Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC priced Principal-at-Risk Buffered Jump Securities due March 31, 2031, fully guaranteed by Morgan Stanley. The securities were issued at $1,000 per security with an aggregate principal amount of $188,000 and an estimated value on the pricing date of $901.70.
The notes are linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index with an initial and call threshold level of 1,044.94 and a buffer level of 835.952 (80% of initial). Automatic early redemption may occur on scheduled determination dates starting March 30, 2027, with fixed early redemption payments that correspond to approximately 15.75% per annum. If not called, maturity payoffs depend on final index performance: full fixed positive payoff if final level ≥ call threshold, return of principal if final level ≥ buffer, or principal reduced 1% for each 1% decline beyond the buffer, subject to a minimum payment of 20% of principal.
Morgan Stanley Finance LLC priced Structured Investments Step-Up Jump Notes with an aggregate principal amount of $100,000, issued at $1,000 per note. The notes mature on March 31, 2033, pay no interest, and include an automatic early redemption feature beginning with the first determination date on March 29, 2027. Early redemption payments are fixed per determination date (approximately a 9.35% per annum return if called). If not called, maturity payment equals the stated principal plus any upside when the final level exceeds the initial level (initial level: 1,063.45); otherwise investors receive only the stated principal. Estimated value on the pricing date was $929.60 per note and selected dealers receive a fixed commission of $45 per note. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering $265,000 in principal of structured, principal-at-risk notes due September 30, 2027, fully and unconditionally guaranteed by Morgan Stanley. The securities pay a contingent coupon only if the linked underlier, NVIDIA common stock, meets preset observation thresholds and include an automatic early redemption feature. The stated principal per security is $1,000, the issue price is $1,000, and the estimated value on the pricing date was $965.10. If the final level of the underlier is below the downside threshold, holders suffer pro rata principal loss equal to the underlier’s decline; if the final level is at or above the downside threshold, holders receive principal at maturity.
Morgan Stanley Finance LLC priced an offering of $209,000 aggregate principal of Trigger PLUS principal-at-risk securities, fully guaranteed by Morgan Stanley. The notes have a stated principal of $1,000 per security, an estimated pricing-date value of $912.00 per security and mature on March 31, 2031.
The securities pay at maturity based on the S&P 500® Futures Excess Return Index performance with a 172% leverage factor on upside, a downside threshold equal to 70% of the initial level (initial level: 523.68), and no guaranteed minimum payment. Purchases bear an agent commission of $36.25 per security and all payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced a structured, principal‑at‑risk note — Buffered Jump Securities with an auto‑callable feature tied to the S&P 500® Index. The offering sizes each security at a $1,000 stated principal amount and aggregates to $1,343,000. The securities pay no regular interest and carry automatic early redemption on the first determination date if the underlier closes at or above the call threshold (the initial level of 6,477.16), producing an early redemption payment of $1,098.80. If not called, maturity payoff depends on index performance: a participation rate of 125% applies to upside; a 10% buffer protects against the first 10% of losses, with losses beyond the buffer passed through dollar‑for‑dollar, subject to a 10% minimum payment at maturity. Estimated value on the pricing date was $966.50 per security; investors bear issuer credit risk, structuring and distribution costs, and tax uncertainty.
Morgan Stanley Finance LLC priced Principal-at-Risk auto-callable notes totaling $3,362,000 linked to the worst performing of the Dow Jones Industrial Average, the Nasdaq-100 Technology Sector Index and the Russell 2000 Index. The securities have a $1,000 stated principal amount, an original issue price of $1,000 and an estimated value on the pricing date of $940.90. They pay a contingent coupon at an annual rate of 10.20% only when each underlier is at or above its coupon barrier on specified observation dates, feature automatic early redemption on specified call dates and expose investors to full downside tied to the worst performing underlier (70% downside threshold; 80% coupon barrier; 100% call thresholds). All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; holders bear issuer credit risk.
Morgan Stanley Finance LLC offers $291,000 aggregate principal amount of Structured Investments — Buffered Jump Securities with an auto-callable feature, fully and unconditionally guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount, a 150% participation rate, an 80% buffer (20% buffer amount), a one-time early redemption test on March 29, 2027 and maturity on March 29, 2029. If auto‑redeemed on the first determination date, the early redemption payment is $1,115 per security. If not auto‑redeemed, maturity payoffs depend on the worst performing underlier (S&P 500, Nasdaq-100 Technology Sector, Russell 2000), with a minimum payment at maturity equal to 20% of principal. The original issue price is $1,000 per security and the estimated value on the pricing date is $935.70 per security. All payments are subject to Morgan Stanley's credit risk and the offering includes $25 commissions per security.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) priced principal-at-risk, auto-callable structured notes linked to the worst-performing of the S&P 500®, EURO STOXX 50® and Russell 2000®. The securities have a $1,000 stated principal amount, were priced on March 26, 2026, and mature on March 31, 2031.
The notes pay no interest, carry a 150% participation rate on the upside if all underliers finish above their initial levels, and feature an automatic early redemption on April 6, 2027 (early redemption payment: $1,250) if each underlier equals or exceeds its call threshold (100% of initial levels). If the worst-performing underlier falls below its downside threshold (70% of initial level), principal is reduced proportionately and could be lost.
Morgan Stanley Finance LLC priced Principal at Risk notes due March 31, 2031 linked to the S&P 500 Futures 40% Intraday 4% Decrement VT Index. The securities pay a contingent coupon of 8.75% per annum on observation dates if the underlier is at or above the coupon barrier level (1,172.075, 50% of the initial level) and include an automatic early redemption feature at the call threshold (2,344.15, 100% of the initial level). Principal is returned at maturity only if the final level is at or above the downside threshold (1,172.075); otherwise payment equals principal times final/initial level and could be significantly less or zero. Issue price is $1,000 per security (estimated value $882.60); aggregate principal offered is $100,000. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced a structured note offering linked to the worst performer of MSFT, GOOG (Class C) and NVDA. The issue totals $562,000 in aggregate principal at $1,000 per security with an estimated value of $939.80 on the pricing date. The notes are principal-at-risk, feature a 100% initial call threshold, a 30% buffer (70% buffer level), an upside participation of 150% (capped at a 30% effective upside when positive), automatic early redemption on the first determination date and a minimum payment at maturity of 30%.
All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to the issuer’s credit risk. The securities do not pay interest and incorporate dealer commissions of $42.50 per security.