Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is pricing contingent income, buffered auto-callable notes due April 1, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and a contingent annual coupon of 11.45% payable only if the basket closing level meets the 80% coupon barrier on observation dates. The notes may be automatically redeemed beginning with the first redemption determination date on March 29, 2027 if the basket equals or exceeds the call threshold of 100% of the initial level; early redemption pays principal plus the related contingent coupon. At maturity, if not called and the final level is below the 80% buffer, investors lose 1% of principal for each 1% decline beyond the buffer, subject to a 20% minimum payment. The underlier is a four-stock equal-weight basket (NVDA, PLTR, TSLA, TSM) with multipliers and initial component levels to be set on the March 27, 2026 strike date. All payments are subject to issuer credit risk and the estimated pricing-date value is approximately $927.60 per security.
Morgan Stanley Finance LLC is offering structured, principal-at-risk, auto-callable securities due March 30, 2028, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $978.20.
The securities reference three underliers: the Dow Jones Industrial Average, the Nasdaq-100® Technology Sector, and the Russell 2000® Index. Automatic early redemption may occur on up to four determination dates beginning April 5, 2027, with fixed early redemption payments of $1,205.00, $1,256.25, $1,307.50 and $1,358.75. If not redeemed, the maturity payment is $1,410.00 if all underliers meet call thresholds; otherwise payment depends on downside thresholds (70% of initial level) and the worst-performing underlier, with potential loss of principal.
Morgan Stanley Finance LLC offers Contingent Income Buffered Auto-Callable Securities due April 1, 2031, fully and unconditionally guaranteed by Morgan Stanley. The securities have a stated principal of $1,000 per security and an estimated pricing-date value of approximately $927.50 per security.
The notes pay a contingent coupon at an annual rate of 13.15% on each coupon payment date only if the closing level of the basket underlier is at or above the coupon barrier level of 80% on the related observation date. The basket (four equally weighted components) will have an initial level of 100. The securities automatically redeem early if the underlier is at or above the call threshold of 100% on a redemption determination date; otherwise, at maturity investors receive principal only if the final level is at or above the buffer level of 80%. If the final level is below 80%, investors lose 1% of principal for each 1% decline beyond the 20% buffer, subject to a minimum payment of 20% of principal.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable notes due March 24, 2031 that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an issue price of $1,000. The securities pay a contingent coupon at an annual rate of 11.15% only if the closing level of the S&P® 500 Futures 40% Intraday 4% Decrement VT Index is at or above the coupon barrier level on each observation date.
The initial level (strike) was 2,468.39, the coupon barrier and downside threshold are 1,481.034 (60% of the initial level). If not auto‑redeemed, maturity payoff is $1,000 if the final level is ≥ downside threshold; if below, payment equals $1,000 × (final level / initial level), exposing investors to full downside including potential loss of principal. Estimated value on the pricing date was approximately $902.60 per security.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent-income auto-callable securities linked to Meta Platforms, Inc. class A common stock. The securities have a $1,000 stated principal per security, an issue price of $1,000, an estimated value on the pricing date of approximately $973.10, and a maturity date of March 30, 2028. Investors may receive a contingent coupon at an annual rate of 11.50% on scheduled coupon payment dates only if the closing level of Meta is at or above the coupon barrier (60% of the initial level) on the related observation date. The securities are automatically redeemed early if Meta’s closing level is at or above the call threshold (100% of the initial level) on any redemption determination date, in which case holders receive principal plus any payable contingent coupons. If not redeemed and the final level is below the downside threshold (60% of the initial level), investors suffer a proportional loss to principal at maturity. All payments are subject to Morgan Stanley and MSFL credit risk. Commissions include $17.50 per security plus a $1 structuring fee.
Morgan Stanley Finance LLC priced Dual Directional Buffered Participation Securities linked to the S&P 500® Index with a $1,000 stated principal amount per security and a maturity date of March 23, 2028. The securities pay no interest and are fully guaranteed by Morgan Stanley. Key economic terms: 100% upside participation capped at a $1,211 maximum payment (121.10% of principal); a 20% buffer (buffer level = 80% of initial level); and a downside factor of 1.25 (investors lose 1.25% of principal for each 1% decline beyond the buffer). Estimated value on the pricing date was approximately $980.20 per security. Issue price is $1,000 with agent commissions of $15 and proceeds to issuer of $985 per security. All payments are subject to issuer and guarantor credit risk; holders may lose some or all principal.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable securities linked to Bloom Energy Corporation Class A common stock. Each security has a $1,000 stated principal amount, an issue price of $1,000, and a maturity date of March 29, 2029. The securities pay a contingent coupon at an annual rate of 40.50% on scheduled coupon payment dates only if the closing level of the underlier meets or exceeds the coupon barrier (set at 50% of the initial level). The securities may be automatically redeemed early if the underlier meets a call threshold (100% of the initial level) on any redemption determination date, in which case holders receive principal plus any payable contingent coupons. If not redeemed and the final level is below the downside threshold (50% of the initial level), the payment at maturity equals the stated principal multiplied by the performance factor and could be significantly less than principal or zero. All payments are subject to Morgan Stanley’s credit risk. The document states an estimated value on the pricing date of approximately $948.60 per security.
Morgan Stanley Finance LLC is offering Buffered PLUS principal-at-risk securities linked to the iShares MSCI EAFE ETF. Each security has a $1,000 stated principal amount, an original issue price of $1,000, and an estimated value on the pricing date of approximately $984.80. The securities mature on March 22, 2029 with an observation date of March 19, 2029.
If the ETF final level exceeds the initial level of $96.52, holders receive principal plus a 150% leverage on appreciation subject to a $1,502 maximum payment. If the final level is between the initial level and the buffer level of $86.868 (90% of initial), holders receive the stated principal. If the final level is below the buffer, holders lose 1% of principal for each 1% decline beyond the 10% buffer; the minimum payment at maturity is 10% of principal.
All payments are subject to Morgan Stanley’s credit risk; the securities pay no interest and include issuance, structuring and hedging costs within the issue price.
Morgan Stanley Finance LLC is offering principal‑at‑risk, buffered jump securities due March 23, 2028, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $973.40.
The underlier is a 4‑stock basket (APO, BX, ARES, KKR) equally weighted. Key economic terms: participation rate 150%, upside payment $502, buffer level 85% (buffer amount 15%), downside factor 1.1765. Automatic early redemption occurs if the first determination date closing level ≥ call threshold (100%), for an early redemption payment of $1,251 on April 6, 2027. All payments are subject to Morgan Stanley’s credit risk and investors may lose their entire investment.
Morgan Stanley Finance LLC is offering Principal-at-Risk PLUS securities that pay no interest and are fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and matures on March 22, 2029. Payment at maturity is determined solely by the performance of the worst performing of three ETFs: Invesco QQQ Trust (QQQ), iShares Semiconductor ETF (SOXX) and State Street Technology Select Sector ETF (XLK).
If the final level of each underlier is higher than its initial level, holders receive principal plus a leveraged upside equal to 190% of the worst-performing underlier’s gain. If any underlier is at or below its initial level, the maturity payment equals the stated principal multiplied by the worst-performing underlier’s performance factor; there is no minimum payment and investors could lose their entire principal. The document shows initial levels for the underliers ($589.93 QQQ, $336.59 SOXX, $137.60 XLK) and an estimated value on the pricing date of approximately $970.90 per security. All payments are subject to Morgan Stanley’s credit risk.