Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Market Linked Securities—auto-callable, principal-at-risk notes linked to the lowest performing of the Dow Jones Industrial Average, the S&P 500® Equal Weight Index and the Russell 2000® Index due April 23, 2032.
The face amount is $1,000 per security; the pricing date is April 20, 2026 and the original issue date is April 23, 2026. The issuer estimates the securities’ value at approximately $981.30 (within $55.00) on the pricing date. The notes are auto-callable on specified calculation days beginning October 25, 2027, pay increasing call premiums if every underlying meets its call threshold (95% or 90% of starting levels depending on date), and expose holders to a downside threshold equal to 75% of each starting level at maturity. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC offers callable contingent income securities with a stated principal amount of $1,000 per security and a contingent annual coupon of 10.00%. The securities are fully and unconditionally guaranteed by Morgan Stanley and mature on March 29, 2029.
The contingent coupon is payable only if the closing level of each underlier (the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the S&P 500® Index) is at or above its coupon barrier (70% of initial level) on each observation date. If the final level of any underlier is below its downside threshold (65% of initial level), principal at maturity is reduced pro rata to the performance of the worst performing underlier. The notes can be redeemed beginning on June 29, 2026 if a risk neutral valuation model indicates redemption is economically rational; redemption ends future payments.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent income memory auto-callable securities due March 27, 2031, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and a contingent coupon of 9.90% per annum payable only if the S&P® 500 Futures 40% Intraday 4% Decrement VT Index meets the coupon barrier on observation dates. The securities can auto-redeem on scheduled redemption dates if the underlier meets a call threshold (90% of the initial level). At maturity, if the final level is below the downside threshold (60% of the initial level), principal is reduced pro rata by the index decline; if at or above that threshold, investors receive the stated principal. All payments are subject to issuer credit risk and there may be limited secondary-market liquidity.
Morgan Stanley Finance LLC offers Trigger Jump Securities linked to the Russell 2000® Index due April 3, 2031, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal and a fixed $563 upside payment if the final index value is greater than or equal to the initial index value. The securities pay no interest and have a 80% downside threshold: if the index declines more than 20%, maturity payment equals $1,000 multiplied by the index performance factor and may be less than $800 or zero. Valuation date is March 31, 2031, pricing date is March 31, 2026, original issue date is April 6, 2026, and the issuer estimated value on the pricing date was approximately $949.40 per security.
Morgan Stanley Finance LLC proposes an offering of Structured Investments—Enhanced Buffered Jump Securities—due June 24, 2027. Each security has a $1,000 stated principal amount and is linked to the S&P 500® Index.
Key economic terms: an upside payment of $74 per security (7.40%), a buffer equal to 15% of the initial level, and a minimum payment at maturity of 15% of principal. The strike date and pricing date are March 20, 2026
The observation date is June 21, 2027 (subject to postponement) and original issue date is March 25, 2026. Estimated value on the pricing date is approximately $969.20 per security. Payments depend on the final closing level of the underlier; downside risk exposes investors to dollar-for-dollar losses beyond the 15% buffer, and all payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering Buffered PLUS notes due March 30, 2028 linked to the Russell 2000® Index with a stated principal amount of $1,000 per security. The notes provide 150% leverage on positive index performance up to a $1,295.50 maximum payment (129.55% of principal), a 10% buffer and a 10% minimum payment at maturity. Payments depend solely on the closing index level on the observation date and are subject to Morgan Stanley Finance LLC credit risk and the guaranty of Morgan Stanley.
Morgan Stanley Finance LLC is offering Buffered PLUS principal-at-risk securities linked to the S&P 500® Index with a $1,000 stated principal per security. The notes have a 200% leverage factor, a 20% buffer, a maximum payment of $1,105.50 (110.55% of principal) and a minimum payment of 20% of principal.
The pricing and strike dates are March 23, 2026, original issue date is March 26, 2026, the observation date is September 23, 2027 and maturity is September 28, 2027. The estimated value on the pricing date is approximately $967.10 per security. All payments are subject to Morgan Stanley Finance LLC credit risk and guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC is offering Buffered PLUS principal-at-risk securities tied to a basket of global equity indices and an ETF, with a $1,000 stated principal amount per security. The securities mature on September 29, 2027, have a 200% leverage factor for upside, a 20% buffer and a maximum payment at maturity of $1,112.50 per security.
Payments depend on the final level of the underlier measured on the observation date of September 24, 2027. The estimated value at pricing was approximately $964.90 per security; all payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Trigger PLUS structured notes due March 27, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an original issue price of $1,000.
The securities provide a leveraged upside equal to 182% of the underlier’s appreciation if the final level exceeds the initial level, return of principal at maturity if the final level is between the initial level and the 70% downside threshold, and full downside exposure (1% loss per 1% underlier decline) if the final level is below the downside threshold. The underlier is the S&P 500® Futures Excess Return Index. The strike and pricing date are March 24, 2026, with an observation date of March 24, 2031 ("subject to postponement for non-trading days and certain market disruption events"). The estimated value on the pricing date is approximately $932.80 per security.
Morgan Stanley Finance LLC is offering Buffered PLUS principal-at-risk securities fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an original issue price of $1,000. The securities pay no interest and mature on April 5, 2028.
Payments at maturity depend on the worst performing of the EURO STOXX 50® (SX5E) and the MSCI EAFE® (MXEA). The securities provide a 125% leverage factor on upside, a 25% buffer (75% buffer level), and a 25% minimum payment at maturity. The estimated value on the pricing date is approximately $979.40. All payments are subject to Morgan Stanley Finance LLC and Morgan Stanley credit risk; loss of principal is possible if the worst performing underlier falls below the buffer.