Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC issues market-linked notes due March 22, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000, pays no interest and references the worst performing of the Tokyo Stock Price Index (TPX) and the EURO STOXX 50® (SX5E).
Payment at maturity: if the final level of both underliers exceeds their initial levels, investors receive principal plus an upside equal to the underlier percent change of the worst performing underlier × a 104.50% participation rate; if either underlier is equal to or below its initial level, investors receive only the stated principal. Initial levels: TPX 3,717.41; SX5E 5,736.85 (both as of the strike date March 18, 2026). Estimated value on the pricing date was approximately $957.80 per note.
Morgan Stanley Finance LLC priced a primary offering of market‑linked, auto‑callable principal‑at‑risk securities totaling $3,357,000 (face amount $1,000 per security). The securities mature on March 22, 2029, have a 200% participation rate in positive performance of the lowest performing underlying stock, an automatic call feature with a call payment of $1,355 on March 22, 2027, and an estimated value at pricing of $963.20 per security.
The payout depends on the lower‑performing of Microsoft and NVIDIA common stock; threshold prices are 50% of the stated starting prices, exposing holders to losses greater than 50% if the lowest performing stock falls below its threshold on the calculation day.
Morgan Stanley Finance LLC priced a market-linked, auto-callable principal-at-risk security linked to the lowest-performing common stock of Bank of America, Citigroup and Goldman Sachs with a face amount of $1,000 per security and a total offering size of $4,002,000.
The securities mature March 22, 2028, are callable beginning March 22, 2027, carry capped call premiums ($1,279.00, $1,418.50, $1,558.00 on the three calculation days) and expose holders to a 1-to-1 downside tied to the lowest-performing underlying stock below a 70% downside threshold. The estimated value at pricing was $951.10 per security, and all payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC offers $650,000 aggregate of Principal at Risk securities — contingent income buffered auto-callable notes due March 22, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000.
The notes pay a 10.00% annual contingent coupon only if each underlier meets an 80% coupon barrier on each observation date, are automatically callable when each underlier equals its initial level on scheduled determination dates, and protect only the first 20% decline (buffer amount) with a minimum payment at maturity of 20% of principal; investors bear full credit risk of Morgan Stanley and are exposed to the worst-performing of the NDX, RTY and SPX indices.
Morgan Stanley Finance LLC is offering principal‑at‑risk, auto‑callable notes due December 28, 2026, fully guaranteed by Morgan Stanley. Each security has a stated principal of $1,000, an estimated value on the pricing date of $976.90, and a fixed annual coupon of 15.72%.
The notes reference Apollo Global Management, Inc. common stock with an initial level of $111.20 (strike date March 18, 2026). Automatic early redemption is possible on redemption determination dates (first: June 22, 2026) if the closing level is at or above the call threshold ($111.20). If not called, maturity payout depends on the final level versus the downside threshold of $66.72 (60% of initial); declines below that level reduce principal pro rata and could result in a total loss.
Morgan Stanley Finance LLC priced a structured, principal-at-risk note offering with an $475,000 aggregate principal amount. The securities are auto-callable on March 18, 2027 and mature on March 22, 2029. They are linked to the worst performing common stock of UnitedHealth Group, Eli Lilly and Johnson & Johnson.
The issue price is $1,000 per security, estimated value on the pricing date is $943.70 per security, the participation rate is 300%, and the early redemption payment is $1,720 per security. At maturity investors face full principal risk if the worst performing underlier falls below its 50% downside threshold.
Morgan Stanley Finance LLC offers Structured Investments — contingent income, memory buffered auto-callable notes linked to Broadcom Inc. common stock. The notes have a $1,000 stated principal amount per security and an issue price of $1,000; pricing date was March 19, 2026 and original issue date is March 24, 2026.
The notes pay a contingent coupon at an annual rate of 15.60% on observation dates if the underlier meets the coupon barrier ($213.253, ~67.50% of the initial level). Automatic early redemption may occur on specified dates if the closing level is at or above the call threshold ($315.93, 100% of the initial level). At maturity (April 5, 2027) holders receive principal only if the final level is at or above the buffer ($213.253); otherwise principal is reduced by the downside factor (1.4814) applied beyond the 32.50% buffer.
Morgan Stanley Finance LLC is issuing Structured Investments Step-Down Jump Securities fully guaranteed by Morgan Stanley with an aggregate principal amount of $460,000 at a $1,000 stated principal per security. The securities are dated March 20, 2026 and mature on March 22, 2029.
The notes are linked to the worst performing of the Nasdaq-100, S&P 500 and Russell 2000. They feature automatic early redemption beginning on March 24, 2027 with fixed early redemption payments (approximately 13.25% per annum when triggered). Payouts at maturity depend on whether each underlier meets specified upside (≈90% of initial) or downside (≈70% of initial) threshold levels; investors may lose up to 100% of principal if the worst performing index falls below its downside threshold. All payments are subject to Morgan Stanley credit risk; the estimated value on the pricing date was $969.70 per security.
Morgan Stanley Finance LLC is offering contingent income memory buffered auto-callable securities linked to Amazon.com, Inc. common stock, fully guaranteed by Morgan Stanley. The securities pay a contingent coupon at an annual rate of 11.92%, are auto‑callable on specified dates, mature on April 5, 2027, and have a 25% buffer with a 1.3333 downside factor.
The initial level and call threshold are $209.87 (strike date close). The coupon barrier and buffer level are approximately $157.403 (about 75% of the initial level). Investors risk loss of principal if the final level is below the buffer and will not participate in upside of the underlier.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes fully guaranteed by Morgan Stanley: Buffered Jump Securities with a $1,000 stated principal amount per security maturing on March 23, 2028. The securities feature an automatic early redemption based on the closing level of a three-stock basket at the first determination date on March 31, 2027; if the underlier is at or above the call threshold (100), investors receive an early redemption payment of $1,265.
If not called, maturity payoffs depend on the final level: above the initial level (100) investors receive principal plus an upside payment (participation rate 125%); if final level ≥ buffer level (80), investors receive principal only; if final level < buffer level, investors absorb losses calculated using a buffer amount 20% and a downside factor 1.25, which can fully erode principal. Estimated value on the pricing date is approximately $972 per security; agent commissions up to $15 per $1,000 reduce proceeds to $985 per security. All payments are subject to Morgan Stanley's credit risk and the securities do not pay interest. Minimum ticket is $10,000.