Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced Callable Contingent Income Securities due February 23, 2028 with an aggregate principal amount of $986,000 and a stated principal amount of $1,000 per security. The securities pay a contingent coupon of 9.20% per annum on each coupon payment date only if the closing level of each underlier is at or above its coupon barrier (65% of initial level) on the related observation date.
The securities are linked to the worst performing of the Nasdaq-100 Technology Sector, the Russell 2000 and the S&P 500. If not called, investors receive principal at maturity only if each final level is at or above its downside threshold (65% of initial level); otherwise payment equals principal multiplied by the worst-performing underlier's performance factor, potentially resulting in a substantial loss or total loss of principal. The securities are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley; all payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC offers a series of Principal at Risk structured notes due May 6, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal of $1,000, an estimated value on the pricing date of Approximately $986.10, and an observation date of May 3, 2027.
The notes reference the S&P 500® Index and provide three possible maturity payoffs: (1) participation in upside at a 100% upside rate capped at $1,075 per security; (2) an absolute return participation of 100% if the final level is down but remains at or above an 80% buffer level, effectively capping positive returns at 20%; or (3) principal losses beyond the 20% buffer, subject to a 20% minimum payment at maturity. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced $2,198,000 of capped leveraged basket-linked notes due May 19, 2028. Each note has a Face Amount of $1,000; the Trade Date is March 17, 2026 and Original Issue Date is March 20, 2026.
The notes provide 300% upside participation in a weighted five-index basket but cap returns at a Cap Level of 115.03%, yielding a Maximum Settlement Amount of $1,450.90 per $1,000 face amount. The estimated value on the Trade Date was $981.10 per note. The notes pay no interest, are unsecured obligations of MSFL, are fully guaranteed by Morgan Stanley, and are subject to issuer credit risk; principal is at risk and investors may lose their entire investment.
Morgan Stanley Finance LLC priced market-linked notes due March 22, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount, an issue price of $1,000, and an estimated value on the pricing date of approximately $957.80. The notes pay no interest and pay at maturity based solely on the performance of the worst performing of the Tokyo Stock Price Index (TPX) and the EURO STOXX 50® (SX5E). If the worst performing underlier finishes above its initial level, investors receive the stated principal plus an upside equal to the participation rate of 104.50% times the underlier percent change; if the worst performing underlier is equal to or below its initial level, investors receive only the stated principal. Strike and pricing dates are March 19, 2026; observation date is March 19, 2029 (subject to postponement). All payments are subject to Morgan Stanley’s credit risk; the notes are unsecured and will not be listed.
Morgan Stanley Finance LLC issues $1,379,000 of Buffered Digital MSCI EAFE® Index-Linked Notes due November 19, 2027, fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest and return depends on the MSCI EAFE® Index performance from the Trade Date: March 17, 2026 to the Determination Date: November 17, 2027. If the Final Underlier Level is ≥ 90% of the Initial Underlier Level (Initial Underlier Level: 2,942.98), each $1,000 Face Amount will pay the Maximum Settlement Amount of $1,168.30 (116.83%). If the Final Underlier Level is 90% of the Initial Underlier Level, holders receive a reduced Cash Settlement Amount calculated using the Buffer Rate (≈ 111.11%), and could lose up to their entire principal. The Original Issue Price per note is $1,000 and the issuer estimates the Trade Date value at $991.50 per note.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering fixed rate callable notes with a stated principal of $1,000 per note. The notes pay 4.250% per annum, semi‑annually, accrue from March 30, 2026, and mature on March 28, 2031.
The notes are callable semi‑annually beginning March 28, 2027. Calls will occur only if a risk neutral valuation model determined by the calculation agent finds redemption economically rational; redemption pays 100% of principal plus accrued interest. Estimated value on the pricing date is approximately $972.90 per note. The notes will not be listed and are book‑entry only.
Morgan Stanley Finance LLC launches a priced offering of fixed rate callable notes due March 30, 2032, fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount and issue price of $1,000, an estimated value on the pricing date of approximately $969.70 per note, and a semi‑annual fixed interest rate of 4.400% per annum from the original issue date to maturity.
The notes include a semi‑annual call feature with the initial redemption date of March 30, 2027. Early redemption will occur only if a risk neutral valuation model determination (using prevailing market inputs and Morgan Stanley’s credit spreads as of the pricing date(s)) indicates redemption is economically rational; redemption pays 100% of principal plus accrued interest. The notes will not be listed and are book‑entry only. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC offers Fixed Rate Callable Notes due 2033, fully and unconditionally guaranteed by Morgan Stanley. The notes have a stated principal and issue price of $1,000 per note and pay interest at a fixed 4.550% per annum, semi-annually, with maturity on March 30, 2033. The notes are callable semi-annually beginning March 30, 2027 based on a risk neutral valuation model determination; any redemption would pay 100% of principal plus accrued interest. The issuer estimates the value on the pricing date at approximately $967.20 per note (within $47.20 of that estimate). The notes will not be listed on any exchange, are book-entry only, and are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC offers fixed rate callable notes due March 29, 2030 with a stated principal of $1,000 per note and an interest rate of 4.100% per annum.
The notes pay semi‑annual interest on the 29th of March and September, begin interest accrual on March 30, 2026 and have an initial redemption date of March 29, 2027. Early redemption will occur only if a risk neutral valuation model determination (using market inputs and Morgan Stanley’s pricing date credit spreads) indicates redemption is economically rational; redemption pays 100% of principal plus accrued interest. The estimated value on the pricing date is approximately $976.80 per note. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering principal‑at‑risk auto‑callable securities tied to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index with an aggregate principal amount of $1,225,000 and a stated principal of $1,000 per security. The securities mature on March 20, 2031 and pay a contingent coupon at an annual rate of 14.00% only if the underlier meets the coupon barrier on observation dates. The initial level and call threshold are 2,571.55, the coupon barrier is 1,800.085 (70% of initial), and the downside threshold is 1,285.775 (50% of initial). Automatic early redemption may occur on scheduled redemption dates beginning with the redemption determination date of March 17, 2028. If not called and the final level is below the downside threshold, investors lose 1% of principal for every 1% decline in the underlier; payments could be significantly less than principal or zero. All payments are unsecured and subject to Morgan Stanley credit risk. The estimated value on the pricing date was $884.00 per security.