Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering unsecured, auto-callable "Jump Notes" due August 15, 2030, linked to the worst-performing of Berkshire Hathaway Class B, NVIDIA and Oracle common stocks. Each note has a $1,000 principal amount and is issued at $1,000, with an estimated value on the pricing date of $956 per note.
The notes pay no interest. On August 12, 2027, if each stock’s closing level is at least its initial level (the call threshold), the notes are automatically redeemed for $1,305 per note and terminate. If not called and, at maturity, each final stock level is above its initial level, holders receive principal plus an upside payment equal to 125% of the worst-performing stock’s percentage gain. If any final level is at or below its initial level, only principal is repaid. The notes are subject to Morgan Stanley’s credit risk, will not be listed on any exchange, and secondary market liquidity may be limited.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering callable fixed-income structured securities due August 16, 2027 that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, with a total aggregate principal amount of $2,085,000, and pays a fixed coupon at an annual rate of 9.70% with monthly payments.
The notes are linked to the worst performing of the Nasdaq‑100, Russell 2000 and S&P 500 indices and do not guarantee return of principal. If the notes are not redeemed early and any index finishes below its downside threshold level, equal to 70% of its initial level, principal is reduced 1% for each 1% decline of the worst performer and can fall to zero, though the final coupon is still paid.
The issuer may redeem the notes in whole, but not in part, on specified redemption dates starting February 16, 2027, based solely on the output of a risk neutral valuation model that tests whether early redemption is economically rational for Morgan Stanley. The estimated value on the pricing date is $990.90 per $1,000 security, below issue price due to issuance, structuring and hedging costs. All payments are subject to Morgan Stanley’s and MSFL’s credit risk, and the securities are unsecured, uninsured obligations.
MORGAN STANLEY (symbol MS) is offering Morgan Stanley Finance LLC Enhanced Trigger Jump Securities, principal-at-risk structured notes linked to the S&P 500® Index. Each note has a $1,000 stated principal amount, with a fixed $100 (10%) upside payment at maturity if conditions are met.
If the S&P 500 final level on August 25, 2027 is at or above the downside threshold of 6,800.816 (88% of the 7,728.20 initial level), investors receive $1,100 per note, regardless of how much the index has risen. If the final level is below the threshold, repayment is $1,000 × (final level / initial level), giving a 1-for-1 loss with index declines and no minimum repayment; the investment can be entirely lost.
The notes pay no interest, are unsecured obligations of Morgan Stanley Finance LLC fully and unconditionally guaranteed by Morgan Stanley, and are subject to Morgan Stanley’s credit risk. The aggregate principal amount is $700,000, the issue price is $1,000 per note, and the issuer’s estimated value on the pricing date is $986.10 per note, reflecting embedded costs and dealer margins.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering Buffered Participation Securities due November 16, 2027, linked to the worst performance of the Dow Jones Industrial Average and the S&P 500 Index. Each note has a stated principal amount and issue price of $1,000, with an aggregate principal amount of $8,239,000, and is fully and unconditionally guaranteed by Morgan Stanley.
The notes pay no interest. At maturity, if both indices finish above their initial levels, investors receive principal plus an upside payment based on a 100.50% participation rate in the appreciation of the worst-performing index. If either index is at or below its initial level but both remain at or above 85% of their initial levels, investors receive only principal back. If either index ends below 85% of its initial level, repayment is reduced 1% for each 1% decline of the worst-performing index beyond the 15% buffer, subject to a minimum payment of 15% of principal.
The notes are unsecured obligations of MSFL and subject to Morgan Stanley’s credit risk. The estimated value on the pricing date is $989.90 per note, below the issue price due to embedded costs. Liquidity may be limited, and tax treatment is uncertain, with the notes expected to be treated as prepaid financial contracts for U.S. federal income tax purposes.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Morgan Stanley, through Morgan Stanley Finance LLC, is offering Enhanced Buffered Jump Securities due August 27, 2027, linked to an equally weighted basket of seven semiconductor-related stocks. The notes are unsecured, pay no interest, are fully and unconditionally guaranteed by Morgan Stanley, and place principal at risk.
Each $1,000 security offers a fixed upside payment of $174.50 (17.45%) if the final basket level on the August 24, 2027 observation date is at or above the 80% buffer level. If the final level falls below the buffer, holders lose 1.25% of principal for every 1% decline beyond the 20% buffer with no minimum repayment, so the investment could result in a total loss of principal.
