Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced an offering of auto-callable, principal-at-risk securities linked to the common stock of Tesla, Inc., due March 22, 2027. Each security has a face amount of $1,000 and an estimated value on the pricing date of $977.30.
The securities pay a contingent monthly coupon at a 20.00% per annum rate (monthly amount equivalent shown as $16.667) only if the stock closing price on each monthly calculation day is at or above the coupon threshold of $279.489 (70% of the starting price). The starting price on the pricing date was $399.27. Beginning after a six-month non-call period, the securities may be automatically called on a monthly calculation day if the stock closing price is at or above the starting price, in which case holders receive the face amount plus a final contingent coupon payment.
If not called, at maturity the holder receives $1,000 if the ending price is at or above the downside threshold of $279.489; if the ending price is below that threshold the maturity payment equals $1,000 multiplied by the performance factor (ending price divided by starting price), exposing holders to more than a 30% loss and possibly the full loss of principal.
Morgan Stanley Finance LLC is offering Buffered PLUS notes due March 31, 2028, fully and unconditionally guaranteed by Morgan Stanley, with a stated principal amount of $1,000 per security and an issue price of $1,000 per security. The securities are linked to the Russell 2000 Index with a 150% leverage factor and a capped maximum payment at maturity of $1,295.50 (129.55% of principal). The notes include a 10% buffer (buffer level = 90% of the initial level) and a minimum payment at maturity of 10% of principal; if the final level is below the buffer, investors lose 1% for each 1% decline beyond the buffer. Strike date and pricing date are March 27, 2026, original issue date is March 31, 2026, observation date is March 27, 2028. All payments are subject to the issuer and guarantor credit risk, estimated value on the pricing date is approximately $966.50 per security, and secondary market liquidity and tax treatment are uncertain.
Morgan Stanley Finance LLC is offering Autocallable Notes linked to a weighted basket of global indices, fully guaranteed by Morgan Stanley. The Securities have a Principal Amount of $10.00 per Security, a term of approximately three years, annual Observation Dates beginning March 30, 2027, a Final Observation Date of March 23, 2029, and a Maturity Date of March 28, 2029.
If the Basket closes at or above the Initial Basket Level on an Observation Date, MSFL will automatically call the Securities and pay the principal plus a fixed Call Return (illustrative Call Return Rate range: 12.00%–12.50% per annum). If not called and the Final Basket Level is below the Initial Basket Level, investors may receive less than the principal amount at maturity, in proportion to the negative Basket Return. The Securities do not pay interest and are subject to Morgan Stanley credit risk and limited secondary-market liquidity.
Morgan Stanley Finance LLC offers $2,500,000 principal of Trigger Autocallable Contingent Yield Notes due March 20, 2031, fully and unconditionally guaranteed by Morgan Stanley. The Securities pay a Contingent Coupon Rate of 10.60% per annum in equal quarterly installments ($0.265 per Security) only if each of the S&P 500®, Russell 2000® and MSCI EAFE® Index closing values on an Observation Date are at or above their respective Coupon Barriers. The Notes are callable quarterly beginning June 16, 2026. If not called, maturity pay‑out depends on the Least Performing Underlying versus its Downside Threshold (each ~75% of the Initial Underlying Value); a shortfall can cause a proportional loss of principal. Issue Price is $10.00 per Security (estimated Trade Date value $9.661). Minimum investment is $1,000 in $10 increments. The Securities do not participate in any upside of the Underlyings and are exposed to issuer credit risk.
Morgan Stanley Finance LLC is offering $3,149,000 of Trigger Autocallable GEARS linked to the S&P 500® Index, due March 20, 2031, fully guaranteed by Morgan Stanley. The Securities have a $10 issue price and a five-year term. They are automatically called if the S&P 500® closes at or above the Autocall Barrier on the Observation Date, paying a fixed Call Price of $11.33 per $10 (based on a 13.30% per annum Call Return Rate). If not called, maturity payoffs depend on the Final Level versus the Initial Level and a Downside Threshold set at approximately 75% of the Initial Level. An Upside Gearing of 1.50 magnifies positive returns if held to maturity. Payments are unsecured, subject to issuer and guarantor credit risk, and investors may lose a significant portion or all principal.
