdaq-100® Equal Weighted Index, the Russell 2000® Index and the S&P 500® Index—closes at or above its coupon barrier on observation dates. They include a 25% buffer and a downside factor of 1.3333; if the worst performing underlier ends below its buffer at maturity, investors lose 1.3333% of principal for each 1% decline beyond the buffer. The notes may be called early beginning on May 29, 2026 based on a risk-neutral valuation model; all payments remain subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering principal‑at‑risk, auto‑callable structured notes due April 5, 2029, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and may be automatically redeemed on specified determination dates for fixed early redemption payments. Payments depend on the worst performing of the Dow Jones Industrial, Nasdaq‑100 and Russell 2000 indices; downside protection is limited to a 70% threshold, and losses at maturity are tied to the percentage decline of the worst performing underlier. The estimated value on the pricing date is approximately $978.60 per security; the issue price is $1,000 per security. All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering structured Buffered Jump Securities fully and unconditionally guaranteed by Morgan Stanley. The securities are issued in $1,000 denominations with an issue price of $1,000 and an estimated value of approximately $979.20 on the pricing date. The securities expire on March 30, 2028 with a final determination date of March 27, 2028 (subject to postponement). An automatic early redemption feature applies if each underlier meets its call threshold on the first determination date of March 29, 2027, producing an early redemption payment of $1,218 per security. At maturity investors may receive the stated principal plus an upside payment based on a 150% participation rate, the stated principal only if both underliers finish at or above their buffer level (90% of initial), or a principal loss proportional to declines beyond the 10% buffer, subject to a 10% minimum payment at maturity. The securities reference the worst performing of the Nasdaq-100 Index and the Russell 2000 Index and do not pay periodic interest; all payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC issued a preliminary pricing supplement for callable, principal‑at‑risk notes due April 4, 2031 with a $1,000 stated principal amount per security and an issue price of $1,000 per security.
The notes pay a contingent coupon at an annual rate of 8.10% on each coupon payment date only if the closing level of each underlier is at or above a coupon barrier equal to 65% of its initial level on the applicable observation date. The notes are linked to the worst performing of the Nasdaq‑100, Russell 2000 and S&P 500 indices and carry downside exposure: if the final level of any underlier is below its 65% downside threshold, the maturity payment equals the stated principal multiplied by the performance factor of the worst performing underlier and could be significantly less than principal or zero.
The notes are callable beginning on April 6, 2028 on specified redemption dates, but only if a risk neutral valuation model (per the calculation agent) indicates calling is economically rational. The estimated value on the pricing date was approximately $944.40 per security, reflecting issuance, structuring and hedging costs borne by investors. All payments are subject to Morgan Stanley Finance LLC and Morgan Stanley credit risk.
Morgan Stanley Finance LLC offers structured, principal‑at‑risk notes — Contingent Income Auto‑Callable Securities due April 2, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and a contingent coupon at an annual rate of 15.25%. The securities pay coupons only if the closing level of both underlying stocks (Apple Inc. and Blackstone Inc.) meets or exceeds coupon barrier levels on each observation date and may be automatically redeemed early if both underliers meet 80% call thresholds on a redemption determination date. At maturity, if the worst performing underlier is below its 60% downside threshold, payment is reduced pro rata to that underlier’s performance and could be zero. Estimated value on the pricing date was approximately $959.10 per security. All payments are subject to Morgan Stanley’s credit risk; investors do not participate in any upside of the underliers.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent income auto-callable securities linked to NVIDIA Corporation common stock, with a stated principal amount of $1,000 per security and an aggregate principal of $9,317,000. The issue price is $1,000 per security and the estimated value on the pricing date is $975.30. The notes pay a contingent coupon at an annual rate of 13.20% on observation dates when the underlier meets the coupon barrier ($103.565, ~58% of initial level). The securities feature automatic early redemption if the underlier equals or exceeds the call threshold ($178.56) on redemption determination dates, and mature on April 22, 2027. If not redeemed and the final level is below the downside threshold ($103.565), principal repayment at maturity is reduced pro rata by the performance factor and could be zero. All payments are subject to issuer and guarantor credit risk.