Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk securities linked to the worst performing of the DAX®, EURO STOXX 50® and STOXX® Europe 600. Each security has a $1,000 stated principal amount, an original issue price of $1,000, and a leverage factor of 224.50%. The strike and pricing date are March 27, 2026, the original issue date is April 1, 2026, the observation date is March 27, 2031 (subject to postponement) and the maturity date is April 1, 2031. At maturity the payment depends on the worst performing underlier: full principal plus the leveraged upside if that underlier is up; principal only if the worst underlier is between its initial level and its downside threshold of 70% of initial; or a loss equal to the percent decline of the worst underlier (1% loss of principal per 1% index decline), with no minimum payment. The preliminary estimated value on the pricing date is approximately $957.10 per security. All payments are subject to the issuers and guarantors credit risk and the securities are unsecured notes of MSFL, fully and unconditionally guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC is offering structured, principal-at-risk, contingent income auto-callable securities linked to Meta Platforms, Inc. class A common stock. Each security has a $1,000 stated principal amount, an issue price of $1,000, and an estimated value on the pricing date of approximately $969.10.
The securities pay a contingent coupon at an annual rate of 12.85% only if the underlier’s closing level on an observation date is at or above the coupon barrier level (set at 68% of the initial level). The notes will be automatically redeemed early if the underlier’s closing level on a redemption determination date is at or above the call threshold (set at 100% of the initial level). If not redeemed, a final level below the downside threshold (also 68% of the initial level) results in a proportional loss of principal at maturity on May 5, 2027.
Morgan Stanley Finance LLC priced an aggregate principal amount of $1,318,000 of contingent income, memory buffered auto-callable securities at a stated principal amount of $1,000 per security with an issue price of $1,000 and an estimated value of $901 per security on the pricing date.
The securities reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index with an initial level of 1,071.06. They pay a contingent coupon at an annual rate of 11.60% on coupon dates only if the underlier's closing level is >= the coupon barrier (80% of initial, i.e., 856.848). The notes are auto‑callable starting with the redemption determination date of March 15, 2027 if the underlier is >= the call threshold (100% of initial). At maturity on March 18, 2031, if not called, investors receive principal only if the final level is >= the buffer (85% of initial, i.e., 910.401); otherwise principal is reduced pro rata beyond the 15% buffer, subject to a minimum payment of 15% of principal.
Morgan Stanley Finance LLC offers structured, principal-at-risk notes under a Preliminary Pricing Supplement that reference the worst performing of the S&P 500, Russell 2000 and Nasdaq-100 Technology Sector. Each security has a $1,000 stated principal amount and an issue price of $1,000 per security.
The notes pay a contingent coupon at an annual rate of 13.80% on scheduled coupon dates only if all three underliers meet their coupon barrier levels on the related observation dates, feature automatic early redemption on specified determination dates, and mature on June 24, 2027. If a trigger event occurs and the worst performing underlier finishes below its initial level, investors lose 1% of principal for each 1% decline in that underlier; principal repayment could be significantly less than the stated amount or zero. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley, and are subject to the issuer's credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk notes due March 21, 2029 linked to the worst performing of Adobe and Microsoft. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $978.50.
The notes pay a contingent coupon at an annual rate of 14.25% on coupon dates only if both underliers close at or above their coupon barrier levels (each set at 60% of initial levels). The securities are auto-callable on specified determination dates if both underliers meet their call thresholds (100% of initial levels). At maturity, if the worst performing underlier is below its downside threshold (60% of initial), investors lose 1% of principal for each 1% decline in that underlier; repayment could be significantly less than principal or zero. All payments are subject to Morgan Stanley Finance LLC's and Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk securities with an aggregate principal amount of $663,000, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000, an upside payment of $82 ( 8.20% ), and a downside threshold equal to 60% of each underlier's initial level.
The securities reference the S&P 500® Equal Weight ETF, the Nasdaq-100 Index® and the Russell 2000® Index, have a pricing and strike date of March 13, 2026, an original issue date of March 18, 2026, an observation date of April 13, 2027 and a maturity date of April 16, 2027. Payment at maturity depends solely on the worst performing underlier; if any underlier is below its downside threshold you will incur losses pro rata (including loss of the entire principal).
Morgan Stanley Finance LLC is offering principal‑at‑risk, auto‑callable structured securities due March 29, 2029, fully and unconditionally guaranteed by Morgan Stanley. The stated principal amount is $1,000 per security and the issue price is $1,000 per security; the estimated value on the pricing date is approximately $955.20 per security. The securities reference the Dow Jones Industrial Average, Nasdaq‑100® Technology Sector and Russell 2000®. If, on any determination date (first: March 25, 2027), the closing level of each underlier is at or above its call threshold, the notes will be automatically redeemed for a fixed early redemption payment that increases over time (examples range from $1,148.50 to $1,433.125). At maturity, if all underliers meet call thresholds the payment is $1,445.50; if any underlier is below its downside threshold (70% of initial level), investors suffer a pro rata loss tied to the worst performing underlier (1% loss per 1% decline). All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering structured Jump Notes due March 29, 2029, fully guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000 per note, an issue price of $1,000 per note, and an estimated value on the pricing date of approximately $974.50.
The notes pay no interest, are linked to the worst performing of Amazon, Microsoft and Alphabet, carry a 125% participation rate in upside, and include an automatic early redemption feature with a first determination date of April 1, 2027 and an early redemption payment of $1,101.50 per note. All payments are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC is offering contingent income auto-callable notes linked to the common stock of Apple Inc. The securities have a $1,000 stated principal amount per security, a contingent coupon at an annual rate of 11.90%, a strike date and pricing date of March 30, 2026, an original issue date of April 2, 2026, and a maturity date of May 5, 2027.
The securities pay the contingent coupon only if the underlier’s closing level on each observation date is at or above the coupon barrier level (set at 70% of the initial level). They automatically redeem early if the closing level on a redemption determination date is at or above the call threshold (set at 100% of the initial level). At maturity, if the final level is below the downside threshold (also 70% of the initial level), investors suffer a proportional loss to principal; payments could be significantly less than principal or zero. Estimated value on pricing date is approximately $986 per security.
Morgan Stanley is offering Fixed Rate Notes due March 18, 2030 with an aggregate principal amount of $351,000 issued at $1,000 per note. The notes pay 3.65% per annum, semi‑annually, and mature on March 18, 2030. Payments are subject to Morgan Stanley’s credit risk. The estimated value on the pricing date was $969.00 per note and the agent’s commission was $5 per note, yielding proceeds to the issuer of $995 per note.