Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering structured buffered partial participation securities linked to the S&P 500® Index, with a $1,000 stated principal amount and an original issue price of $1,000 per security. The securities have a participation rate of 93.24%, a 20% buffer and a downside factor of 1.25. The strike and pricing date are July 9, 2026, the original issue date is July 14, 2026, and the maturity date is July 14, 2031. If the final averaged index level exceeds the initial level, holders receive principal plus 93.24% of appreciation; if the final averaged level is between the initial level and the 80% buffer, holders receive principal; if below the buffer, holders incur a loss of 1.25% per 1% decline beyond the buffer and could lose their entire investment. The document gives an estimated value on the pricing date of approximately $956.80 per security and discloses agent commissions of $30 per security, leaving proceeds of $970 per security to the issuer. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Trigger Autocallable GEARS linked to the KOSPI 200 Index with a $10.00 issue price and a 5‑year term maturing on July 11, 2031. The securities are unsecured debt of MSFL, fully guaranteed by Morgan Stanley, and provide a fixed Call Return if the KOSPI 200 closes at or above the Autocall Barrier on the Observation Date. If not called, holders receive leveraged upside at maturity equal to the Underlying Return times an Upside Gearing of 3.50, but face full exposure to negative returns below a Downside Threshold of 65% of the Initial Level, which can cause a loss of principal. The estimated Trade Date value is $9.549 per security and the Call Return Rate is 30.00% per annum. All payments are subject to Morgan Stanley's credit risk and secondary market liquidity may be limited.
Morgan Stanley Finance LLC is offering Buffered PLUS with Downside Factor notes, fully and unconditionally guaranteed by Morgan Stanley. The securities have a stated principal amount of $10 per security, a 200% leverage factor, a 10% buffer (buffer level = 90% of the initial level), a maximum payment at maturity of $12.50 per security (125% of principal) and no guaranteed interest.
The strike and pricing date is July 9, 2026, the observation date is July 10, 2028 (subject to postponement), and the maturity date is July 13, 2028. Estimated value on the pricing date is approximately $9.917 per security. All payments are subject to Morgan Stanley's credit risk; if the final level is below the buffer level investors incur amplified principal losses (downside factor 1.1111% applied per 1% decline beyond the buffer) and could lose their entire investment.
Morgan Stanley Finance LLC priced Principal at Risk notes tied to the S&P 500® Index. Each security has a stated principal amount of $1,000, an issue price of $1,000 and an estimated value on the pricing date of approximately $985.90. The notes mature on August 12, 2027 with an observation date of August 9, 2027.
At maturity, if the final level is ≥ the downside threshold level (5,986.168, 80% of the initial level of 7,482.71), holders receive $1,000 plus a fixed upside payment of $91.40 (9.14%). If the final level is below the downside threshold, the payment equals $1,000 × (final level / initial level) and could be significantly less or zero. All payments are subject to Morgan Stanley Finance LLC credit risk and guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC offers contingent income, memory buffered auto-callable notes due July 15, 2027 linked to the iShares® Semiconductor ETF, with principal at risk and a contingent coupon feature. The securities pay a contingent coupon only if observation-date closing levels meet the coupon barrier and may be automatically redeemed on specified redemption determination dates.
The notes have a stated principal amount of $1,000 per security, an original issue price of $1,000, an estimated value on the pricing date of approximately $982.10, a buffer amount of 40% and a contingent coupon at an annual rate of 10.35%. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Autocallable Trigger GEARS linked to the common stock of JPMorgan Chase & Co. (Underlying Shares). The securities have a $10.00 principal amount per Security, an approximate 3-year term and are fully guaranteed by Morgan Stanley.
If the Observation Date Closing Price is at or above the Autocall Barrier, the Securities will be automatically called and pay a fixed Call Price equal to the principal plus the Call Return. If not called, a positive Share Return at maturity is amplified by an Upside Gearing of 1.70; if the Final Price is below the Downside Threshold (75% of the Initial Price), the payment at maturity will reflect the negative Share Return and could result in a significant loss of principal. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced Principal at Risk Buffered Jump Securities linked to the Russell 2000® Index. Each security has a stated principal amount of $1,000, an upside payment of $154 (15.40%), a buffer of 10% and a minimum payment at maturity of 10%.
The initial/strike level was 2,956.389 on July 8, 2026. The observation date is August 4, 2027 and the maturity date is August 6, 2027. If the final level is ≥ initial level, investors receive principal plus the upside payment. If the final level is < buffer level, losses equal 1% per 1% decline beyond the buffer. All payments are subject to MSFL's and Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering $4,926,000 aggregate face amount of Autocallable Buffered Russell 2000® Index-Linked Notes due July 11, 2029, fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest, have a face amount of $1,000 per note and may be automatically called on July 15, 2027 for $1,123.50 per note (call premium 12.35%). If not called, maturity payoffs depend on the Russell 2000® performance from the trade date to the determination date: upside participation is 150%, a buffer protects declines up to 5.00%, and losses occur if the final index level is below the buffer. The estimated value on the trade date is $964.10 per note. All payments are subject to issuer and guarantor credit risk and the notes are unsecured and unlisted.
Morgan Stanley Finance LLC offers principal-at-risk, auto-callable structured notes due July 27, 2029 linked to the worst performing of Micron Technology, Meta Platforms (Class A) and Qualcomm common stocks. Each security has a $1,000 stated principal amount and pays a contingent coupon at an annual rate of 21.75% on observation dates only if each underlier meets its coupon barrier level. The notes may be automatically redeemed early if all underliers meet their call thresholds on a redemption determination date; otherwise maturity pay‑out depends on the worst performing underlier and could result in a significant principal loss or zero. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley is offering $50,600,000 aggregate principal amount of Fixed Rate Notes due 2027. The notes were priced on July 1, 2026 and originally issued on July 7, 2026, pay interest at a 4.450% fixed annual rate and mature on September 7, 2027. Interest accrues from the original issue date and is payable at maturity. Notes are denominated at $1,000 per note, will not be listed on any exchange, and are subject to Morgan Stanley's credit risk. The pricing supplement discloses original issue discount accruals per note totaling $51.9167 as of maturity periods shown and refers investors to the prospectus supplement dated April 8, 2026 for tax and other details.