Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering 480 securities at a stated principal amount of $1,000 per security (aggregate principal amount $480,000) of Buffered PLUS linked to the worst performing of iShares® Silver Trust (SLV) and SPDR® Gold Trust (GLD). The securities pay no interest and mature on March 31, 2031. At maturity investors receive either: the stated principal plus a 165% leveraged upside on the worst performing underlier if it appreciates; the stated principal if the worst performing underlier is down but ≥ the 15% buffer; or a pro rata loss beyond the buffer, subject to a minimum payment of 15% of principal. Issue price is $1,000 with an estimated value of $861 on the pricing date; selected dealers receive a $32.50 commission per security. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and remain subject to issuer credit risk.
Morgan Stanley Finance LLC priced contingent income, auto-callable notes due March 29, 2029, fully guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and pays a 8.25% contingent coupon only if all three underliers meet coupon barriers on observation dates.
Automatic early redemption can occur beginning on March 29, 2027 if each underlier equals or exceeds its call threshold; at maturity investors receive principal only if all underliers are at or above the 70% downside thresholds, otherwise payoff equals principal × performance of the worst performing underlier.
Morgan Stanley Finance LLC priced a principal-at-risk note offering of $3,005,000 aggregate principal, issued as $1,000-denominated securities with an original issue price of $1,000 per security and an estimated value of $914.20 on the pricing date. The securities pay a fixed coupon of 7.00% per annum, feature monthly coupons, an automatic early redemption if the underlier equals or exceeds the call threshold (1,044.94), and a maturity payment that protects only the first 15% of underlier decline (buffer level 888.199), with a minimum payment at maturity of 15% of principal. All payments are unsecured and subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced a contingent income, principal-at-risk note series backed and guaranteed by Morgan Stanley that is linked to Oracle Corporation common stock. The offering consists of $135,000 aggregate principal (135 securities at $1,000 each) with a contingent annual coupon of 16.75%, automatic early‑redeem features, and a maturity of March 30, 2028.
The notes pay contingent coupons only if Oracle's closing level meets the coupon barrier (60% of the initial level) on observation dates; principal is at risk if the final level is below the 60% downside threshold, producing a pro rata loss equal to the underlier's decline.
Morgan Stanley Finance LLC priced principal-at-risk auto-callable securities linked to Tractor Supply Company stock. The offering is $2,535,000 aggregate at $1,000 per security with an estimated value of $959.80. Securities pay a contingent coupon of 10.25% per annum, auto-call on observation dates at the call threshold $44.87, and mature on April 2, 2029. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold of $29.166; otherwise payments decline pro rata and could be zero. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced contingent income auto-callable securities fully guaranteed by Morgan Stanley, offering 120 securities at a $1,000 stated principal amount each (aggregate $120,000). The notes pay a 9.00% annual contingent coupon if both underliers meet coupon barrier tests on observation dates and are automatically redeemable on specified redemption determination dates. Coupons and early redemption depend on closing levels of the Nasdaq-100 Technology Sector Index and the Russell 2000 Index; downside threshold and coupon barrier levels are ~75% of initial levels. Payment at maturity exposes investors to loss equal to the percentage decline of the worst-performing underlier if that underlier is below its downside threshold, and all payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering Structured Investments — Buffered Jump Securities with Auto-Callable Feature, fully and unconditionally guaranteed by Morgan Stanley. The securities are issued at a $1,000 stated principal amount and have an original issue date of March 31, 2026, with a maturity date of January 2, 2029. The offering aggregates $5,331,000 and the estimated value on the pricing date was $940.40 per security. The notes provide a 15% buffer and a minimum payment at maturity equal to 15% of principal; investors receive fixed early redemption payments (approximate return 9.50% per annum) if both underliers meet call threshold levels on determination dates. Payments depend on the worst performing of the VanEck® Gold Miners ETF (GDX) and the State Street® SPDR® S&P® Metals & Mining ETF (XME) and are subject to issuer credit risk and the other risks described.
Morgan Stanley Finance LLC is offering Buffered PLUS notes due March 31, 2031, unsecured and fully guaranteed by Morgan Stanley, linked to the worst performing of the Dow Jones Industrial Average and the S&P 500. The offering is for $1,000 per security with an aggregate principal amount of $577,000. The notes provide a 135.85% leverage factor on positive performance of the worst performing underlier, a 15% downside buffer and a minimum maturity payment of 15% of principal. Payments depend solely on closing levels on the observation date; losses occur if the worst performing underlier is below its buffer, and all payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) priced $1,109,000 aggregate principal of contingent‑income, memory buffered auto‑callable notes due March 31, 2031. Each security has a stated principal amount of $1,000 and an issue price of $1,000.
The notes pay a contingent coupon at an annual rate of 8.00% on each coupon payment date only if the closing level of the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index is at or above the coupon barrier (60% of the initial level). The notes feature an automatic early‑redemption test beginning on March 29, 2027 (call threshold = initial level) and provide a 20% buffer at maturity with a 20% minimum payment. The estimated value on the pricing date was $896.40 per security. All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk Structured Investments—Enhanced Trigger Jump Securities linked to Tesla, Inc. common stock, with an aggregate principal amount of $302,000 and a stated principal amount of $1,000 per security. The securities pay no interest and are fully guaranteed by Morgan Stanley.
At maturity on April 29, 2027, if the final level of the underlier on the observation date is at or above the downside threshold (60% of the initial level), holders receive the stated principal plus a fixed upside payment of $170 (17%). If the final level is below the downside threshold, holders suffer proportional principal loss (1% loss for each 1% decline), with no minimum payment and potential loss of the entire investment. Payments are subject to issuer and guarantor credit risk.