Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering $795,000 of principal-at-risk, Broadcom (AVGO)‑linked auto-callable securities due April 2, 2027. Each security has a $1,000 issue price and an estimated value on the pricing date of $983.60.
The notes pay a contingent coupon at an annual rate of 15.72% on observation dates only if the closing level of Broadcom is at or above the coupon barrier of $216.884 (≈67.50% of the initial level). The initial level is $321.31; the final observation date is March 30, 2027. The securities are automatically redeemed if Broadcom’s closing level meets or exceeds the call threshold of $321.31 on a redemption determination date. At maturity investors receive principal only if the final level is at or above the buffer level of $216.884; otherwise losses are amplified by a downside factor of 1.4814.
Morgan Stanley Finance LLC priced a $374,000 offering of Principal at Risk Securities fully guaranteed by Morgan Stanley. The securities are issued at $1,000 per security with an estimated value on the pricing date of $967.30. The notes pay no interest and return either the stated principal plus a fixed upside payment of $312.50 (31.25%) if the worst performing underlier is at or above its downside threshold, or an amount equal to the stated principal multiplied by the performance factor of the worst performing underlier if that underlier is below its downside threshold. The downside threshold for each index is 70% of its initial level. Strike and pricing date: March 18, 2026; observation date: March 19, 2029; maturity date: March 22, 2029. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC offers callable contingent income securities linked to the common stock of Micron Technology, Inc. The notes have a $1,000 issue price and an estimated value of approximately $965.70 on the pricing date. They pay a contingent coupon at an annual rate of 25.35% only if the closing level of Micron is at or above a coupon barrier equal to 50% of the initial level on each observation date. The securities are callable beginning September 29, 2026 based on a risk‑neutral valuation model and mature on September 29, 2027. At maturity holders receive principal if the final level is at or above a downside threshold equal to 50% of the initial level; if the final level is below that threshold, investors incur losses proportionate to the decline in the underlier and could lose their entire investment. All payments are subject to Morgan Stanley’s credit risk and the securities do not participate in upside of the underlier.
Morgan Stanley Finance LLC priced auto-callable, principal-at-risk securities linked to the common stock of Broadcom Inc. The securities pay a contingent coupon of 14.50% per annum, are callable beginning after a six-month non-call period, have a face amount of $1,000, and mature on March 23, 2028.
The starting price is $315.93 (pricing date March 18, 2026), the coupon threshold is $189.558 (60% of starting price) and the downside threshold is $157.965 (50% of starting price). The estimated value on the pricing date was $969.40 per security and the price to public was $1,000 per security.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable notes linked to Amazon.com, Inc. common stock. Each security has a $1,000 stated principal amount, an annual contingent coupon of 11.32%, a pricing/strike date of March 26, 2026 and a maturity date of September 30, 2027.
The coupon is payable only if the closing level of the underlying stock meets or exceeds a coupon barrier equal to 60% of the initial level on each observation date. The notes are automatically redeemed if the closing level equals or exceeds the call threshold (100% of the initial level) on any redemption determination date. If not redeemed, final principal at maturity is full principal if the final level is at or above the downside threshold (60% of initial level); if below, payment equals principal multiplied by final/initial level and could be zero. Estimated value on pricing date was approximately $977.70 per security. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC offers Buffered Participation Securities due July 1, 2027, fully guaranteed by Morgan Stanley, linked to the worst performing of the Dow Jones Industrial Average and the S&P 500® Index.
Each security has a $1,000 stated principal amount, an issue price of $1,000, a 15% buffer (buffer level = 85% of initial level), a 100% participation rate, a maximum payment of $1,226 (122.60% of principal) and a minimum payment of 15% of principal. Payments at maturity are determined solely by the final closing levels on the observation date June 28, 2027, and investors bear full credit risk of MSFL and Morgan Stanley.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes due April 5, 2029, fully guaranteed by Morgan Stanley, issued at a stated principal amount of $1,000 per security. The securities feature an auto-call on specified determination dates and fixed early redemption payments reflecting approximately 14.20% per annum. If not called, maturity payoffs depend on the worst performing of the Nasdaq-100, Russell 2000 and S&P 500: $1,426.00 if all underliers meet call thresholds, $1,000 if each is at or above a 70% downside threshold, or a reduced principal tied to the worst performing underlier (possible total loss). The preliminary estimated value on the pricing date is approximately $959.30 per security. All payments are subject to Morgan Stanley's credit risk and the securities do not pay interest or participate in underlying appreciation.
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk securities due March 28, 2030, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and a leverage factor of 287.50% applied to the performance of the worst performing of three underliers (APO, BX, KKR).
At maturity the payoff is: principal plus leveraged upside if each underlier finishes above its initial level; principal only if each underlier finishes at or above its 80% downside threshold; otherwise investors lose an amount equal to the percentage decline of the worst performing underlier. Estimated value on pricing date: approximately $892.60 per security.
Morgan Stanley Finance LLC prices Principal-at-Risk Buffered Jump Securities due March 30, 2028, fully and unconditionally guaranteed by Morgan Stanley. The securities are issued at a $1,000 stated principal amount per security and include an automatic early redemption feature with fixed early redemption payments that rise across periodic determination dates.
If not called, maturity payoffs depend on the worst performing of the S&P 500® Index and the Dow Jones Industrial Average: investors receive $1,190.00 if both underliers meet call thresholds, the stated principal if final levels are at or above 85% buffer levels, or a reduced payment that loses 1% of principal for each 1% decline below the buffer of the worst performing underlier, subject to a 15% minimum payment at maturity.
Morgan Stanley Finance LLC offers Variable Income Auto-Callable Notes due March 31, 2031, linked to the worst performing of four stocks: Palantir (PLTR), NVIDIA (NVDA), Tesla (TSLA) and Alphabet (GOOG). Each note has a $1,000 stated principal and an issue price of $1,000 per note; estimated value on the pricing date is approximately $943.60 per note.
The notes pay a monthly variable coupon of either 0.25% (lower) or 9.40% (higher) depending on observation-date checks. Coupon barrier levels are set at 80% of each initial level; automatic early redemption is possible on scheduled redemption determination dates beginning March 29, 2027 if each underlier is at or above its 90% call threshold. The payoff is based on the worst performing underlier; no participation in underlier appreciation. All payments are subject to Morgan Stanley's credit risk and the notes will not be listed on an exchange.