Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering Buffered Performance Leveraged Upside Securities (Buffered PLUS) due August 22, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and pays no interest.
The payout is based on the worst performing of the Nasdaq-100 Index and the S&P 500 Index. If the worst performer finishes above its initial level, holders receive principal plus 116.25% of its gain. If it is at or below its initial level but at or above 75% of its initial level (a 25% buffer), holders receive only principal. Below the 75% buffer, principal is reduced 1% for each 1% further decline, down to a minimum repayment of 25% of principal. All payments are subject to Morgan Stanley’s credit risk, and the estimated value on the pricing date is about $978.70 per $1,000 security, reflecting structuring and hedging costs.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering unsecured Jump Notes with an auto-call feature due September 2, 2031, linked to the worst performer of Meta Platforms, Micron Technology and Space Exploration Technologies class A common stocks. The notes pay no interest and are fully and unconditionally guaranteed by Morgan Stanley.
The notes are automatically redeemed on September 5, 2028 for an early redemption payment of $1,460 per $1,000 note if on August 28, 2028 each stock’s closing level is at or above 90% of its initial level. If not called, at maturity investors receive $1,000 plus an upside payment equal to 125% of the price gain of the worst performing stock if all final levels exceed initial levels, or only principal back if any final level is at or below its initial level.
The estimated value on the pricing date is approximately $921.30 per note, reflecting issuance, selling, structuring and hedging costs borne by investors. The notes are subject to Morgan Stanley’s credit risk, will not be listed on any securities exchange and may have limited or no secondary market liquidity.
MORGAN STANLEY (through Morgan Stanley Finance LLC) is offering principal-at-risk Callable Contingent Income Securities due August 23, 2029 linked to the worst performing of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the S&P 500® Index. Each security has a $1,000 stated principal amount and pays a 10.60% per annum contingent coupon only if, on each observation date, the closing level of every index is at or above its coupon barrier level, set at 70% of its initial level.
If the notes are not called and on the final observation date each index is at or above its downside threshold level (60% of its initial level), investors receive back the $1,000 principal plus any final coupon. If any index finishes below its downside threshold, the maturity payment is reduced by the full percentage decline of the worst performing index, and can fall to zero. The notes are callable in whole (but not in part) on scheduled redemption dates starting November 25, 2026 if a risk neutral valuation model indicates it is economically rational for the issuer to redeem; once redeemed, no further coupons are paid. The securities are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, with an estimated value on the pricing date of approximately $973.90 per $1,000, reflecting issuing, selling, structuring and hedging costs and a rate advantageous to the issuer. They are not bank deposits, not insured by the FDIC, may have limited or no secondary market liquidity, involve complex U.S. tax treatment (including potential 30% withholding on coupons for certain non-U.S. holders) and expose investors to Morgan Stanley’s credit risk.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering Buffered Performance Leveraged Upside Securities (Buffered PLUS) due September 30, 2027, linked to the Russell 2000® Index. Each note has a stated principal amount and issue price of $1,000 and pays no periodic interest.
At maturity, if the index is above its initial level, holders receive $1,000 plus a leveraged upside of 110% of the index gain, capped at a maximum payment of $1,202.50 per security (120.25% of principal). If the index is between the initial level and a 10% buffer (90% of initial), investors receive only principal. Below the buffer, principal is reduced 1% for each 1% additional decline, but not below 10% of principal. The estimated value on the pricing date is approximately $988.40 per security, reflecting issuance, structuring and hedging costs. All payments are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, and are subject to the credit risk of Morgan Stanley.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering $6,301,000 of Leveraged Buffered MSCI EAFE® Index-Linked Notes due January 28, 2028, fully and unconditionally guaranteed by Morgan Stanley. These unsecured notes pay no interest and expose investors to the price performance of the MSCI EAFE Index from the trade date on August 11, 2026 to the determination date on January 26, 2028.
For each $1,000 note, investors receive 160% of any positive index return, capped at a Maximum Settlement Amount of $1,208, corresponding to a 13% index gain over the initial level of 3,245.58. If the index falls but not below the Buffer Level of 87.50% of the initial level, principal is returned. Below the buffer, losses accelerate at a Buffer Rate of approximately 114.29%, with the potential to lose the entire investment.
The notes are issued at $1,000 per note, with an estimated value of $992.70 on the trade date, reflecting issuance, structuring and hedging costs and the issuer’s internal funding rate. The notes will not be listed on any exchange, secondary market liquidity may be limited, and all payments are subject to the credit risk of MSFL and Morgan Stanley.
Morgan Stanley filed a Form 13F Combination Report summarizing its institutional investment holdings. The report covers 45,905 positions reported in the Form 13F Information Table, with an aggregate reported value of $1,890,805,575,974. The filing also identifies 24 other included managers across various Morgan Stanley and affiliated investment entities.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk structured notes linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index, maturing on August 14, 2031. Each security has a $1,000 stated principal amount and pays a contingent coupon at an annual rate of 11.50% only when the index on an observation date is at or above the coupon barrier level of 2,126.952 (60% of the initial level).
The notes may be automatically redeemed on scheduled dates if the index closes at or above the call threshold level of 3,544.92 (100% of the initial level), in which case investors receive $1,000 plus the applicable coupon and no further payments. If held to maturity and not called, investors receive principal back only if the final index level is at or above the downside threshold of 2,481.444 (70% of the initial level); otherwise, repayment is reduced one-for-one with the index decline and can fall to zero.
The aggregate principal amount is $254,000, and the estimated value on the pricing date is $915.80 per $1,000 security, reflecting embedded costs and Morgan Stanley’s pricing. Payments depend on Morgan Stanley’s and MSFL’s credit; the notes are unsecured, have limited liquidity, and do not provide any upside participation in index gains.