Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering Trigger Jump Securities tied to Microsoft Corporation common stock with a $1,000 stated principal amount and maturity on November 3, 2027. The securities pay no interest and provide a fixed $303 upside payment if the final share price is greater than or equal to the initial share price.
The securities return the $1,000 principal if the final share price is between the initial price and the downside threshold of 80% of the initial share price; if the final share price is below that threshold the payment equals $1,000 × (final share price / initial share price) and may be less than $800 or zero. Valuation date is October 29, 2027. Estimated value on the pricing date was approximately $965.40.
Morgan Stanley Finance LLC is offering Structured Investments Enhanced Buffered Jump Securities, unsecured notes fully and unconditionally guaranteed by Morgan Stanley, with an aggregate principal amount of $2,132,000 issued at $1,000 per security. The securities have an original issue date of March 30, 2026 and mature on April 29, 2027.
Payments are linked to the worst performing of the Russell 2000®, S&P 500® and Nasdaq-100® Technology Sector indices. If the worst performing underlier finishes at or above its buffer level (85% of initial), holders receive the stated principal plus an upside payment of $142.50 (14.25%). If the worst performing underlier finishes below its buffer, investors lose 1% of principal per 1% decline beyond the 15% buffer, subject to a minimum payment of 15% of principal.
Morgan Stanley Finance LLC priced Principal-at-Risk structured notes (Buffered Jump Securities) fully guaranteed by Morgan Stanley. The offering is for $3,322,000 aggregate principal in $1,000-denominated securities, issue price $1,000 and estimated value on the pricing date of $974.10 per security.
The notes are tied to the worst-performing of the Russell 2000®, the S&P 500® Equal Weight and the S&P 500® and feature a 20% buffer, a 1.25 downside factor, a 200% participation rate, and an automatic early redemption test on March 29, 2027. Maturity is March 29, 2029. Payments depend on final index levels and are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC offers $1,940,000 of structured notes (stated principal $1,000 per security) — buffered step-down jump securities due March 29, 2029 with an automatic early redemption feature tied to the worst performing of the XLP Fund, RSP Fund and RTY Index.
The securities pay no regular interest, provide a 15% buffer before investors begin to incur losses, a minimum payment at maturity of 15% of principal and fixed early redemption payments corresponding to approximately 12.45% per annum if call thresholds are met on scheduled determination dates beginning March 29, 2027. All payments are subject to Morgan Stanley Finance LLC’s and Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced a structured note offering of $300,000 aggregate principal (stated principal $1,000 per security) comprised of Principal at Risk Callable Contingent Income Memory Securities due March 29, 2029, fully guaranteed by Morgan Stanley.
Each security pays a contingent coupon at an annual rate of 8.85% on observation dates only if all three underliers (Nasdaq-100, Russell 2000, S&P 500) close at or above their coupon barrier levels (70% of initial levels). The notes are linked to the worst performing underlier, carry a downside threshold at 60% of initial levels, permit issuer call based on a risk-neutral valuation model beginning June 30, 2026, and expose investors to full issuer credit risk and potential loss of principal.
Morgan Stanley Finance LLC priced principal-at-risk notes linked to the EURO STOXX 50® Index with a $1,000 stated principal per security and maturity on April 16, 2031. The notes pay no interest; at maturity investors receive $1,000 plus the greater of (i) the percent change in the index applied to principal or (ii) an upside payment of $390 (39%) if the final level is at or above the downside threshold (75% of the initial level). If the final level is below the 75% downside threshold, investors lose 1% of principal per 1% decline in the underlier and could lose the entire investment. Issue price is $1,000 with an estimated value of approximately $955.60 on the pricing date; agent commission is $30 per security. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC prices Principal-at-Risk auto-callable notes linked to Palantir Technologies Inc. class A common stock with a $1,000 stated principal per security and an aggregate principal amount of $738,000.
The securities pay a contingent coupon at an annual rate of 23.00% on observation dates if the underlier meets the coupon barrier of $92.976 (60% of the initial level). They may be automatically redeemed early if the underlier reaches the call threshold of $154.96 (100% of the initial level) on redemption determination dates. At maturity, if the final level is below the downside threshold of $77.48 (50% of the initial level), principal is reduced proportionally to the underlier’s decline.
Morgan Stanley Finance LLC offers contingent income auto-callable securities due April 14, 2031. Each security has a $1,000 stated principal amount and a contingent annual coupon of 11.90% payable only when the closing level of each underlier meets its coupon barrier on observation dates. The securities reference the Dow Jones Industrial Average, the Nasdaq-100 and the Russell 2000 and are fully and unconditionally guaranteed by Morgan Stanley.
The notes may be automatically redeemed starting on the first redemption determination date of April 8, 2027 if each underlier is at or above its call threshold (100% of initial level). Coupon barriers are set at 80% of initial levels and downside thresholds at 70%. If not auto-redeemed, maturity payment returns the stated principal only if each final level is at or above its downside threshold; otherwise investors suffer a loss equal to the decline in the worst performing underlier.
Morgan Stanley Finance LLC offers Buffered PLUS principal-at-risk securities due March 28, 2031 linked to the S&P 500® Futures Excess Return Index with an aggregate principal amount of $1,000,000.
Each security has a stated principal amount of $1,000, an original issue price of $1,000, an estimated value on the pricing date of $942, a 145% leverage factor on upside, a 30% buffer (buffer level = 373.079), and a minimum payment at maturity of 30% of principal. Payments are fully and unconditionally guaranteed by Morgan Stanley and are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC priced a series of principal-at-risk, contingent income auto-callable notes due April 14, 2027 linked to Alphabet Inc. Class A common stock and fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and a contingent annual coupon of 11.00% payable only if observation-date barriers are met.
The notes can auto-redeem on specified determination dates beginning July 2, 2026 if the closing level of the underlier is at or above the call threshold (100% of the initial level). If not auto-redeemed, principal at maturity depends on the final level relative to the downside threshold (70% of the initial level); declines below that level produce proportional principal loss.