Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering Buffered Performance Leveraged Upside Securities (Buffered PLUS) maturing November 16, 2027, linked to the worst performer of the Dow Jones Industrial Average, Nasdaq‑100 Index and Russell 2000 Index. Each security has a $1,000 stated principal amount and issue price, within a total offering of $1,434,000, and is fully and unconditionally guaranteed by Morgan Stanley.
The notes pay no interest. At maturity, if the final level of every index exceeds its initial level, holders receive $1,000 plus 157.50% of the appreciation of the worst-performing index. If any index is at or below its initial level but all remain at or above 85% of their initial levels (the buffer level), investors receive only the $1,000 principal. If any index falls below its buffer level, repayment is reduced dollar-for-dollar with losses of the worst-performing index beyond the 15% buffer, subject to a minimum payment of 15% of principal ($150 per $1,000).
The estimated value on the pricing date is $986.50 per security, reflecting issuance, structuring and hedging costs borne by investors, so secondary market values are expected to be below the $1,000 issue price. The securities are unsecured obligations subject to the credit risk of Morgan Stanley Finance LLC and Morgan Stanley, offer no principal protection beyond the buffer and minimum payment, and may be illiquid, with secondary trading, if any, generally provided only by an affiliate dealer.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering $1,712,000 of Step-Down Jump Securities with an auto-call feature linked to the worst performer of the Dow Jones Industrial Average, Nasdaq-100 Index and Russell 2000 Index, maturing on August 15, 2030. Each security has a stated principal amount and issue price of $1,000 and is fully and unconditionally guaranteed by Morgan Stanley, with principal at risk and no periodic interest.
The notes may be automatically redeemed starting August 12, 2027 if all indices are at or above specified call threshold levels, paying early redemption amounts that correspond to a return of approximately 10.25% per annum. If held to maturity and each index is at or above its downside threshold level (70% of its initial level), investors receive $1,410 per security. If any index finishes below its downside threshold, repayment is reduced 1% for each 1% decline of the worst-performing index, potentially to zero. The estimated value on the pricing date is $982.50 per security, and all payments are subject to Morgan Stanley’s credit risk.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering $500,000 of Buffered Participation Securities linked to the Invesco DB Agriculture Fund, maturing on February 16, 2028. Each $1,000 security pays no interest and is fully and unconditionally guaranteed by Morgan Stanley, with principal at risk.
At maturity, investors receive upside exposure at a 100% participation rate if the fund’s final level exceeds the initial level, capped at a maximum payment of $1,189 per security. If the final level is between 90% and 100% of the initial level, principal is returned. Below 90% of the initial level, investors lose 1% of principal for each 1% decline beyond the 10% buffer, but not less than 10% of principal.
The initial level is $27.59 and the buffer level is $24.831. The estimated value on the pricing date is $972.50 per security, reflecting issuance, selling, structuring and hedging costs. The notes are unsecured obligations subject to Morgan Stanley’s credit risk and are designed for fee-based advisory accounts willing to accept limited upside and potential significant loss of principal.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering unsecured structured “Jump Notes with Auto-Callable Feature” maturing September 1, 2033, linked to the S&P U.S. Equity Momentum 40% VT 4% Decrement Index. The notes pay no interest and are fully and unconditionally guaranteed by Morgan Stanley.
The notes automatically redeem on scheduled determination dates if the index level is at or above the 100% call threshold, returning the $1,000 principal plus a fixed early redemption payment that implies about 8.40% per annum, rising from $1,084 on the first call date to $1,567 on the last. Once redeemed, no further payments are made.
If never called and the final index level is above the initial level, investors receive $1,000 plus 100% participation in index appreciation; if the final level is at or below the initial level, only the $1,000 principal is repaid. The index includes a 4% per annum decrement and volatility targeting, and was established in 2022, so it has limited live history. The estimated value on the pricing date is about $930.90 per $1,000 note, reflecting embedded costs. The notes are subject to Morgan Stanley’s credit risk, will not be listed on an exchange, may have limited secondary liquidity, and are expected to be treated as contingent payment debt instruments for U.S. tax purposes.
Morgan Stanley, through Morgan Stanley Finance LLC, is offering Trigger PLUS notes due March 2, 2029, linked to the worst performer of the iShares Core S&P Mid-Cap ETF (IJH) and the Invesco S&P 500 Equal Weight ETF (RSP). The notes pay no interest and are fully and unconditionally guaranteed by Morgan Stanley, with principal at risk.
