Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC prices contingent-income, principal-at-risk notes — MSFL is issuing Structured Investments (principal at risk) with a stated principal amount of $1,000 per security and an aggregate principal amount of $321,000. The securities reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index and mature on March 20, 2031.
The notes pay a contingent coupon at an annual rate of 9.30% on coupon payment dates only if the underlier meets the coupon barrier (70% of the initial level) on observation dates. The notes feature an automatic early redemption mechanism beginning with the first redemption determination date on March 17, 2027, a buffer of 15% (buffer level 85% of initial), and a minimum payment at maturity of 15% of principal. All payments are subject to the issuer and guarantor credit risk; estimated value on the pricing date was $903.70 per security.
Morgan Stanley Finance LLC is offering structured, principal-at-risk securities linked to Micron Technology, Inc. Each note has a $1,000 stated principal amount and a contingent annual coupon of 20.50% payable only if the underlier meets the coupon barrier on observation dates. The notes can be automatically called on specified redemption determination dates if the closing level meets the call threshold; otherwise maturity payoff depends on the final level versus a 40% buffer and applies a downside factor of 1.6667, which can result in substantial principal loss. The estimated value on the pricing date is approximately $960.40 per security. All payments are subject to issuer and guarantor credit risk and the securities do not provide regular interest or participation in upside of the underlying stock.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk, auto‑callable notes due March 28, 2028, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $979.10.
The notes reference three underliers—the S&P 500®, the Nasdaq‑100® Technology Sector and the Russell 2000®—are redeemed automatically if all underliers meet their call thresholds on any determination date (first determination date: March 24, 2027). Call threshold levels are set at 100% of initial levels and downside thresholds at 70%. Early redemption payments are fixed amounts per schedule; if not auto‑redeemed, maturity payments depend on whether the worst performing underlier falls below the downside threshold and can result in full principal loss.
Morgan Stanley Finance LLC is offering structured, principal-at-risk, auto-callable securities fully and unconditionally guaranteed by Morgan Stanley with an aggregate principal amount of $833,000 and a stated principal amount of $1,000 per security. The securities link payoff to the worst performing of the S&P 500, Nasdaq-100 and Russell 2000 indices, feature automatic early redemption beginning on March 24, 2027, and mature on March 22, 2029.
The offering pays no periodic interest; early redemption payments correspond to fixed cash amounts up to $1,353.375 per security on later determination dates, and maturity payoffs range from a capped positive payment of $1,385.50 to a principal loss tied to the worst performing underlier down to zero. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable structured notes due March 22, 2029, fully guaranteed by Morgan Stanley. The offering covers an aggregate principal amount of $320,000 in denominations of $1,000 per security at an issue price of $1,000 each and an estimated value on the pricing date of $940.70 per security. The notes reference the worst performing of Broadcom Inc. (AVGO) and Meta Platforms, Inc. (META). If, on any determination date before maturity, both underliers close at or above their call threshold levels (AVGO $321.31; META $622.66), the notes will auto-redeem for specified early redemption payments ($1,300 on March 23, 2027 or $1,600 on March 22, 2028). If not auto-redeemed, maturity payoffs depend on final levels: $1,900 if both ≥ call thresholds, $1,000 if both ≥ downside thresholds (50% of initial levels), or a loss equal to the percentage decline of the worst performing underlier if it is below its downside threshold, possibly resulting in a total loss of principal. All payments are subject to issuer credit risk and the securities do not pay interest.
Morgan Stanley Finance LLC priced a Dual Directional Buffered PLUS due March 31, 2031 with a stated principal amount of $1,000 per security. The securities are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley.
The payoff is based on the worst performing of the Russell 2000® and the S&P 500®. Key terms: leverage factor 110% on upside, buffer amount 20% (buffer level = 80% of initial), absolute return participation 100%, and a minimum payment at maturity 20% of principal. Estimated value on the pricing date was approximately $935.40 per security. All payments are subject to the issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering callable Contingent Income Securities due March 23, 2029. Each security has a stated principal amount of $1,000 and an initial issue price of $1,000, with an estimated value on the pricing date of approximately $952.50. The securities pay a contingent coupon at an annual rate of 13.25% only when the closing level of each of four underliers meets or exceeds its coupon barrier on an observation date; otherwise no coupon is paid for that interest period.
The payout is linked to the worst performing underlier—iShares 20+ Year Treasury Bond ETF (TLT), Nasdaq-100 Technology Sector Index (NDXT), Russell 2000 (RTY) and State Street Utilities Select Sector SPDR ETF (XLU). A downside threshold set at 60% of initial levels means that if the final level of any underlier is below that threshold, investors suffer a proportional loss of principal equal to the decline of the worst performing underlier. The notes are redeemable on scheduled redemption dates beginning June 25, 2026 if a risk-neutral valuation model determines redemption is economically rational for the issuer; an early call truncates future payments.
All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and therefore subject to Morgan Stanley’s credit risk. These securities do not participate in any appreciation of the underliers; purchasers must accept the risk of receiving no coupons and losing a significant portion or all of principal.
Morgan Stanley Finance LLC is offering structured, principal-at-risk securities tied to the worst-performing share of META, NVDA, AVGO and GOOGL. The offering registers an aggregate principal amount of $4,028,000 at a stated principal amount of $1,000 per security.
The securities pay no interest, are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley. They feature an automatic early redemption on the first determination date (March 19, 2027) if each underlier meets its call threshold (each initial level shown as META $622.66, NVDA $181.93, AVGO $321.31, GOOGL $310.92), producing an early redemption payment of $2,400 per security. If not redeemed, maturity is March 22, 2029, and final payout depends on the worst-performing underlier: full principal plus an upside payment at a 250% participation rate if all underliers finish above initial levels; principal only if all finish at or above 70% of initial levels; or a pro rata loss linked to the worst-performing underlier (potentially zero).
Morgan Stanley Finance LLC is offering Dual Directional Trigger Jump Securities due April 3, 2031, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000, an upside payment of $430.40 (43.04%), a trigger level equal to 75 of the initial basket value and a valuation date of March 31, 2031. The pricing date is March 31, 2026, original issue date April 7, 2026, and the estimated value on the pricing date is approximately $945.70. The securities pay no interest, provide an absolute-return feature for declines up to 25, expose investors 1:1 below the trigger and carry full issuer credit risk.
Morgan Stanley Finance LLC is offering Structured Investments — Enhanced Trigger Jump Securities due October 6, 2027. The securities have a $1,000 stated principal amount and an issue price of $1,000 per security. The securities pay no interest and are fully and unconditionally guaranteed by Morgan Stanley. The upside payment is $152 per security (15.20%) if each underlier closes at or above its downside threshold. The securities reference the Dow Jones Industrial Average, the Nasdaq-100 Index and the Russell 2000 Index, and the downside threshold for each underlier is 70% of its initial level. If the worst performing underlier finishes below its downside threshold, the payment equals principal multiplied by that underlier’s performance factor; there is no minimum payment and investors could lose their entire investment. The pricing/strike date is April 1, 2026, original issue date April 7, 2026, observation date October 1, 2027 (subject to postponement), and maturity date October 6, 2027. The estimated value on the pricing date is approximately $967.80 per security. All payments are subject to issuer and guarantor credit risk.