Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced Buffered Jump Securities (auto-callable) linked to the MSCI AC Asia ex Japan Index, with a $1,000 stated principal amount per security and $1,500,000 aggregate issuance. The securities may auto‑redeem on the first determination date for an early redemption payment of $1,150 if the underlier is at or above the call threshold of 973.63. If not redeemed, maturity payoff depends on the final index level relative to the initial level (initial level 973.63) and a buffer of 15%, with a downside factor of 1.1765 and a participation rate of 150%. All payments are subject to issuer and guarantor credit risk; the estimated value at issuance was $967.50 per security.
Morgan Stanley Finance LLC is offering $620,000 aggregate principal amount of Structured Investments — Buffered Jump Securities with an auto-callable feature, fully and unconditionally guaranteed by Morgan Stanley, due March 21, 2028.
The notes are principal‑at‑risk: participation is 150%, the buffer is 15% and the downside factor is 1.1765. An early redemption can occur if the underlier equals or exceeds the call threshold of 100 on the first determination date, producing an early redemption payment of $1,262.50 per security. The stated principal amount per security and issue price are $1,000; the issuer received $610,700 net of agent commissions of $9,300. The estimated value on the pricing date was $969.10.
Morgan Stanley Finance LLC offers Structured Investments — Enhanced Buffered Jump Securities due April 8, 2027. The offering is for $1,000 stated principal per security with an aggregate principal amount of $2,050,000.
Payment at maturity depends on a four-stock basket observation on April 5, 2027. If the final level is >= the buffer level of 85%, holders receive the stated principal plus a fixed $240 upside payment (24.00%). If the final level is < the buffer level, holders lose 1.1765% of principal for each 1% decline beyond the 15% buffer (downside factor 1.1765), with no minimum payment and potential loss of the entire investment.
The securities were priced at an issue price of $1,000 with an estimated value of $959.90 on the pricing date, include agent commissions of $10 per security, and provide $990 proceeds to the issuer per security.
Morgan Stanley Finance LLC offers structured, principal‑at‑risk notes (Series A) with an aggregate principal amount of $2,110,000, $1,000 stated principal per security, and issue price of $1,000 per security. These unsecured notes are fully and unconditionally guaranteed by Morgan Stanley and feature an automatic early redemption mechanism and a maturity date of March 22, 2029. Redemption and final payments depend on the worst performing of two underliers: the iShares Core S&P Small‑Cap ETF (IJR) and the S&P 500 Index (SPX). Early redemption payments imply approximately 11.00% per annum on specified determination dates; payment at maturity can be up to $1,330, the stated principal amount, or a reduced amount tied to the worst performing underlier (potentially to zero). All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC launches a $1,000,000 offering of Principal at Risk securities linked to NIKE, Inc. Class B common stock, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, an upside payment of $157.50 (15.75%) if the final level is at or above the buffer, and a buffer of 20% (buffer level $43.832) against losses. If the final level is below the buffer, investors lose 1.25% for every 1% decline beyond the buffer; there is no minimum payment and investors may lose their entire investment. The securities mature on April 1, 2027, with observation date March 29, 2027. The issue price is $1,000 per security, estimated value on the pricing date was $975.70, and aggregate proceeds to the issuer are $990,000 after $10,000 in placement fees.
Morgan Stanley Finance LLC is offering callable, contingent-income principal-at-risk securities fully guaranteed by Morgan Stanley with an aggregate principal amount of $1,000,000 (stated principal $1,000 per security). The securities pay a contingent coupon of 11.10% per annum only if each underlier is at or above its 70% coupon barrier on each observation date. A 20% buffer applies at maturity: if the final level of the worst performing underlier is below its buffer, investors lose 1% of principal for each 1% decline beyond the buffer, subject to a minimum payment of 20% of principal. The notes may be redeemed beginning on June 23, 2026 based on a risk-neutral valuation model; all payments remain subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering $1,566,000 aggregate Face Amount of leveraged, buffered MSCI EAFE® Index-linked notes due January 28, 2028, fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest and return at maturity is tied to the MSCI EAFE® Index performance measured from the March 17, 2026 Trade Date to the January 26, 2028 Determination Date.
Key economic terms: $1,000 Face Amount per note; 160% Upside Participation Rate with a cap (Maximum Settlement Amount) of $1,292.16 per $1,000; a 15.00% Buffer (loses occur if final index falls below 85.00% of the initial level). Estimated value on the Trade Date is $989.30 per note. All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC priced Principal-at-Risk auto-callable securities tied to the common stock of Chevron Corporation, with an aggregate principal amount of $800,000 and an issue price of $1,000 per security. The securities pay a contingent coupon at an annual rate of 10.60% on each coupon payment date only if the closing level of the underlier meets or exceeds the coupon barrier of $138.579 (70% of the initial level) on the related observation date. The initial level and call threshold equal $197.97; the downside threshold is $138.579. The securities can be automatically redeemed on specified redemption determination dates beginning September 17, 2026, and mature on September 21, 2028. If not automatically redeemed and the final level is below the downside threshold, payment at maturity will be reduced pro rata and could be zero. All payments are subject to the issuer's and guarantor's credit risk.
Morgan Stanley Finance LLC priced $1,605,000 aggregate of Principal at Risk securities, $1,000 stated principal each. The notes are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley, linked to the worst performing of NVDA, PLTR and GOOG.
The securities have an automatic early redemption feature beginning on the first determination date March 22, 2027, a final determination date of March 19, 2029 and maturity on March 22, 2029. Call threshold levels equal 90% of initial levels (NVDA $163.737; PLTR $139.572; GOOG $278.469) and downside thresholds equal 50% of initial levels (NVDA $90.965; PLTR $77.54; GOOG $154.705). Early redemption payments rise across scheduled dates (example: $1,344.00 on first possible redemption to $2,003.333 on the last), and the payment at maturity can be $2,032, the stated principal, or reduced pro rata to the worst performing underlier down to zero. The estimated value on the pricing date was $966.10 per security and the issue price was $1,000 per security, with a $20 sales commission per security.
Morgan Stanley Finance LLC is offering structured, principal-at-risk, auto-callable step-down notes due March 20, 2031. The securities are issued in $1,000 denominations with an aggregate principal amount of $1,652,000. They pay no interest, have an automatic early redemption schedule tied to determination dates beginning March 19, 2027, and provide fixed early redemption payments that equate to approximately 11.50% per annum if all three underliers meet call thresholds on a determination date. If not redeemed, maturity payouts depend on the worst performing underlier versus its initial level and can result in a full loss of principal if the worst underlier falls below its downside threshold (70% of initial level). All payments are unsecured and subject to Morgan Stanley's credit risk.