Morgan Stanley Finance LLC is offering Jump Securities with an Auto-Callable Feature due April 4, 2029, fully guaranteed by Morgan Stanley. The securities pay no interest and begin quarterly automatic redemption consideration after a 1-year non-call period. If, on any quarterly determination date beginning April 7, 2027, each underlying stock closes at or above its respective call threshold (100% of initial share price), the securities will be redeemed for an early redemption payment that implies approximately a 29.30% per annum return. If not called, a positive payment at maturity of $1,879 per $1,000 security applies only if each final share price is at or above its respective downside threshold (70% of initial share price). If any underlying stock is below its downside threshold at maturity, investors receive an amount tied 1-to-1 to the worst performing underlying stock and may lose more than 30% or all principal. The underlying stocks are Apollo Global Management (APO), Blackstone (BX) and KKR (KKR). The estimated value on the pricing date was approximately $956.40 per security; the issue price is $1,000, which includes commissions and structuring costs.
Morgan Stanley Finance LLC offers Autocallable Notes linked to the S&P 500® Index due March 28, 2029. The notes pay no interest, have principal at risk and are fully and unconditionally guaranteed by Morgan Stanley. The Initial Level and actual Call Return Rate will be set on the Trade Date, March 23, 2026. Annual Observation Dates begin March 29, 2027; if the Index closes at or above the Initial Level on any Observation Date the notes are automatically called and investors receive principal plus a fixed Call Return (based on a Call Return Rate in the range 10.25% to 10.75% per annum). If not called and the Final Level is below the Initial Level at maturity, repayment will be reduced proportionally to the Index decline. Issue Price is $10.00 with a minimum investment of $1,000; estimated Trade Date value is approximately $9.631. All payments are subject to issuer credit risk and there may be limited secondary market liquidity.
Morgan Stanley Finance LLC priced an offering of auto-callable, principal-at-risk market-linked securities linked to the lowest performing of the Nasdaq-100 Index, Dow Jones Industrial Average and the S&P 500. The face amount is $1,000 per security, the pricing date is March 27, 2026, original issue date April 1, 2026 and the stated maturity is April 1, 2031.
The securities carry annual calculation days beginning April 1, 2027, and automatic call payments (examples: $1,109 on the 1st calculation day up to $1,545 on the final calculation day). The securities pay no interest; if any underlying’s ending level on the final calculation day is below its threshold (set at 70% of its starting level), the maturity payment equals the face amount times the lowest performing underlying’s performance factor, and investors can lose more than 30%, possibly all, of principal. The estimated value on the pricing date is approximately $951.00 per security (within $51.00 of that estimate). Commissions of up to $28.25 per security are disclosed; proceeds to issuer per security are shown as $971.75. Purchases bear issuer credit risk and complex product, market, liquidity and tax risks.
Morgan Stanley Finance LLC is offering principal-at-risk, S&P 500®-linked securities with a $1,000 face amount per security, priced at $1,000 to the public. The terms include a 150% participation rate, a buffer equal to 10% (threshold = 90% of the starting level) and a multiplier of approximately 1.1111. The maximum return will be determined on the pricing date and will be at least $151.50 per security (at least 15.15%), and the securities mature on September 30, 2027 (calculation day September 27, 2027).
The cover shows agent commissions of $23.25 per security and net proceeds to the issuer of $976.75 per security. The estimated value on the pricing date is approximately $964.70 per security, or within $35.00 of that estimate. All payments are subject to Morgan Stanley's credit risk and the securities do not pay interest; investors may lose some or all of principal if the ending level is below the threshold.
Morgan Stanley Finance LLC is offering market-linked, principal-at-risk securities due April 14, 2027, fully guaranteed by Morgan Stanley. Each security has a face amount of $1,000, a current estimated value of $962.70 on the pricing date, and a contingent fixed return to be set on the pricing date (at least 5.00%). Maturity payoff depends on the lowest performing of the Nasdaq-100, Dow Jones Industrial and S&P 500, with a threshold at 59% of each starting level; if the lowest performing underlying closes below its threshold, investors are exposed to downside and may lose more than 41% of face amount, and possibly all. The price to public is $1,000 per security, agent commission up to $23.25, and proceeds to the issuer per security of $976.75. The securities do not pay interest, are not FDIC insured, and all payments are subject to Morgan Stanley credit risk.