Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Fixed Rate Callable Notes due March 29, 2029 with a stated principal of $1,000 per note and an interest rate of 4.000% per annum. The original issue date is March 30, 2026 and interest is paid semi‑annually.
The notes are fully and unconditionally guaranteed by Morgan Stanley and are callable semi‑annually beginning on March 29, 2027. Early redemption will occur only if a risk neutral valuation model, applied on a determination date five to eight business days before a redemption date, indicates redemption is economically rational for the issuer. The issuer estimates the note value on the pricing date at approximately $981.80 per note; the issue price is $1,000 per note.
Morgan Stanley Finance LLC is offering Buffered PLUS securities due March 31, 2031. These are unsecured, principal‑at‑risk notes guaranteed by Morgan Stanley that provide leveraged upside on the worst performing of the Dow Jones Industrial Average and the S&P 500, subject to a 15% buffer, a leverage factor of 135.85%, and a minimum payment at maturity equal to 15% of principal. The securities pay no interest; payment at maturity depends solely on closing levels on the observation date (March 26, 2031). All payments are subject to Morgan Stanley’s credit risk. Investors face full downside beyond the buffer and should expect the estimated value on pricing to be less than the $1,000 issue price.
Morgan Stanley Finance LLC offers structured, principal-at-risk notes: Buffered Jump Securities with an auto-callable feature tied to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index.
The notes have a $1,000 stated principal amount, a five-year term maturing on April 1, 2031, automatic early redemption opportunities beginning on March 30, 2027, a 15% buffer and a minimum payment at maturity of 15% of principal. The estimated value on the pricing date is about $899.20 per security. All payments are subject to Morgan Stanley Finance LLC’s and Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering structured, partial principal-at-risk notes due September 30, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000, pays no interest and is linked to the worst performing of the Nasdaq-100, S&P 500 and Dow Jones Industrial indices.
At maturity the payment is based solely on the worst performing underlier: investors receive the stated principal plus upside at a 100% participation rate subject to a maximum payment of $1,211, or otherwise lose principal pro rata with the worst underlier, down to a partial principal return amount of 95% ($950). The estimated value on the pricing date was approximately $984.80 per note.
Morgan Stanley Finance LLC is offering Dual Directional Trigger PLUS notes linked to Broadcom Inc. The offering is for $3,394,000 aggregate in principal at $1,000 per security with an issue price of $1,000 and an estimated value of $966.30 on the pricing date.
The notes mature on March 22, 2028 and reference an initial level of $321.31 (strike date March 17, 2026). Upside payoff is 150% leverage on appreciation capped at a $2,035 maximum per security. If final level ≥ 75% of initial ($240.983), investors may receive a capped positive return via a 50% absolute return participation. If final level is below the downside threshold, principal is lost pro rata (1% loss per 1% decline).
Morgan Stanley Finance LLC offers callable contingent income securities due March 30, 2028, fully guaranteed by Morgan Stanley, linked to the worst performing of the Nasdaq-100 Technology Sector, Russell 2000 and S&P 500 indices. The securities pay a 10.10% per annum contingent coupon on each interest period only if the closing level of each underlier meets its coupon barrier (60% of initial level) on the related observation date. The notes are principal‑at‑risk: at maturity investors receive principal only if each final level is at or above its downside threshold (60% of initial); otherwise payment equals the stated principal multiplied by the performance factor of the worst performing underlier, which can result in a substantial loss, including total loss. The issuer may redeem early beginning on July 2, 2026 if a risk neutral valuation model indicates redemption is economically rational; first redemption cannot occur earlier. All payments are subject to Morgan Stanley credit risk. The issue price is $1,000 per security and the estimated value on pricing date was approximately $976.50 per security.
Morgan Stanley Finance LLC offers contingent income, principal-at-risk auto-callable securities due March 23, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an annual contingent coupon of 14.05% payable only if the Campbell Soup Company closing level meets the coupon barrier on observation dates. The securities can be automatically redeemed early if the underlier meets the call threshold on specified redemption determination dates; otherwise, at maturity investors receive principal only if the final level is at or above the downside threshold (both coupon barrier and downside threshold equal 70% of the initial level, call threshold is 100% of the initial level). Estimated value on the pricing date is approximately $941.50 per security. All payments are subject to issuer and guarantor credit risk; if the final level is below the downside threshold, payment at maturity will be reduced pro rata and could be zero.
Morgan Stanley Finance LLC issues a preliminary pricing supplement for callable, principal‑at‑risk notes linked to Micron Technology common stock. The securities have a $1,000 stated principal amount and an issue price of $1,000 per security, with an estimated value of approximately $979.60 on the pricing date. They pay a contingent coupon at an annual rate of 25.00% on observation dates when the underlier is at or above a coupon barrier equal to 50% of the initial level, and a downside threshold also set at 50% of the initial level. If not redeemed, maturity is February 28, 2028, with final observation date February 23, 2028. Investors face full principal risk if the final level is below the downside threshold, the possibility of receiving no coupons, and an issuer call determined by a risk neutral valuation model. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable notes linked to the common stock of Chipotle Mexican Grill, Inc. The securities have a $1,000 issue price per security, an original issue date of March 25, 2026 and maturity on March 23, 2028.
The notes pay a contingent coupon at an annual rate of 12.00% only if the closing level of the underlier meets the coupon barrier (61% of the initial level) on observation dates. Automatic early redemption occurs if the closing level meets the call threshold (100% of initial level) on specified redemption determination dates. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold (61% of initial); otherwise payment equals principal × (final level/initial level), and could be zero. Estimated value on the pricing date was approximately $964.80 per security.
Morgan Stanley Finance LLC is offering $3,022,000 aggregate face amount of Digital EURO STOXX 50® Index‑Linked Notes (Face Amount $1,000 each) due April 21, 2028, fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest and are principal‑at‑risk: if the Final Underlier Level on the Determination Date (April 19, 2028) is below 85% of the Initial Underlier Level (5,769.25), investors will receive a reduced cash payment that could result in a loss of some or all principal. If the Final Underlier Level is greater than or equal to 85% of the Initial Underlier Level, each note pays a capped Cash Settlement Amount of $1,200.80 (120.08% of face). Trade Date is March 17, 2026; Original Issue (Settlement) Date is March 20, 2026. The estimated value on the Trade Date is $989.30 per note. All payments are subject to issuer and guarantor credit risk; proceeds to the issuer equal $3,022,000.