Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Buffered Jump Securities with an auto-callable feature linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. Each note has a $1,000 stated principal amount, with an aggregate principal of $2,130,000, issued at par.
The notes may be automatically redeemed quarterly from August 13, 2027 if the index closing level is at or above the 3,584.85 call threshold, paying an increasing early redemption amount that targets about 19.30% per annum, up to $1,948.917 per security on the last call date. If held to August 15, 2031 and not called, investors receive $1,965.00 if the final level is at or above the call threshold, par if above the 15% buffer but below the threshold, and a loss of 1% for each 1% decline beyond the 15% buffer, floored at 15% of principal.
The estimated value on the pricing date is $913.40 per security, below the issue price, reflecting structuring and hedging costs and issuer economics. Payments depend on Morgan Stanley’s credit; the complex underlier includes 4% per annum decrement, leverage, intraday rebalancing and has limited live history, and liquidity in the notes may be limited.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Jump Securities with an auto-callable feature linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index, maturing on August 15, 2031. The notes have a $1,000 stated principal amount and an aggregate principal amount of $1,356,000, issued at $1,000 per security.
The notes pay no coupons. They auto-redeem on scheduled determination dates starting August 13, 2027 if the index closes at or above the call threshold of 2,867.88 (80% of the initial level 3,584.85), returning $1,120–$1,590 per security depending on the call date. If held to maturity and not called, investors receive $1,600 per security if the final level is at or above the call threshold, the principal if it is between the call threshold and the downside threshold of 1,971.668 (55% of initial), and principal reduced 1% for each 1% index decline below that threshold, potentially to zero.
The estimated value on the pricing date is $911.60 per security, below the issue price due to structuring, distribution and hedging costs. All payments are unsecured obligations of Morgan Stanley Finance LLC, fully and unconditionally guaranteed by Morgan Stanley, and are subject to their credit risk.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is issuing principal-at-risk structured notes linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, maturing on August 15, 2031. Each security has a $1,000 stated principal amount, with an aggregate principal of $2,391,000, and is fully and unconditionally guaranteed by Morgan Stanley.
The notes pay a contingent coupon at 10.75% per annum, but only if on each observation date the index level is at or above the coupon barrier of 961.863 (70% of the 1,374.09 initial level). Missed coupons can be paid later if the barrier is met, but may be lost entirely. The notes are auto-callable quarterly starting August 12, 2027 if the index is at or above the call threshold of 1,374.09 (100% of initial), returning principal plus due and unpaid coupons.
If held to maturity and not called, investors receive full principal only if the final index level is at or above the buffer level of 1,167.977 (85% of initial). Below this, repayment is reduced 1% for each 1% decline beyond the 15% buffer, subject to a minimum payment of 15% of principal. The estimated value on the pricing date is $898.60 per security, below issue price, and all payments depend on Morgan Stanley’s credit.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering $2,823,000 of Contingent Income Memory Buffered Auto-Callable Securities due August 15, 2031, linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a $1,000 stated principal amount and issue price, with an estimated value on the pricing date of $899.20. The notes are unsecured, principal-at-risk obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley.
Investors may receive a 12.35% per annum contingent coupon only when the index closes at or above the 80% coupon barrier on an observation date, with unpaid coupons potentially paid later if conditions are met. The notes are automatically called if the index is at or above 100% of the initial level (1,374.09) on specified redemption determination dates, returning principal plus due coupons. If held to maturity and not called, principal is protected only down to the 85% buffer level; below that, investors lose 1% of principal for each 1% index decline beyond the 15% buffer, subject to a minimum maturity payment of 15% of principal. All payments depend on Morgan Stanley’s creditworthiness, and secondary market liquidity may be limited.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering Dual Directional Buffered Participation Securities due August 31, 2027, linked to the worst performer of the Nasdaq-100 Index and the S&P 500 Index and fully guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount, pays no interest and exposes investors to principal at risk.
At maturity, if both indices finish above their initial levels, holders receive principal plus upside based on the worst performer, capped at a maximum payment of $1,103 (110.30% of principal). If the worst index is below its initial level but at or above its 80% buffer level, investors earn a positive “absolute return” up to 20%. If either index finishes below its buffer, principal is reduced by 1.25% for every 1% decline beyond the 20% buffer, with no minimum repayment, so the investment could lose all principal. The estimated value on the pricing date is about $986.10 per $1,000 note, reflecting issuance, structuring and hedging costs and Morgan Stanley’s funding rate.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk structured notes linked to the iShares Semiconductor ETF (SOXX), with a stated principal amount of $1,000 per security and full and unconditional guarantee by Morgan Stanley. These notes pay a contingent "memory" coupon at an annual rate of 23.60% on scheduled payment dates, but only if the ETF’s closing level on the relevant observation date is at or above the coupon barrier level.
The initial level is $550.74; both the coupon barrier and buffer level are set at 80% of that level ($440.592). The notes are automatically called at par plus applicable coupons if on any redemption determination date the ETF closes at or above the call threshold level (100% of the initial level). If held to maturity without early redemption and the final level is at or above the buffer, investors receive principal plus any payable coupons; if below the buffer, the payoff is reduced by 1.25% of principal for every 1% decline beyond the 20% buffer, with no minimum payment at maturity, so loss of the entire investment is possible.
The estimated value on the pricing date is approximately $984.10 per $1,000 note, reflecting issuance, selling, structuring and hedging costs and Morgan Stanley’s funding level. The securities expose investors to equity and sector risk specific to semiconductors, issuer and guarantor credit risk, potential illiquidity in the secondary market, and uncertain U.S. tax treatment, including possible withholding on coupons for non-U.S. holders.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering $95,278,000 of Digital iShares MSCI South Korea ETF-Linked Notes due August 20, 2027, fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest and are principal-at-risk, with return tied to the iShares MSCI South Korea ETF.
For each $1,000 note, if the final ETF level on the determination date is at or above the Threshold Level of $130.496 (80% of the $163.12 initial level), holders receive a fixed Maximum Settlement Amount of $1,260 (126% of face). If the ETF falls more than 20%, maturity payment is reduced using a 1.25x Buffer Rate, and investors can lose up to their entire principal.
The price to the public is $1,000 per note, including selling and structuring costs; the underwriter’s commission is 0.76% of face, and estimated issuer value on the trade date is $1,022.40 per note. The notes are unsecured obligations of MSFL, not listed on any exchange, and all payments are subject to Morgan Stanley’s credit risk.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering Performance Leveraged Upside Securities (PLUS) maturing October 5, 2027, whose return is linked to the SPDR® Gold Trust (GLD). Each security has a $1,000 stated principal amount, pays no interest and is fully and unconditionally guaranteed by Morgan Stanley. The notes are unsecured obligations and are part of MSFL’s Series A Global Medium-Term Notes program, with all payments subject to Morgan Stanley’s credit risk.
At maturity, if GLD has risen from the initial level, holders receive $1,000 plus 300% of the positive price change, capped at a maximum payment of $1,206.40 (120.64% of principal). If GLD is flat, repayment is $1,000. If GLD has fallen, investors lose 1% of principal for each 1% decline in GLD, with no minimum payment and the potential for a total loss of principal. The closing level of GLD cited is $400.96 on August 11, 2026. The estimated value on the pricing date is approximately $971.80 per security, below the $1,000 issue price due to issuing, selling, structuring and hedging costs. The issuer highlights significant market, credit, liquidity, commodity, and tax risks, including possible application of “constructive ownership” and Section 871(m) rules.