Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC priced an offering of market‑linked, auto‑callable principal‑at‑risk securities due April 15, 2032, fully guaranteed by Morgan Stanley. Each security has a face amount of $1,000, an estimated value at pricing of $986.20 (within $55.00), and a pricing date of April 10, 2026. The notes are linked to the lowest performing of the Dow Jones Industrial Average SM, the Russell 2000® Index and the S&P 500® Equal Weight Index, feature semi‑annual calculation days beginning April 15, 2027, multiple ascending call payments if all underlyings meet 95% call thresholds on a calculation day, and permit loss of principal at maturity if the lowest performing underlying falls below 75% of its starting level.
Morgan Stanley Finance LLC priced structured notes — a Preliminary Pricing Supplement for Enhanced Buffered Jump Securities linked to the S&P 500® Index that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, an upside payment of $268 (26.80%) if the final level is at or above the 85% buffer level, a 15% buffer (losses apply only beyond that buffer), a minimum payment at maturity of 15% of principal, a strike date of April 27, 2026, an original issue date of April 30, 2026, an observation date of October 29, 2029 and a maturity date of November 1, 2029. The supplement states an estimated value on the pricing date of approximately $951.50 per security and warns investors that payments are subject to Morgan Stanley's credit risk and that the securities do not pay interest.
Morgan Stanley Finance LLC is offering market-linked, auto-callable principal-at-risk securities linked to the lowest performing of the Dow Jones Industrial Average, the Russell 2000® Index and the S&P 500® Equal Weight Index with a face amount of $1,000 per security. The securities are priced to the public at $1,000 per security, with estimated value on the pricing date of $983.10 and an original issue date of April 24, 2026. The securities feature semiannual calculation days beginning April 26, 2027, automatic call opportunities with specified call payments up to $1,774.00 on the final calculation day, and a maturity date of April 26, 2032. Investors face downside exposure to the lowest performing underlying (maturity payment equals $1,000 × performance factor of the worst-performing index) and are fully subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced principal-at-risk, auto-callable notes—stated principal $1,000 per security, aggregate $1,494,000—linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. The notes pay no regular interest, may auto‑redeem beginning March 30, 2027 if the underlier ≥ the call threshold (888.199), and at maturity pay $1,500 if the final level ≥ the buffer (888.199). If the final level < the buffer, payment = $1,000 × (final/initial + 15%), subject to a 15% minimum. All payments are unsecured and guaranteed by Morgan Stanley; estimated value on the pricing date was $901.00 per security.
Morgan Stanley Finance LLC priced Principal-at-Risk structured notes linked to the worst performing of the Dow Jones Industrial Average, the Nasdaq-100 Index® and the Russell 2000® Index. The offering consists of $1,000 stated principal per security, aggregate principal amount $773,000, and an original issue price of $1,000 per security.
The notes feature automatic early redemption on scheduled determination dates beginning April 5, 2027, fixed early redemption payments (ranging from $1,147.00 to $1,367.50), and a maturity date of March 29, 2029. Payment at maturity depends on the final levels of the underliers versus call and downside thresholds (100% and 70% of initial levels, respectively). All payments are unsecured and subject to the credit risk of Morgan Stanley.
Morgan Stanley Finance LLC offers market-linked, auto-callable principal-at-risk securities with a face amount of $1,000 per security linked to the lowest-performing of the Dow Jones Industrial Average, the Russell 2000® and the S&P 500® Equal Weight Index. The pricing date is April 16, 2026 and the stated maturity date is April 21, 2032, with semi-annual calculation days beginning April 21, 2027. The estimated value on the pricing date is approximately $983.00 per security, within $55.00 of that estimate. The notes are auto-callable on specified calculation days for fixed call payments if each underlying meets its call threshold; if not called, the maturity payoff exposes investors to the downside performance of the lowest-performing underlying (possible loss of more than 25% up to a total loss). All payments are subject to issuer credit risk and the securities do not pay interest or entitle holders to dividends or voting rights.
Morgan Stanley Finance LLC is offering Principal-at-Risk buffered, auto-callable notes tied to the S&P U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a stated principal amount of $1,000, an issue price of $1,000 and an estimated value on the pricing date of $898. The notes may auto-redeem on scheduled determination dates if the underlier closes at or above a call threshold (90% of the initial level). At final maturity on March 31, 2031, investors receive $1,600 if the final level is at or above the call threshold, the stated principal if the final level is at or above the buffer (85% of initial), or a downside-adjusted payment exposing investors to losses beyond the 15% buffer, subject to a minimum 15% payment.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering structured, unsecured Step-Up Jump Notes tied to the BlackRock Adaptive U.S. Equity 5% Index. Each note has a $1,000 stated principal amount, an original issue price of $1,000 and an estimated value on the pricing date of $935.40. The notes pay no periodic interest, include an automatic early redemption feature (first determination date March 29, 2027) and mature on March 31, 2033. If not auto‑redeemed and the final index level exceeds the initial level, investors receive principal plus upside equal to 100% participation in appreciation; if the final level is equal to or below the initial level, investors receive only the stated principal. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering $1,000,000 aggregate principal of principal-at-risk, contingent-income, auto-callable notes due March 29, 2029 linked to the worst performing of the Nasdaq-100 Technology Sector, Russell 2000 and S&P 500 indices.
The notes pay a contingent coupon at an annual rate of 12.15% on observation dates if each underlier is at or above its coupon barrier (80% of initial levels), feature automatic early redemption on specified determination dates if all underliers meet call thresholds (100% of initial levels), and expose investors to full downside tied to the worst performing underlier (downside threshold: 60% of initial levels). Issue price is $1,000 per security; estimated value on the pricing date was $980.90 per security.
Morgan Stanley Finance LLC priced a structured-note offering. The Dual Directional Buffered PLUS securities have a stated principal amount of $1,000 per security and an aggregate principal amount of $457,000. The notes mature on March 31, 2031 and reference the worst performing of the Dow Jones Industrial Average, Nasdaq-100 and Russell 2000 indices. The securities feature a leverage factor of 126.75%, an absolute return participation rate of 100%, an 80% buffer level (buffer amount 20%) and a minimum payment at maturity of 20% of stated principal. The estimated value on the pricing date was $921.70 per security; the issue price is $1,000 per security, which includes sales and structuring costs.