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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Principal at Risk notes due July 3, 2031 linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. Each security has a $1,000 stated principal amount and an original issue price of $1,000.
The notes pay a contingent coupon of 14.50% per annum on scheduled coupon dates only if the index closing level meets or exceeds the coupon barrier (2,437.533, 70% of the initial level). The notes are automatically called if the index closes at or above the call threshold (3,482.19) on a redemption determination date. At maturity, if not called, investors receive principal only if the final level is at or above the downside threshold (2,089.314, 60%); otherwise payment equals the stated principal multiplied by the performance factor (final level / initial level), exposing investors to up to a total loss of principal. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering structured, market-linked notes due July 5, 2030 that are fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000 and an aggregate principal amount of $594,000. Payment at maturity depends on the worst performing of the Dow Jones Industrial Average and the S&P 500® Index: if the final level of the worst performing underlier is above its initial level, holders receive the stated principal plus an upside payment equal to 100% participation in that underlier’s appreciation, capped at a maximum payment of $1,458.50 per note; if the final level of either underlier is equal to or below its initial level, holders receive only the stated principal. The notes pay no interest, are unsecured senior obligations of MSFL, are not listed, and carry Morgan Stanley credit risk. The estimated value on the pricing date was $975.30 per note and the notes were issued at $1,000 per note (agent proceeds per note $992.50 after a $7.50 fee).
Morgan Stanley Finance LLC is offering principal-at-risk structured securities due July 5, 2030 that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and pays a fixed upside payment of $420 (42%) at maturity only if the final level of every underlier is at or above its 70% downside threshold. If the worst performing underlier finishes below its threshold, the payment equals the stated principal amount multiplied by that underlier’s performance factor, so investors may lose some or all of their principal. The securities reference the Dow Jones Industrial Average, Nasdaq-100 and Russell 2000, have an observation date of July 1, 2030 and an original issue price of $1,000 (estimated value on the pricing date: $968.70).
Morgan Stanley Finance LLC is offering Principal at Risk structured notes: contingent income auto-callable securities due July 6, 2028 with a $1,000 stated principal amount per security and an aggregate principal amount of $290,000. The notes pay a contingent coupon of 12.50% per annum on each coupon payment date only if the closing level of each underlying index (Dow Jones Industrial Average, Nasdaq-100® Technology Sector, Russell 2000®) is at or above its coupon barrier on the related observation date. The securities are automatically redeemed early if all underliers meet their call threshold on a redemption determination date; otherwise principal at maturity depends on the worst performing underlier and may result in a loss of principal (downside threshold at 70% of initial levels). All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to Morgan Stanley credit risk. The estimated value on the pricing date was $968.80 per security; the issue price is $1,000 (agent commission and structuring fees reduce proceeds).
Morgan Stanley Finance LLC is offering Auto-Callable Trigger PLUS notes with an aggregate principal amount of $34,472,000. The securities are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, with a stated principal amount of $1,000 per security and an original issue price of $1,000.
The securities pay no interest, can be automatically redeemed on 7/13/2027 for an early redemption payment of $1,097.80 if the S&P 500® Index closes on the first determination date at or above the initial index value of 7,499.36. If not redeemed, maturity is 7/6/2028 with variable payoff formulas tied to the S&P 500® Index, a downside threshold of 5,999.488 (80% of the initial index value), an estimated pricing-date value of $971.60 per security, and all payments are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable notes due July 3, 2031, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and was priced at $1,000 with an estimated value of $940.20 on the pricing date. The notes reference the S&P U.S. Equity Momentum 40% VT 4% Decrement Index, pay a contingent coupon at an annual rate of 12.50% only when the underlier is at or above a coupon barrier, and can be automatically redeemed early if the index is at or above the call threshold. At maturity investors receive principal only if the final level is at or above the buffer level (85% of the initial level); otherwise principal is reduced proportionally beyond the 15% buffer, subject to a 15% minimum payment at maturity. Aggregate issuance is $841,000.
Morgan Stanley Finance LLC priced a contingent income auto-callable note offering fully guaranteed by Morgan Stanley. The issue comprises $1,266,000 aggregate principal of $1,000-denominated securities with an original issue price of $1,000 and an estimated value of $982.70 on the pricing date. The securities pay a contingent coupon at an annual rate of 22.30% per annum on observation dates only if each underlier meets coupon barriers and include multiple quarterly redemption determination dates beginning September 30, 2026. Maturity is January 5, 2029. Principal is at risk: if the final level of the worst performing underlier is below its downside threshold (60% of initial), payment at maturity is reduced pro rata and could be zero. All payments are subject to issuer and guarantor credit risk.
The issuer, Morgan Stanley Finance LLC, is offering market-linked notes due July 5, 2030 linked to the EURO STOXX 50® Index. Each note has a $1,000 stated principal amount and a participation rate of 108%; aggregate principal offered is $436,000. At maturity the payment rule is: if the final level > initial level, holders receive principal plus 108% of the underlier’s appreciation; if final level is equal to or less than the initial level, holders receive only the stated principal. The initial level is 6,328.09 (closing level on June 30, 2026). The estimated value on the pricing date is $965.70 per note. All payments are unsecured and subject to Morgan Stanley’s credit risk; the notes are not exchange-listed.
The Dual Directional Trigger PLUS securities are unsecured notes issued by Morgan Stanley Finance LLC and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and matures on July 5, 2030. Payments at maturity are determined by the worst performing of the Nasdaq-100® Technology Sector Index (NDXT) and the Russell 2000® Index (RTY) using the closing levels on the observation date.
Key mechanics: upside pays 138% of appreciation of the worst performing underlier; an absolute return participation pays 50% of the absolute decline (capped effectively at 15%); a downside breach below 70% of the initial level results in pro rata principal loss (1% loss per 1% decline). All payments are subject to the issuer and guarantor credit risk; estimated value on the pricing date was $953.50 per security.
Morgan Stanley Finance LLC priced $1,000 structured notes linked to the EURO STOXX 50® Index that mature on July 16, 2027. Each security has an upside payment of $96.50 (9.65%), a 10% buffer and a downside factor of 1.1111; investors may lose principal if the index closes below the buffer on the observation date.
The offering totals $1,250,000 aggregate principal, the estimated value on pricing date was $985.50 per security, and payments are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley.