Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Structured Investments—Enhanced Buffered Jump Securities due May 28, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an upside payment of $86 (8.60%) if the worst performing index is at or above its buffer level (85% of initial) on the observation date. If the worst performing underlier falls below the buffer, investors lose 1% of principal for each 1% decline beyond the 15% buffer, subject to a minimum payment of 15% of principal. The securities are linked to the Dow Jones Industrial Average and the S&P 500 Index, are unsecured obligations of MSFL, and all payments are subject to Morgan Stanley's credit risk. The estimated value on the pricing date is approximately $970.30 per security.
Morgan Stanley Finance LLC offers principal-at-risk, contingent-income, memory auto-callable securities with a $1,000 stated principal amount per security and a 12.15% per annum contingent coupon. The securities mature on March 29, 2029 and reference the worst performing of the Nasdaq-100® Technology Sector (NDXT), Russell 2000® (RTY) and S&P 500® (SPX) indices.
The securities pay contingent coupons only if each underlier is at or above its coupon barrier (80% of initial) on observation dates, can auto-redeem on scheduled redemption determination dates beginning June 26, 2026 if each underlier is at or above its call threshold (100% of initial), and at maturity return principal only if each underlier is at or above its downside threshold (60% of initial). If any underlier is below its downside threshold at maturity, payment equals the stated principal multiplied by the worst-performing underlier's performance factor, potentially resulting in a significant loss of principal or zero recovery. The pricing date and strike date are March 26, 2026, original issue date is March 31, 2026, and the document reports an estimated value on the pricing date of approximately $983.70 per security.
Morgan Stanley Finance LLC prices contingent income memory securities due April 7, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and a contingent coupon of 9.00% per annum, payable only if each underlier meets its coupon barrier on observation dates. The securities are linked to the worst performing of the S&P 500, Nasdaq-100 Technology Sector and Russell 2000, pay principal at maturity only if all underliers are at or above their 70% downside thresholds, and expose investors to full principal loss proportional to the worst underlier if thresholds are breached. Estimated value on the pricing date is approximately $965.00 per security.
Morgan Stanley Finance LLC priced a preliminary pricing supplement for a principal-at-risk, auto-callable structured note linked to the worst performing of NVIDIA, Taiwan Semiconductor (ADS), and Alphabet class A. The notes have a $1,000 stated principal amount and an estimated value on the pricing date of approximately $931.90.
The securities have a strike/pricing date of March 26, 2026, an original issue date of March 31, 2026, a final determination date of March 26, 2029, and maturity on March 29, 2029. They pay no regular interest, include an automatic early redemption on the first determination date (March 29, 2027) for an early redemption payment of $1,515.50 if each underlier meets its 100% call threshold, and a 300% participation rate for upside at maturity based on the worst performing underlier.
The payoff is worst‑performer focused: investors either receive the early redemption payment, the stated principal (if final levels are above 50% downside thresholds but not above initial levels), or a reduced payment proportional to the worst performing underlier (potentially zero). All payments are subject to Morgan Stanley Finance LLC’s and Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC offers Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500®, Russell 2000® and EURO STOXX 50® due March 24, 2031. The Securities pay a quarterly Contingent Coupon at a 10.60% per annum rate if, on each quarterly Observation Date, all three Underlyings close at or above their respective Coupon Barriers. Beginning on June 25, 2026, the issuer may call the notes on quarterly Call Dates if a risk‑neutral valuation model indicates calling is economically rational; called securities pay the Principal Amount plus any Contingent Coupon due on the related Observation Date. If not called, maturity payout is $10 × (1 + Index Return of the Least Performing Underlying); each Underlying’s Coupon Barrier is approximately 70% of its Initial Underlying Value and the Downside Threshold is approximately 60% of its Initial Underlying Value. Issue Price is $10.00 (estimated Trade Date value ~$9.691). These Securities expose investors to principal loss tied to the Least Performing Underlying and to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC offers principal-at-risk, contingent-income, memory auto-callable securities linked to Broadcom Inc. common stock. The securities are offered at a stated principal amount of $1,000 per security and an issue price of $1,000 per security, with an estimated value of approximately $978.60 on the pricing date.
The notes pay a contingent coupon at an annual rate of 16.36% on coupon payment dates only if the closing level of the underlier meets or exceeds a coupon barrier set at 55% of the initial level. Automatic early redemption occurs if the closing level equals or exceeds a call threshold of 100% of the initial level on any redemption determination date. At maturity, if the final level is below the downside threshold of 55% of the initial level, payment equals $1,000 × (final level / initial level), exposing investors to full downside, including possible loss of principal. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering Contingent Income Auto-Callable Securities due April 1, 2027, linked to the common stock of Microsoft Corporation. Each security has a $1,000 stated principal and an issue price of $1,000. Investors may earn a contingent quarterly coupon at an annual rate of 10.12% (approximately $25.30 per quarter) only for determination dates when the underlying stock closes at or above a downside threshold equal to 70% of the initial share price. If any of the first three determination dates has a closing price at or above the initial share price, the securities will be automatically redeemed early for principal plus the contingent coupon. If not redeemed and the final share price is below the downside threshold, maturity payment will decline 1-to-1 with the stock and may be less than 70% of principal or zero. Payments are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley; all payments are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes—Dual Directional Jump Securities due March 29, 2029—linked to the worst performing common stock of Microsoft, Broadcom and Micron. The original issue price is $1,000 per security and the estimated value on the pricing date is approximately $936.40. The notes carry an automatic early redemption feature on the first determination date (March 25, 2027) for an early redemption payment of $1,432 if each underlier meets its call threshold. Payment at maturity depends on the worst performing underlier, with upside participation of 225% and an absolute return participation rate of 100%. All payments are subject to Morgan Stanley’s credit risk and the securities do not guarantee principal or pay interest.
Morgan Stanley Finance LLC priced Principal at Risk securities with a $1,000 original issue price that pay a contingent coupon and are fully guaranteed by Morgan Stanley. The securities mature on March 2, 2028, reference the Dow Jones Industrial Average, Nasdaq-100 Technology Sector and Russell 2000, and pay a 10.00% per annum contingent coupon only if each underlier meets its coupon barrier on observation dates. The securities are callable beginning on July 2, 2026 based on a risk-neutral valuation model determination. At maturity investors receive principal only if each underlier is at or above a 65% downside threshold; otherwise the payment equals the stated principal multiplied by the worst-performing underlier's performance factor, which could result in a total loss of principal.
Morgan Stanley Finance LLC is offering principal‑at‑risk callable contingent income securities due March 24, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an annual contingent coupon of 12.00% payable only if each of the three underliers meets its coupon barrier on scheduled observation dates. Coupon barrier levels are set at 70% of initial levels and downside threshold levels at 60%. The securities are linked to the worst performing of the EURO STOXX 50®, Nasdaq‑100® and Russell 2000®; principal is at risk and may decline pro rata with the worst underlier at maturity. The issuer may call the securities on specified redemption dates beginning September 24, 2026, based on a risk‑neutral valuation model; if called, no further payments will be made.