Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable securities due March 23, 2029, fully guaranteed by Morgan Stanley, linked to the common stock of The Goldman Sachs Group, Inc.. The issue price is $1,000 per security with an estimated value of approximately $970 on the pricing date.
The notes pay a contingent coupon at an annual rate of 12.55% on scheduled coupon dates only if the underlier’s closing level on each observation date is at or above a coupon barrier equal to 70% of the initial level. The securities will auto-redeem early if the closing level on a redemption determination date is at or above the call threshold of 100% of the initial level, beginning with the first redemption determination date of September 21, 2026. If not auto‑redeemed, maturity payoff depends on the final level relative to a downside threshold at 70% of the initial level; below that threshold the principal is reduced pro rata and could be zero.
Morgan Stanley Finance LLC offers Structured Investments — Enhanced Buffered Jump Securities with downside risk and a fixed upside payment, fully and unconditionally guaranteed by Morgan Stanley.
Each security has a $1,000 stated principal amount, an $227.50 upside payment (22.75%), a buffer level of 85% (buffer amount 10%), a downside factor of 1.1765, an observation date of March 30, 2027, and a maturity date of April 2, 2027. The estimated value on the pricing date was approximately $959.70 per security and the issue price is $1,000 with an agent commission of $10 per security.
Morgan Stanley Finance LLC offers Digital S&P 500® Index-Linked Notes due (preliminary pricing supplement subject to completion). Each note has a $1,000 face amount and an estimated trade-date value of approximately $994.90. The notes pay no interest and are fully guaranteed by Morgan Stanley.
At maturity, each note will pay a capped upside if the Final Underlier Level is ≥ 87.50% of the Initial Underlier Level (a Maximum Settlement Amount expected between $1,127.20 and $1,149.60 per $1,000). If the Final Underlier Level is below that threshold, losses apply pro rata (you could lose some or all principal). All payments are subject to issuer credit risk and determinations by MS & Co. as calculation agent.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent-coupon, auto-callable securities linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index with a stated principal amount of $1,000 per security and an aggregate offering of $750,000. The notes pay a contingent annual coupon of 15.10% on observation dates when the underlier is at or above a coupon barrier of 1,791.72 (70% of the initial level), and may automatically redeem early if the underlier is at or above the call threshold of 2,559.60 (100% of the initial level) on any redemption determination date starting September 16, 2026. If not redeemed and the final level is below the downside threshold of 1,535.76 (60% of the initial level), principal at maturity is reduced pro rata (final level / initial level). All payments are subject to issuer and guarantor credit risk; estimated value at pricing was $940.00 per security.
Morgan Stanley Finance LLC is offering principal-at-risk step-down jump securities linked to the common stock of Blackstone Inc., fully and unconditionally guaranteed by Morgan Stanley. The securities are issued at a stated principal amount of $1,000 per security and an aggregate principal amount of $650,000. The original issue price is $1,000 with an estimated value on the pricing date of $963.10. The securities feature automatic early redemption on specified determination dates beginning on March 23, 2027 if the closing level of the underlier meets call threshold levels; specified early redemption payments are $1,204.50 and $1,409.00. If not redeemed, payment at maturity on March 21, 2029 is $1,613.50 if the final level is at or above the downside threshold of $64.272 (60% of the initial level $107.12), otherwise the payment equals principal times the performance factor and may be significantly less or zero. All payments are subject to Morgan Stanley’s credit risk. The securities do not pay interest and investors do not participate in upside beyond the fixed payments.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable securities due March 29, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $955.10. The securities pay no interest, may automatically redeem early starting on March 30, 2027 if each underlier meets its call threshold, and return a fixed early redemption payment schedule if called. At maturity investors receive either a fixed positive payment of $1,427.50, the stated principal, or a reduced principal tied to the worst performing underlier down to zero if that underlier falls below its downside threshold (70% of initial level). The securities are linked to the Dow Jones Industrial Average, the Nasdaq-100 Index®, and the Russell 2000® Index and expose holders to issuer credit risk and index performance of the worst performing underlier.
Morgan Stanley Finance LLC is issuing principal-at-risk, auto-callable structured notes due March 21, 2029, linked to the worst performing of Apple Inc. and Amazon.com, Inc. Each note has a $1,000 stated principal amount and an issue price of $1,000 per security.
The securities pay no interest, carry full credit exposure to Morgan Stanley, and may auto-redeem on specified determination dates beginning March 23, 2027 for fixed early redemption payments that escalate to $1,641.67 by February 16, 2029. If not redeemed, maturity outcomes range from $1,660.00 to a principal loss tied to the worst performing underlier with a 70% downside threshold.
Morgan Stanley Finance LLC priced principal-at-risk, auto-callable notes issued March 19, 2026. The securities are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley, sold at a stated issue price of $1,000 per security with an aggregate principal amount of $420,000.
The notes reference the SPDR® Gold Trust (GLD) and the VanEck® Semiconductor ETF (SMH). Key economic terms: estimated value on the pricing date $936.20, participation rate 150%, early redemption payment $1,450 if both underliers meet 100% call thresholds on the first determination date (March 23, 2027), and final maturity on March 21, 2029. If not auto-redeemed, payoff depends on the worst performing underlier versus its initial level and a downside threshold at 60% of the initial level; losses can be up to the full principal and could be zero. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering contingent income, memory buffered, auto-callable principal-at-risk securities linked to the common stock of Broadcom Inc. The securities have a $1,000 stated principal amount, a contingent coupon at an annual rate of 15.72%, an initial level of $321.31, coupon barrier and buffer levels of $216.884 (approximately 67.50% of the initial level), observation dates through March 30, 2027, and a maturity date of April 2, 2027.
The notes pay contingent coupons only if the underlier’s closing level meets the coupon barrier on each observation date, may be automatically redeemed early if the underlier meets the call threshold, and at maturity expose investors to downside beyond the 32.50% buffer with a downside factor of 1.4814% per 1% decline beyond the buffer. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC offers principal‑at‑risk securities totaling $250,000, fully guaranteed by Morgan Stanley. The securities are $1,000 each and pay a contingent coupon at an annual rate of 10.25% only if the closing level of the Nasdaq‑100® Technology Sector (NDXT), Russell 2000® (RTY) and S&P 500® (SPX) are each at or above their coupon barrier levels on the applicable observation dates. The coupon barrier and downside threshold for each index are 60% of its initial level. If not called and the final level of any underlier is below its downside threshold, the maturity payment equals the stated principal multiplied by the performance factor of the worst performing underlier, which could result in a loss of principal and could be zero. The notes may be called beginning September 21, 2026 if a risk neutral valuation model indicates it is economically rational; if called, holders receive the stated principal plus any contingent coupon for the related period. All payments are subject to Morgan Stanley's credit risk.