Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC priced contingent-income, principal-at-risk notes fully guaranteed by Morgan Stanley for an aggregate principal amount of $1,375,000. The securities have a $1,000 stated principal amount, an issue price of $1,000 and an estimated value on the pricing date of $929.90. They pay a contingent coupon at an annual rate of 13.15% only if the basket closing level on each observation date is at or above the coupon barrier (80%). The notes mature on April 1, 2031, are automatically redeemable if the basket is at or above the call threshold (100%) on a redemption determination date, and provide a buffer of 20% (buffer level 80%) with a minimum payment at maturity of 20% of principal. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced an offering of structured, principal-at-risk notes linked to Citigroup Inc. common stock. The issue totals $8,012,000 in aggregate principal with a $1,000 stated principal per security and an estimated value on the pricing date of $954.30. The notes pay a contingent coupon at an annual rate of 10.10% on observation dates when the underlier is at or above the coupon barrier level of $59.059 (55% of the initial level). Automatic early redemption is possible if the closing level meets or exceeds the call threshold of $107.38. At maturity investors face full downside exposure below the downside threshold of $59.059, receiving a payment equal to the stated principal multiplied by the performance factor (final level/initial level). All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Structured Investments — Market-Linked Notes due March 29, 2030, fully and unconditionally guaranteed by Morgan Stanley, with an aggregate principal amount of $158,000. Each note has a stated principal amount of $1,000 and pays no interest; repayment and any upside depend on the worst performing of the Russell 2000® Index and the EURO STOXX 50® Index on the observation date. The participation rate is 102%, the estimated value on the pricing date was $942.70 per note, and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is registering $8,568,000 of Principal at Risk securities linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. The notes have a $1,000 stated principal per security, a contingent annual coupon of 11.25% (paid only if the index meets the coupon barrier on observation dates), an 85% buffer level, a 15% buffer amount, and a minimum payment at maturity of 15% of principal. The notes may be auto‑redeemed on specified dates if the index reaches the call threshold and are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley. All payments are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC is offering $500,000 aggregate principal amount of Structured Investments — Enhanced Trigger Jump Securities due March 28, 2031, based on the S&P 500® Index. Each security has a $1,000 stated principal amount and was issued at $1,000 per security.
At maturity the securities pay the stated principal plus a fixed upside payment of $481.60 if the final level is greater than or equal to the downside threshold level (5,603.115). If the final level is below that threshold, the payment equals the stated principal multiplied by the performance factor (final level / initial level), and investors may lose some or all principal. The securities are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley; all payments are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC priced a series of principal-at-risk, buffered jump securities due March 30, 2028. The offering comprises securities with a stated principal amount of $1,000 per security and aggregate principal of $725,000. Payments depend on the worst performing of the Nasdaq-100 and Russell 2000 indices, a 10% buffer, a 150% participation rate for upside, and an automatic early redemption feature that pays $1,218 per security if both underliers meet their call thresholds on the first determination date. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to issuer credit risk.
Morgan Stanley Finance LLC priced $1,666,000 aggregate principal of structured, principal-at-risk notes linked to the Tokyo Stock Price Index with a stated principal amount of $1,000 per security. The notes offer an automatic early redemption on April 2, 2027 (first determination date) and mature on March 31, 2031.
The notes pay no interest, carry a 200% participation rate for upside if final level exceeds the initial level, and expose investors to full downside below a 50% threshold. Estimated value on pricing date was $945.70 per security and the issue price was $1,000 per security.
Morgan Stanley Finance LLC priced a contingent-income, principal-at-risk note tied to Blackstone Inc. common stock with a stated principal of $1,000 per security and aggregate principal amount of $970,000. The securities pay a 14.35% annual contingent coupon on scheduled coupon dates only if the underlier meets the coupon barrier and feature automatic early redemption if the underlier meets the call threshold on any redemption determination date. If not called, maturity pays full principal only if the final level is at or above the downside threshold; otherwise investors suffer a pro rata principal loss (performance factor = final level/initial level). All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to issuer credit risk.
Morgan Stanley Finance LLC priced Principal at Risk structured notes — auto‑callable buffered jump securities — with an aggregate principal amount of $1,238,000 and a stated principal amount of $1,000 per security. The securities pay no regular interest, include a 15% buffer and a minimum payment at maturity of 15% of principal. Automatic early redemption applies on specified determination dates if the underlier meets the call threshold level (1,002.43), producing fixed early redemption payments up to $1,880 per security on the fourth scheduled call. If not called, maturity payoffs range from $2,100 (if final level >= call threshold) to a principal loss formula if the final level is below the buffer. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to the issuer's credit risk.
Morgan Stanley Finance LLC priced a structured-note offering of Variable Income Memory Auto-Callable Notes, fully guaranteed by Morgan Stanley, with an aggregate principal amount of $844,000 issued at $1,000 per note. The notes pay a variable coupon (0.25% lower / 8.00% higher) tied to the worst-performing stock of PLTR, MU, APP, TSLA and ORCL, include automatic early redemption mechanics beginning March 29, 2027, and mature on April 1, 2031. The estimated value on the pricing date was $930.30 per note; agent commissions are $40 per note, leaving proceeds to the issuer of $810,240.