Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable structured notes due April 3, 2031 linked to the worst performing of the Russell 2000® and the S&P 500®. The stated principal and issue price are $1,000 per security and the estimated value on the pricing date is approximately $944.70.
The notes pay no regular interest, can be automatically redeemed beginning with the first determination date on April 7, 2027 for early redemption payments that rise across eight potential dates (the first is at least $1,098 per security). At maturity investors receive a fixed positive return if both underliers meet call thresholds, the stated principal if both remain at or above 70% of initial levels, or a loss equal to the worst-performing underlier’s percentage decline (potentially zero recovery).
Morgan Stanley Finance LLC priced $1,368,000 of contingent income auto-callable principal-at-risk securities. Each security has a stated principal of $1,000, an issue price of $1,000, an estimated value on the pricing date of $941.50, and an aggregate principal amount of $1,368,000.
The securities pay a contingent coupon at an annual rate of 9.05% only if, on each observation date, the closing level of each underlier (the Dow Jones Industrial Average, the Nasdaq-100® Technology Sector and the Russell 2000®) is at or above its coupon barrier (70% of initial level). Automatic early redemption can occur on specified redemption determination dates beginning March 15, 2027, and final maturity is December 18, 2030. If not redeemed and the final level of any underlier is below its downside threshold (70% of initial level), payment at maturity will reflect the performance of the worst performing underlier and may result in a loss of principal, potentially to zero.
Morgan Stanley Finance LLC priced a primary offering of principal-at-risk Buffered Participation Securities with an aggregate principal amount of $471,000 (stated principal $1,000 per security) due March 18, 2031, fully and unconditionally guaranteed by Morgan Stanley.
The notes link to the worst performing of the Dow Jones Industrial Average and the S&P 500® Index, carry a 100% participation rate, a buffer of 25% (buffer level ~75% of initial levels) and a minimum payment at maturity of 25% of principal. Payment depends on closing index levels on the observation date March 13, 2031 and is subject to issuer credit risk, model valuation assumptions and hedging/secondary-market constraints.
Morgan Stanley Finance LLC is offering $1,686,000 aggregate principal of contingent income, principal-at-risk notes linked to the common stock of Microsoft Corporation, fully and unconditionally guaranteed by Morgan Stanley. The securities have a stated principal amount of $1,000 per security and an issue price of $1,000 per security with an estimated value of $964 on the pricing date.
The notes pay a contingent coupon at an annual rate of 9.50% on scheduled coupon dates only if the closing level of the underlier meets or exceeds the coupon barrier ($276.885, 70% of the initial level). Automatic early redemption occurs if the closing level on a redemption determination date is at or above the call threshold ($395.55, 100% of the initial level). At maturity on March 16, 2029, holders receive principal if the final level is at or above the downside threshold ($276.885); otherwise payment equals the stated principal multiplied by the performance factor and could be significantly less or zero. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced a contingent income, principal-at-risk note fully guaranteed by Morgan Stanley with an aggregate principal amount of $1,471,000 and a stated principal of $1,000 per security. The securities pay a contingent annual coupon of 11.50% only if the underlier meets observation-date barriers, feature an automatic early‑redemption mechanism beginning on March 15, 2027, and mature on March 18, 2031.
Key economics: the underlier initial level is 1,071.06 (call threshold = initial), the coupon barrier is 80% of initial (856.848), the buffer level is 85% of initial (910.401) with a 15% buffer amount, and a minimum payment at maturity of 15% of principal. All payments are subject to issuer credit risk and the estimated value on the pricing date was $899.80 per security.
Morgan Stanley Finance LLC is offering $433,000 aggregate principal of auto-callable structured notes due March 18, 2031 with a stated principal of $1,000 per security and an issue price of $1,000 per security.
The notes are linked to the worst performing of the SPDR® Gold Trust (GLD) and the VanEck® Semiconductor ETF (SMH). Key terms: first determination date March 22, 2027 (auto-call if both underliers ≥ their 100% call thresholds), early redemption payment $1,495, participation rate 150%, estimated value on pricing date $922.30, downside threshold 50% of initial levels. Payments are subject to MSFL credit risk and the guarantee of Morgan Stanley.
Morgan Stanley Finance LLC is offering $5,312,000 aggregate principal of callable Principal at Risk Securities due March 16, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of $972.40.
The notes pay a contingent coupon at an annual rate of 12.15% on each interest period only if the closing level of each of three underliers is at or above its coupon barrier (70% of the initial level) on the related observation date. If any underlier is below its downside threshold (also 70% of initial), repayment at maturity is the stated principal multiplied by the performance factor of the worst performing underlier, which could result in significant principal loss or a zero payment. The issuer may call the securities on scheduled redemption dates beginning September 17, 2026 if a risk neutral valuation model indicates calling is economically rational; no redemption will occur before that date.
Morgan Stanley Finance LLC priced Principal‑at‑Risk Structured Investments due March 18, 2031, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of $927.90.
Payments are linked to the worst performing of the Russell 2000® and the S&P 500®. Key terms: an upside participation rate of 104%, an absolute return participation rate of 100%, a 20% buffer (80% buffer level), and a minimum payment at maturity of 20% of principal. If the worst performing underlier is below the buffer on the observation date, investors lose principal beyond the buffer on a 1:1 basis. The issuer bears all credit risk; payments are unsecured obligations of MSFL and guaranteed by Morgan Stanley. The issue price includes a dealer commission of $36.25 per security.
Morgan Stanley Finance LLC offers structured, principal‑at‑risk auto‑callable securities linked to the worst performing of KRE, GDX and TLT with a stated principal amount of $1,000 per security.
The securities have a strike date of March 27, 2026, pricing date March 27, 2026, an observation date March 30, 2027 and maturity on April 2, 2027. Automatic early redemption can occur beginning with the first determination date of June 29, 2026, producing tiered early redemption payments up to provided schedule amounts (e.g., $1,051.25 on Determination #1). The estimated value on the pricing date is approximately $957.60 per security. Investors face full credit risk of Morgan Stanley and may lose up to their entire principal if the worst performing underlier falls below its downside threshold (60% of initial level).
Morgan Stanley Finance LLC offers Principal at Risk callable contingent income securities linked to the worst performing of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the VanEck® Semiconductor ETF with a $1,000 stated principal amount per security and aggregate principal of $1,500,000.
The securities pay a contingent coupon at an annual rate of 19.10% only when the closing level of each underlier is at or above its coupon barrier (approximately 75% of initial levels) on an observation date, are callable beginning on September 17, 2026 based on a risk neutral valuation model, and mature on March 18, 2030. If any underlier ends below its downside threshold (60% of initial), principal is reduced pro rata to the worst performing underlier.