Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering Dual Directional Trigger PLUS principal-at-risk securities due March 29, 2030 underwritten by Morgan Stanley & Co. LLC with a stated principal amount of $1,000 per security and an aggregate principal amount of $100,000. The securities are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley, pay no interest, and expose investors to full principal loss if either underlier falls below its downside threshold.
The payoff is tied to the worst performing of the Nasdaq-100® Technology Sector (NDXT) and the Russell 2000® (RTY). Upside is leveraged at 121% of appreciation for the worst performing underlier; an absolute-return feature pays up to an effective 15% positive return if the worst underlier declines but stays above a 70% downside threshold; below that threshold the securities lose 1% for every 1% decline.
Morgan Stanley Finance LLC priced Principal-at-Risk PLUS notes linked to the worst performing of the Russell 1000 and S&P 500. The notes have a $1,000 stated principal amount and $728,000 aggregate issuance, a leverage factor of 121.50%, and maturity on March 31, 2031. At maturity, if both underliers have appreciated, holders receive principal plus a leveraged upside; if either underlier declines, holders lose principal proportionate to the worst performing underlier, with no minimum payment. Payments are obligations of MSFL, fully guaranteed by Morgan Stanley, and all payments remain subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Variable Income Auto-Callable Notes fully guaranteed by Morgan Stanley with an aggregate principal amount of $2,117,000 and a stated principal amount of $1,000 per note. The notes pay a variable monthly coupon that is either 9.40% (higher) or 0.25% (lower) depending on each observation date. The notes reference the worst-performing stock among Palantir (PLTR), NVIDIA (NVDA), Tesla (TSLA) and Alphabet (GOOG). Automatic early redemption may occur beginning with the redemption determination date of March 29, 2027; final maturity is March 31, 2031. The issue price is $1,000 per note, the estimated value on the pricing date was $941.10 per note, and selected dealers receive a fixed commission of $40 per note.
Morgan Stanley Finance LLC priced buffered, auto-callable principal-at-risk securities linked to the MSCI Emerging Markets Index. Each security has a $1,000 stated principal amount and a 125% participation rate, a 15% buffer (buffer level = 85% of initial level) and a downside factor of 1.1765. The first determination date for automatic early redemption is April 12, 2027 with an early redemption payment of at least $1,185.40 per security; maturity is April 4, 2028. The estimated value on the pricing date was approximately $973.70 per security and the issue price is $1,000 (agent commission $15, proceeds to issuer $985). All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; holders bear issuer credit risk and may lose their entire investment.
Morgan Stanley Finance LLC priced a Principal-at-Risk note offering (PLUS) with a $1,000 stated principal per security that is fully and unconditionally guaranteed by Morgan Stanley. The securities return the stated principal plus a 189.50% leveraged upside on the performance of the worst performing of three ETFs if each underlier appreciates; if any underlier declines, principal is reduced 1% for each 1% decline of the worst performing underlier. Key dates include a March 27, 2026 strike date, March 30, 2026 pricing date and an observation date of March 27, 2028 with a maturity date of March 30, 2028. The preliminary estimated value on the pricing date is approximately $978.40 per security and the offering documents emphasize credit risk of Morgan Stanley, potential lack of secondary-market liquidity, and uncertain U.S. tax treatment.
Morgan Stanley Finance LLC offers structured Principal-at-Risk buffered jump securities due April 12, 2029, fully guaranteed by Morgan Stanley. Each note has a $1,000 stated principal and an estimated pricing-date value of approximately $954. The notes are auto-callable on scheduled determination dates and pay fixed early redemption amounts (approximately 9.20% per annum), specifically $1,092 and $1,184 if triggered. At maturity investors receive $1,276 if both underliers meet call thresholds, return of principal if both remain above a 75% buffer level, or a reduced payment tied to the worst-performing underlier if it breaches the 25% buffer; minimum payment at maturity is 25% of principal. The underliers are the S&P 500® Index and the Russell 2000® Index, and all payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC offers principal‑at‑risk, auto‑callable structured notes due April 5, 2029, fully and unconditionally guaranteed by Morgan Stanley. The notes have a $1,000 stated principal amount per security and an estimated value on the pricing date of approximately $977.10 per security. The securities may be automatically redeemed early on scheduled determination dates beginning April 9, 2027 if each underlier meets its call threshold; early redemption payments rise across eight possible observations to a maximum listed early redemption payment of $1,495 per security. At maturity the payout ranges from a fixed $1,540 per security (if all underliers meet call thresholds) to the stated principal or a reduced principal tied to the worst performing underlier (losses of 1% per 1% decline below a 70% downside threshold). All payments are subject to Morgan Stanley's credit risk and the offering includes customary distribution and structuring fees.
Morgan Stanley Finance LLC is offering Buffered PLUS principal-at-risk securities tied to the S&P 500® Futures Excess Return Index with a 190% leverage factor and a 20% buffer. Each security has a stated principal amount of $1,000, an original issue date of April 6, 2026, an observation date of March 31, 2031 and a maturity date of April 3, 2031. At maturity, payments depend on the index final level: investors receive principal plus leveraged upside if the final level is above the initial level; principal only if the final level is at or above the 80% buffer; and a reduced payment if the final level is below the buffer, subject to a minimum payment of 20% of principal. The preliminary pricing supplement states an estimated value on the pricing date of approximately $979.10 per security and notes that all payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC prices Principal-at-Risk structured notes: Dual Directional Buffered Jump Securities due May 2, 2029 linked to the worst performing of Microsoft, Alphabet (Class C) and NVIDIA. Each security has a stated principal amount of $1,000, an estimated value on the pricing date of approximately $943.30, and an automatic early redemption opportunity on the first determination date. The notes offer an upside participation feature (150% upside participation rate) and a 30% buffer: if the worst performing underlier declines beyond 30% at maturity investors suffer proportional losses, subject to a 30% minimum payment at maturity. All payments are unsecured and subject to Morgan Stanley's credit risk; MS & Co. acts as agent and calculation agent, and related fees and conflicts are disclosed.
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk securities tied to the S&P 500® Futures Excess Return Index. Each security has a stated principal amount of $1,000 and a leverage factor of 218.75%. At maturity (observation date March 31, 2031), payoff depends on the final index level versus the strike level (strike date March 31, 2026): upside participation if the final level is higher, return of principal if the final level is between the downside threshold and the initial level, and pro rata losses if the final level is below the downside threshold (set at 75% of the initial level), with no minimum payment. All payments are unsecured and subject to Morgan Stanley credit risk. The pricing date and strike date are March 31, 2026, original issue date is April 6, 2026, and the estimated value on the pricing date is approximately $972.90 per security.