Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes linked to the Nasdaq-100 Index with a $1,000 stated principal amount per security and an issue price of $1,000. The securities have a 20% buffer, a 125% participation rate on upside, a first determination (call) date of March 13, 2028 with an early redemption payment of $1,175, and maturity on March 18, 2031. The initial and call threshold level is 24,380.73 (the closing level on March 13, 2026). If not called, investors receive at maturity either (a) principal plus upside when the final level is above the initial level, (b) the stated principal if the final level is at or above the 80% buffer level, or (c) a reduced payment reflecting losses beyond the buffer, subject to a 20% minimum payment. All payments are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley and are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC offers principal-at-risk structured notes due March 16, 2029. The notes link to the Russell 2000, S&P 500 and the XLK ETF, pay a contingent coupon of 9.80% per annum only when each underlier is at or above its coupon barrier (approx. 70% of initial level) on observation dates, and return principal at maturity only if each underlier is at or above its downside threshold (approx. 50% of initial level). An investor can lose up to all principal if the worst performing underlier falls below its downside threshold. The notes may be called beginning December 17, 2026 based on the output of a risk neutral valuation model selected by the calculation agent. Issue price is $1,000 per security; aggregate principal offered is $1,030,000. Estimated value on the pricing date was $971.90 per security.
Morgan Stanley Finance LLC is offering market-linked, auto-callable principal-at-risk securities linked to the lowest performing of Broadcom Inc., Alphabet Inc. (class A) and Netflix, Inc., with a face amount of $1,000 per security and a pricing date of March 13, 2026.
The securities have a 450% participation rate, an automatic call feature with a call payment of $1,500 on the call date (March 18, 2027), a final calculation day of March 13, 2029 and maturity on March 16, 2029. Estimated value on the pricing date was $903.40 per security.
Morgan Stanley Finance LLC priced a principal-at-risk structured note program tied to the worst performing of the Dow Jones Industrial Average and the Nasdaq-100 Index. The offering comprises an aggregate principal amount of $817,000 in $1,000-denominated securities issued at an issue price of $1,000 per security and an estimated value on the pricing date of $946.80 per security.
The securities mature on March 18, 2030 and include an automatic early redemption feature beginning with the first determination date on March 18, 2027. Early redemption payments rise across three scheduled dates to $1,105, $1,210 and $1,315 per security; the payment at maturity can be $1,420, $1,000, or an amount that falls below the stated principal depending on the final levels of the underliers. Each underlier’s downside threshold is 70% of its initial level (INDU initial 46,558.47; NDX initial 24,380.73). All payments are subject to MSFL’s and Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced a $726,000 issuance of principal-at-risk, auto-callable notes fully and unconditionally guaranteed by Morgan Stanley. The notes are sold at $1,000 per security with an estimated value of $945.50 on the pricing date and may be automatically redeemed on March 23, 2027 if the Russell 2000® closing level on the first determination date meets the call threshold.
The notes reference the Russell 2000® Index with an initial level of 2,480.051, a call threshold equal to 100% of that level, a downside threshold at ~80% of the initial level (1,984.041), and a participation rate of 150%. If not called, maturity is March 18, 2031 with payoff rules that can preserve principal, provide upside equal to the participation on appreciation, or expose investors to full downside below the threshold.
Morgan Stanley Finance LLC issues principal-at-risk auto-callable securities linked to the worst performing of the S&P 500® and the Dow Jones Industrial Average. The offering comprises $2,785,000 aggregate principal of $1,000-denominated securities priced at $1,000 each with an estimated value of $950 on the pricing date.
The securities may be automatically redeemed on March 18, 2027 for an early redemption payment of $1,104 if both underliers meet their call thresholds. If not called, maturity is March 16, 2029. At maturity holders either receive principal plus an upside payment (150% participation in the worst performing underlier), principal only if both underliers remain at or above 70% of initial levels, or suffer losses pro rata to the decline of the worst performing underlier down to zero. Payments are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley and are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced a series of principal-at-risk structured notes due March 18, 2031 linked to the EURO STOXX 50® Index. The offering is for $1,130,000 aggregate at a $1,000 stated principal amount per security.
Key terms: issue price $1,000, estimated value on the pricing date $954, upside payment $558 (55.80% of principal), initial level 5,716.61, downside threshold 4,287.458 (75% of initial level), observation date March 13, 2031. Payments are subject to Morgan Stanley credit risk; securities pay no interest and may return nothing at maturity if the final level is below the downside threshold.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering Digital Basket-Linked Notes due April 15, 2027 with $1,000 face amount per note and payoff tied to an equally weighted six-stock basket (APO, ARES, BX, CG, KKR, TPG). The Initial Basket Level is 100 (Strike Date March 13, 2026) and the Determination Date is April 13, 2027. If the Final Basket Level is ≥ 85.00% of the Initial Basket Level, each $1,000 note pays a Threshold Settlement Amount of $1,245.50. If below 85.00%, repayment is reduced formulaically and could be as low as zero; investors bear issuer credit risk and no interest is paid.
Morgan Stanley Finance LLC priced $296,000 aggregate principal amount of Fixed Rate Callable Notes due March 18, 2031, fully and unconditionally guaranteed by Morgan Stanley. The notes pay a fixed 4.100% per annum (semi‑annual) and were issued at $1,000 per note with an estimated value of $968.10 on the pricing date. The notes are callable semi‑annually beginning March 18, 2027 if a risk neutral valuation model, using specified inputs, indicates redemption is economically rational; any redemption pays 100% of principal plus accrued interest. Notes are book‑entry, not listed, and include agent commissions of $4 per note, resulting in proceeds to the issuer of $996 per note.
Morgan Stanley Finance LLC is offering $520,000 aggregate principal amount of fixed rate callable notes due March 18, 2032. The notes pay 4.250% per annum semi‑annually, have an initial issue price of $1,000 per note and an estimated pricing‑date value of $963.50 per note.
The notes are fully and unconditionally guaranteed by Morgan Stanley and are callable semi‑annually on each March 18 and September 18 beginning March 18, 2027, if a risk neutral valuation model determined by the issuer indicates redemption is economically rational. The issuer will deposit funds with the trustee on a call and interest ceases thereafter. Aggregate proceeds to the issuer after commissions are $517,400.