Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced a series of Enhanced Buffered Jump Securities due June 24, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $985.10.
The securities pay no interest and provide a fixed upside payment of $96.50 (9.65%) if the final level of the Russell 1000® Value Index on the observation date is greater than or equal to the buffer level of 1,790.960 (approximately 85% of the initial level). If the final level is below the buffer level, investors lose 1% of principal for each 1% decline beyond the 15% buffer, subject to a minimum payment at maturity of 15% of stated principal. The initial level (closing level on the strike date) was 2,107.012.
Morgan Stanley Finance LLC offers Principal at Risk PLUS securities due March 23, 2028 linked to the worst performing of Invesco QQQ (QQQ), iShares Semiconductor ETF (SOXX) and State Street Technology Select Sector SPDR ETF (XLK). Each security has a stated principal amount of $1,000 and an initial estimated value of approximately $981.10 on the pricing date.
If all underliers finish above their initial levels, holders receive principal plus a leveraged upside equal to 194% of the appreciation of the worst performing underlier. If any underlier finishes at or below its initial level, payoff equals the stated principal multiplied by the worst performing underlier's performance factor, with no minimum payment and the potential to lose the entire principal. All payments are subject to the issuer's and guarantor's credit risk.
Morgan Stanley Finance LLC is offering Step Down Trigger Autocallable Notes due March 25, 2031, fully guaranteed by Morgan Stanley. Each Security has a $10.00 principal amount and a minimum investment of $1,000. The notes are automatically callable on semi-annual Observation Dates beginning March 30, 2027 if each underlying (the Nasdaq-100, S&P 500 and EURO STOXX 50) closes at or above its Initial Underlying Value; call payouts use a fixed Call Return Rate of 15.70% per annum with specified Call Prices up to $17.85 at maturity.
If the notes are not called, repayment at maturity depends on the Least Performing Underlying versus a Downside Threshold equal to 85% of its Initial Underlying Value. If the Least Performing Underlying is below that threshold at the Final Observation Date, holders will receive $10 multiplied by (1 + Underlying Return) for the Least Performing Underlying and may lose a substantial portion or all of principal. Estimated value on the Trade Date is approximately $9.917 per Security.
Morgan Stanley Finance LLC is offering market-linked, auto-callable securities due April 13, 2032 with a face amount of $1,000 per security. The pricing date is April 8, 2026, and the issuer estimates the securities’ value at approximately $983.10 per security on the pricing date.
The securities pay a specified call premium if, on any calculation day beginning October 13, 2027, each underlying (Dow Jones Industrial Average, S&P 500® Equal Weight Index and Russell 2000® Index) closes at or above its call threshold (initially 95% of starting levels, later 90%). If not called, maturity payments depend on the lowest performing underlying; downside threshold levels equal 75% of starting levels, exposing investors to >25% principal loss and possibly total loss.
Morgan Stanley Finance LLC offers market‑linked, principal‑at‑risk securities fully guaranteed by Morgan Stanley. Each security has a $1,000 face amount, a current price to public of $1,000, estimated value on the pricing date of $963.40, and proceeds to the issuer of $976.75 per security.
The securities pay a contingent fixed return of at least 6.00% if the lowest performing underlying (NDX, INDU or SPX) has an ending level on the calculation day that is greater than or equal to its threshold level (64% of its starting level). If the lowest performing underlying closes below its threshold, the maturity payment equals $1,000 plus $1,000 times the lowest performing underlying return, which can result in losses greater than 36.00% or a total loss. Key dates: pricing date April 2, 2026, original issue date April 8, 2026, calculation day April 9, 2027, maturity date April 14, 2027.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable structured notes due March 22, 2029, fully guaranteed by Morgan Stanley, with an aggregate principal amount of $250,000 and a stated principal amount of $1,000 per security. The notes reference the State Street® Industrial Select Sector SPDR® ETF (XLI) with an initial level of $166.50 and a downside threshold equal to 70% of that level ($116.55). Automatic early redemption begins at the first determination date on March 24, 2027, offering fixed early redemption payments that imply approximately 10.00% per annum. If not called, maturity payments vary: $1,300 if the final level is at or above the call threshold, the stated principal if the final level is between the call and downside thresholds, or a loss proportional to the ETF decline if the final level is below the downside threshold. All payments are subject to issuer and guarantor credit risk; the estimated value on the pricing date was $961.50 per security and the issue price is $1,000 (agent commission $22.50 per security).
Morgan Stanley Finance LLC is offering $1,000,000 aggregate Face Amount of Digital Basket‑Linked Notes due April 15, 2027, fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest; maturity payment depends on an equally weighted basket of six alternative‑asset managers measured from the Strike Date: March 13, 2026 to the Determination Date: April 13, 2027. If the Final Basket Level is ≥ 85.00% of the Initial Basket Level, each $1,000 note pays the Threshold Settlement Amount of $1,245.50. If below 85.00%, holders suffer a pro rata loss calculated using the Buffer Rate (~117.65%); full principal loss is possible. Estimated value on the trade date is $961.50 per note; agent commission is $10.90 per note and proceeds to issuer are $989.10 per note. All payments are subject to issuer and guarantor credit risk; the notes are unsecured, not listed, and not FDIC insured.
Morgan Stanley Finance LLC is offering Structured Investments—Buffered Jump Securities—linked to the Russell 2000® Index with a $2,250,000 aggregate size and a $1,000 stated principal per security. The securities mature on March 21, 2028 and are fully guaranteed by Morgan Stanley.
The notes feature an automatic early redemption if the closing level on the first determination date (March 29, 2027) is greater than or equal to the call threshold (initial level 2,503.292), in which case holders receive an early redemption payment of $1,152.20 on April 1, 2027. If not redeemed, maturity payoffs depend on the final level versus the initial level: upside participation at a 125% rate, a 15% buffer protecting against limited downside, and a downside factor of 1.1764% applied beyond the buffer. The estimated value on the pricing date was $979.10 and the issue price was $1,000 with $15 in agent fees per security.
Morgan Stanley Finance LLC prices Structured Investments Jump Securities (auto-call) with aggregate principal amount $947,000, fully and unconditionally guaranteed by Morgan Stanley. The securities are principal‑at‑risk notes linked to the S&P 500® Index with a $1,000 stated principal amount per security and automatic early redemption opportunities beginning on March 24, 2027.
If not called, maturity payments on March 22, 2029 pay $1,262.50 if the final level is at or above the call threshold (initial level 6,716.09), return the stated principal if the final level is at or above the downside threshold (4,701.263, 70% of initial level), or decline pro rata below principal if the final level is below the downside threshold. All payments are subject to issuer credit risk; the estimated value on pricing date was $966.60 per security.
Morgan Stanley Finance LLC offers $1,000,000 aggregate of Structured Investments — Buffered Jump Securities — fully and unconditionally guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount and may auto-redeem on March 29, 2027 for an early redemption payment of $1,108 if the MSCI EAFE® Index is at or above the call threshold (initial level 2,942.98). If not redeemed, maturity is March 22, 2028. Payment mechanics: 150% participation in upside if final level exceeds the initial level; a 15 buffer protects against losses up to that amount; declines beyond the buffer reduce principal at a 1.1765 downside factor. All payments are subject to issuer credit risk and the securities do not pay interest; estimated value on the pricing date was $974.30 per security.