The aggregate principal amount is $2.5 million, with an issue price of $1,000 and estimated value of $986.30 per security on the pricing date, reflecting issuance, selling, structuring and hedging costs. The notes are subject to Morgan Stanley’s credit risk, limited liquidity, complex U.S. tax treatment as prepaid financial contracts, and potential conflicts of interest in calculation, hedging and secondary market making.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering dual directional buffered participation securities linked to the S&P 500® Index, maturing September 16, 2027. Each note has a $1,000 stated principal amount, pays no interest, and is fully and unconditionally guaranteed by Morgan Stanley.
At maturity, if the index is above the initial level of 7,728.20, investors receive principal plus 100% of the index gain, capped at a maximum payment of $1,090 per note (109% of principal). If the index is at or below the initial level but at or above the buffer level of 6,182.56 (80% of initial), investors receive principal plus 50% of the absolute percentage decline, effectively capped at a 10% positive return. Below the buffer level, investors lose 1% of principal for each 1% decline beyond the 20% buffer, subject to a minimum payment of 20% of principal.
The total offering size is $3,045,000 at an issue price of $1,000 per note, with estimated value on the pricing date of $990.20. All payments are subject to Morgan Stanley’s credit risk, there may be limited or no secondary market, and U.S. tax treatment is uncertain, with a substantial risk the notes could be characterized as debt instruments for tax purposes.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering Dual Directional Buffered Participation Securities linked to the worst performer of the Dow Jones Industrial Average and the S&P 500 Index, with a $1,000 stated principal amount per security and an aggregate principal amount of $4,603,000. The notes pay no interest and are fully and unconditionally guaranteed by Morgan Stanley, but are principal at risk.
At maturity on November 16, 2027, if both indices finish above their initial levels, investors receive principal plus upside based on the worst performer, capped at a maximum payment of $1,128.50 per security (112.85% of principal). If the worst performer is down but not below the 81% buffer level (a 19% buffer), investors earn a positive return equal to the absolute decline, up to a 19% gain. If either index ends below its buffer level, investors lose 1% of principal for each 1% decline in the worst performer beyond the 19% buffer, subject to a minimum payment of 19% of principal.
The issue price is $1,000 per security, with an estimated value of $990.20 on the pricing date, reflecting issuance, structuring and hedging costs. All payments depend on the credit of Morgan Stanley Finance LLC and Morgan Stanley, and the notes may be illiquid, with secondary prices affected by Morgan Stanley’s credit spreads and market factors.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering $9,963,000 of Contingent Income Memory Auto-Callable Securities due August 16, 2032, linked to the S&P 500 Futures 40% Intraday 4% Decrement VT Index. The notes pay a contingent coupon at 17.80% per annum, but only for periods where the index’s closing level on the observation date is at or above the coupon barrier of 2,835.936 (80% of the 3,544.92 initial level); missed coupons can be paid later if the barrier is met.
The notes are automatically redeemed at par plus any due coupons if, on any redemption determination date starting August 11, 2027, the index is at or above the call threshold of 3,544.92 (100% of initial). If held to maturity without early redemption, investors receive par only if the final index level is at or above the downside threshold of 2,126.952 (60% of initial); below that, principal is reduced 1% for each 1% index decline, potentially to zero. The securities are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley, with an estimated value on the pricing date of $938.50 per $1,000, and are subject to issuer credit risk, limited liquidity, a complex, newly established decrement index and uncertain tax treatment.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering contingent income auto-callable structured securities due February 16, 2028, linked to the worst performer of the S&P 500 Index, Russell 2000 Index and Nasdaq-100 Index. The unsecured notes are fully and unconditionally guaranteed by Morgan Stanley and expose investors to principal loss.
Each $1,000 security pays a 6.25% per annum contingent coupon only if, on an observation date, all three indices are at or above their coupon barrier levels set at 75% of initial levels. The notes are automatically redeemed, starting November 11, 2026, if on a redemption determination date all indices are at or above their call thresholds at 90% of initial levels, returning principal plus the applicable coupon.
If not redeemed early, principal is repaid at maturity only if, on every trading day, each index stays at or above its downside threshold at 70% of initial and a trigger event never occurs. If any index ever falls below its downside threshold and at least one finishes below its initial level, maturity payment is reduced 1% for each 1% decline of the worst-performing index, down to zero. The aggregate principal amount is $1,967,000, issue price is $1,000 per security, and the issuer’s estimated value on the pricing date is $971.70 per security, reflecting embedded costs and issuer economics.