Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC priced auto-callable, principal-at-risk market-linked securities tied to the S&P 500® Index due May 3, 2029. Each security has a $1,000 face amount and an estimated value of approximately $960 on the pricing date. The securities feature a 100% participation rate, a 10% buffer against losses at maturity, and an automatic call provision with a call date of May 4, 2027 and a minimum call payment of $1,102.50 (≈10.25% premium). The pricing date is April 29, 2026 and original issue date is May 4, 2026. Buyers bear issuance, selling, structuring and hedging costs included in the face amount, agent commissions of $25.75 per security, and full credit risk of Morgan Stanley; investors may lose up to 90% of face amount at maturity if the index declines sufficiently.
Morgan Stanley Finance LLC priced Dual Directional Buffered Participation Securities linked to the S&P 500® Index with a stated principal amount of $1,000 per security and an aggregate principal amount of $500,000. The securities pay no interest and mature on September 30, 2027. Payments at maturity depend on the index closing level on the observation date: above the initial level investors receive principal plus upside (100% participation) capped at $1,152.50; if the final level is between the initial level and a 10% buffer, investors receive principal plus a capped positive absolute-return amount; if below the buffer investors lose 1% of principal for each 1% decline beyond the buffer, subject to a minimum payment of 10% of principal. All payments are subject to issuer and guarantor credit risk, and the estimated value on the pricing date was $964.60 per security.
Morgan Stanley Finance LLC is offering Principal at Risk securities with an aggregate principal amount of $160,000 (160 securities at $1,000 per security). The securities mature on March 31, 2031 and are linked to the EURO STOXX 50® Index.
At maturity the payout depends on the index level on the observation date: upside is paid at a leverage factor of 140.25% if the final level exceeds the initial level; a capped positive return applies when the index declines but remains at or above the buffer level (85% of initial); losses occur dollar-for-dollar for declines beyond the 15% buffer. The estimated value on pricing was $928.70 per security; the issue price is $1,000, with a $40 selling commission and proceeds to issuer of $960 per security. All payments are subject to issuer and guarantor credit risk and a minimum payment at maturity of 15% of principal.
Morgan Stanley Finance LLC issued a pricing supplement for principal-at-risk, auto-callable securities linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. Each security has a $1,000 stated principal amount and an original issue price of $1,000. The securities permit automatic early redemption beginning on April 5, 2027 if the closing level of the underlier meets or exceeds the call threshold of 2,109.735 (90% of the initial level). If not auto-redeemed, payment at maturity on March 31, 2031 depends on the final level: a fixed positive payment of $1,737.50 if the final level is at or above the call threshold, return of principal if final level is at or above the downside threshold of 1,172.075 (50% of initial), or a proportionate principal loss if below the downside threshold. All payments are unsecured and subject to Morgan Stanley's credit risk; the estimated value on the pricing date was $890.20 per security.
Morgan Stanley Finance LLC priced a primary offering of Principal at Risk notes fully and unconditionally guaranteed by Morgan Stanley with an aggregate principal amount of $1,946,000. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of $894.80.
The notes pay a contingent coupon at an annual rate of 9.25% only if the underlier’s closing level on observation dates meets the coupon barrier (65% of the initial level). The notes include an automatic early redemption feature tied to the call threshold (initial level) and a buffer that protects the first 15% of underlier decline; the minimum payment at maturity is 15% of principal. All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC priced Contingent Income Auto-Callable Securities linked to Netflix, Inc. with an aggregate principal amount of $100,000, issued at $1,000 per security and fully and unconditionally guaranteed by Morgan Stanley. The notes pay a contingent coupon of 11.25% per annum on observation dates when the closing level of Netflix is at or above the coupon barrier of $60.730 (approximately 65% of the initial level). The notes may be automatically redeemed early if Netflix closes at or above the call threshold of $93.43 on a redemption determination date; if not redeemed, maturity payoff depends on the final level versus the downside threshold of $60.730, exposing investors to up to full principal loss.
Morgan Stanley Finance LLC priced a contingent-income, auto-callable note series with an aggregate principal amount of $550,000 and a $1,000 stated principal amount per security. The securities pay a contingent coupon at an annual rate of 7.50%, are automatically redeemable on specified determination dates and mature on September 30, 2027. Coupon payment and early redemption depend on observation and redemption-determination tests versus fixed barrier levels: call thresholds equal 100% of initial levels, coupon barriers equal 80% of initial levels, and downside thresholds equal 70% of initial levels for the EURO STOXX 50®, Russell 2000® and S&P 500®. The estimated value on the pricing date was $935.20 per security and all payments are subject to the issuers and guarantors credit risk.
Morgan Stanley Finance LLC priced a contingent income auto-callable note offering linked to the worst performing of the Dow Jones Industrial Average, EURO STOXX 50® and Russell 2000®. The notes have a stated principal amount of $1,000 per security (aggregate $100,000), an original issue date of March 31, 2026 and maturity on March 29, 2029. The securities pay a contingent coupon of 9.00% per annum only if on each observation date every underlier is at or above its coupon barrier (80% of initial). The notes are automatically redeemed early if, on a redemption determination date, each underlier is at or above its call threshold (100% of initial). At maturity, if the worst performing underlier is below its downside threshold (70% of initial), principal is reduced pro rata by the worst underlier's performance and could be zero. All payments are subject to Morgan Stanley's credit risk; estimated value on the pricing date was $933.80 per security.
Morgan Stanley Finance LLC priced callable buffered jump securities linked to the S&P 500® Futures Excess Return Index. The offering totals $1,566,000 of securities at a $1,000 stated principal per security and an estimated value of $922.40 on the pricing date. The notes feature a 15% downside buffer, a 195% participation rate for upside, a minimum payment at maturity of 15% of principal, and a call feature allowing issuer redemption at preset cash amounts on periodic dates prior to maturity.
Morgan Stanley Finance LLC priced a contingent-income, buffered auto-callable note due April 1, 2031, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an aggregate offering of $1,000,000. The securities pay a contingent coupon of 11.45% per annum on observation dates when the underlier’s closing level is at or above the coupon barrier (80% of initial level), are automatically redeemed if the underlier closes at or above the call threshold (100% of initial level) on a redemption determination date, and return principal at maturity only if the final level is at or above the buffer level (80%). If the final level is below the buffer, investors lose 1% of principal for each 1% decline beyond the buffer, subject to a minimum payment of 20% of principal. The underlier is an equally weighted basket of NVDA, PLTR, TSLA and TSM (25% each). All payments are subject to Morgan Stanley’s credit risk.