At maturity, if the final level of each ETF is above its initial level, holders receive $1,000 plus a 121% leveraged upside based on the appreciation of the worst-performing ETF. If at least one ETF is at or below its initial level but both are at or above 70% of their initial levels, investors receive only the $1,000 principal. If either ETF closes below 70% of its initial level on the observation date, repayment is reduced 1% for each 1% decline of the worst performer, with no minimum payment; the entire investment can be lost.
The notes are unsecured obligations of MSFL, subject to the credit risk of both MSFL and Morgan Stanley. The estimated value on the pricing date is approximately $979.70 per $1,000 note, reflecting issuance, structuring and hedging costs and implying secondary market values below the issue price. Liquidity is expected to be limited and largely dependent on Morgan Stanley & Co. LLC making a market.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering $3,350,000 of Step Down Trigger Autocallable Notes linked to the iShares® Semiconductor ETF, issued at $10 per Security and fully and unconditionally guaranteed by Morgan Stanley.
The notes have a term of about three years, maturing on August 15, 2029, with quarterly Observation Dates beginning August 19, 2027. They are automatically called if the ETF’s closing price is at or above the Initial Price of $546.61 on any of the first eight Observation Dates, or at or above the Downside Threshold of $355.30 (65% of the Initial Price) on the Final Observation Date. If called, investors receive $10 plus a fixed Call Return based on a 23.18% per‑annum Call Return Rate, rising to 69.54% (a Call Price of $16.954) if called at maturity.
The notes pay no interest, do not share in any ETF upside beyond the fixed Call Returns, and do not guarantee principal. If the notes are not called and the Final Price is below the Downside Threshold, repayment is $10 × (1 + Underlying Return), exposing investors to the full downside of the ETF and potentially a total loss of principal. The estimated value on the trade date is $9.92 per Security, below the $10 issue price due to issuing, structuring and hedging costs. All payments are subject to Morgan Stanley’s credit risk, and secondary market liquidity is expected to be limited.
MORGAN STANLEY (symbol MS), through Morgan Stanley Finance LLC, is offering principal-at-risk structured notes called Contingent Income Memory Auto-Callable Securities due February 17, 2028 linked to the iShares Semiconductor ETF. Each security has a $1,000 stated principal and issue price, pays a contingent coupon at 13.45% per annum only when the ETF’s closing level is at or above a coupon barrier set at 50% of the initial level, and may automatically redeem on specified dates if the ETF is at or above a call threshold set at 100% of the initial level. If not called, and the final level is at or above a downside threshold of 50% of the initial level, investors receive principal back plus any due contingent coupons; if below, repayment is reduced in proportion to the ETF’s decline, potentially to zero. The notes are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, with an estimated value on the pricing date of approximately $975.80 per security versus the $1,000 issue price, and include $15 in selling commission per security.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering unsecured, auto-callable structured “Jump Notes” due August 24, 2033, linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. The notes pay no interest and return principal at maturity if not called and if the final index level is equal to or below the initial level.
If the notes are not automatically redeemed and the final index level exceeds the initial level, holders receive the $1,000 principal plus 100% of the index’s positive return. Starting August 26, 2027, the notes are subject to automatic early redemption on scheduled determination dates if the index closes at or above 100% of its initial level, for fixed cash payments corresponding to approximately 8.25% per annum (e.g., $1,082.50 on the first call date, rising over time).
The estimated value on the pricing date is approximately $928.10 per $1,000 note, reflecting embedded issuing, selling, structuring and hedging costs and Morgan Stanley’s funding rate. The notes are guaranteed by Morgan Stanley, subject to its credit risk, will not be listed on an exchange, may have limited secondary liquidity, and are expected to be treated as contingent payment debt instruments for U.S. tax purposes.
Morgan Stanley (MS), via Morgan Stanley Finance LLC, is offering Trigger PLUS structured notes due August 21, 2031, linked to the worst performer among the iShares S&P 500 Growth ETF, the S&P 500 Equal Weight Index and the S&P 500 Index. The notes pay no interest and are fully and unconditionally guaranteed by Morgan Stanley.
Each $1,000 note offers 183% leveraged upside if the worst performing underlier finishes above its initial level on the August 18, 2031 observation date. If all underliers are at or above 70% of their initial levels but any is at or below its initial level, investors receive only principal back. If any underlier finishes below 70% of its initial level, repayment is reduced 1% for each 1% decline in the worst performer, with no minimum, so principal can be fully lost.
The estimated value on the pricing date is approximately $993.10 per $1,000 note, reflecting issuance, structuring and hedging costs and Morgan Stanley’s funding rate. All payments depend on Morgan Stanley’s and MSFL’s credit; the notes are unsecured, unsubordinated obligations and are not bank deposits or FDIC insured.