Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC offers leveraged buffered MSCI EAFE® index-linked notes fully guaranteed by Morgan Stanley, via a preliminary pricing supplement dated March 13, 2026. Each note has a Face Amount of $1,000. The notes provide 160% Upside Participation up to a Maximum Settlement Amount expected between $1,240.16 and $1,282.40 per $1,000. A 15.00% buffer protects the face amount for declines up to 15.00%; declines beyond the buffer expose investors to proportional principal loss and potentially a total loss. The estimated value on the Trade Date is approximately $989.30. The Determination Date and Stated Maturity Date will be set on the Trade Date (expected term ~22–25 months); all payments are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, market-linked securities fully guaranteed by Morgan Stanley. The securities have a face amount of $1,000 per security, a current estimated value of approximately $958.30 per security on the pricing date, and a price to public of $1,000 per security.
The notes are linked to the lowest performing of the OIH, XOP and XLE ETFs, carry a participation rate of at least 228.00% (to be set on the pricing date), and mature on March 29, 2029. If the lowest performing underlying closes below its 85% threshold on the calculation day, investors may lose more than 15% and could lose their entire investment. The participation rate, starting prices, threshold prices and final estimated value will be determined on the pricing date.
Morgan Stanley Finance LLC offers principal-at-risk, contingent-income, memory auto-callable securities linked to Cloudflare, Inc. class A common stock with a $1,000 stated principal per security and maturity on March 30, 2028. The securities pay a contingent coupon set on the pricing date at an annual rate between 18.50% and 19.50%, payable only if the underlier meets the coupon barrier (60% of the initial level) on observation dates. The securities are automatically redeemable beginning with the first redemption determination date on September 28, 2026 if the closing level meets the call threshold (100% of the initial level). At maturity, if the final level is below the downside threshold (60% of the initial level), principal is reduced by the underlier’s percentage decline and could be zero; investors do not participate in upside of the underlier. All payments are subject to Morgan Stanley’s credit risk. The issuer’s estimated value on the pricing date is approximately $951.10 per security.
Morgan Stanley Finance LLC offers U.S. dollar Digital EURO STOXX 50® Index‑Linked Notes due in roughly 25–28 months from the trade date, fully and unconditionally guaranteed by Morgan Stanley. Each Face Amount is $1,000. If the Final Underlier Level is ≥ 85% of the Initial Underlier Level, holders receive a Maximum Settlement Amount expected to be between $1,166.60 and $1,195.90 per note. If the Final Underlier Level is below 85%, the Cash Settlement Amount declines proportionally and could result in a total loss of principal. The estimated trade‑date value is approximately $989.30 per note. All payments are subject to issuer credit risk and the notes will not be listed.
Morgan Stanley Finance LLC priced callable Principal at Risk securities due September 23, 2027. Each note has a $1,000 stated principal amount and an issue price of $1,000; the estimated value at pricing was approximately $985.10. The notes pay a contingent coupon at an annual rate of 14.25% only if the closing level of each underlier meets its coupon barrier on the observation dates. Coupon barrier and downside threshold levels are set at 70% of each underlier’s initial level. If any underlier is below its downside threshold on the final observation date, principal is reduced in proportion to the decline of the worst performing underlier (a 1% loss in the worst underlier equals a 1% loss in principal). The securities may be called beginning on the first redemption date, June 25, 2026, if a risk neutral valuation model indicates redemption is economically rational; underlyings are the Dow Jones Industrial Average, Nasdaq-100® Technology Sector Index and Russell 2000®. All payments are subject to Morgan Stanley’s credit risk and U.S. federal income tax treatment is described as uncertain.
Morgan Stanley Finance LLC is offering $2,500,000 aggregate principal amount of principal-at-risk notes due September 14, 2028. Each $1,000 security pays a fixed coupon of 9.50% per annum and is linked to the worst performing of the Dow Jones Industrial Average and Microsoft Corporation stock. At maturity investors receive principal if both underliers are at or above their downside threshold levels (70% of initial levels); if the worst performing underlier is below its threshold, principal is reduced proportionately and could be zero. The estimated value on the pricing date was $991.90 per security. All payments are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley; payments remain subject to issuer credit risk.
Morgan Stanley Finance LLC is offering Structured Investments—Buffered Jump Securities with an auto-callable feature, fully guaranteed by Morgan Stanley. The issue price is $1,000 per security with an aggregate principal amount of $8,332,000. The estimated value on the pricing date was $970.40 per security.
The securities pay no interest and can be automatically redeemed on the first determination date March 24, 2027 for an early redemption payment of $1,249 if the underlier closing level is ≥ the call threshold (100). Maturity is March 16, 2028; payment at maturity depends on the final level relative to the initial level (100) and a 15% buffer. The participation rate is 150% and the downside factor is 1.1765. All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering structured, auto-callable jump notes with an aggregate principal amount of $360,000 issued at $1,000 per note and an estimated value of $962.20 on the pricing date. The notes mature on March 14, 2031 and are fully guaranteed by Morgan Stanley.
The notes pay no interest, can be automatically redeemed beginning on March 16, 2027 if the underlier meets a call threshold of 2,689.608, and offer fixed early redemption payments of $1,100 to $1,400 on successive annual opportunities. If not redeemed early, a payment at maturity equal to a fixed positive return (approximately 10.00% per annum) will be made only if the final level is at or above the call threshold; otherwise investors receive the stated principal amount.
Morgan Stanley Finance LLC is issuing Auto-Callable Trigger PLUS notes linked to the Tokyo Stock Price Index (TOPIX) due March 15, 2029, with an aggregate principal amount of $3,340,000 and a stated principal amount of $1,000 per security.
The securities pay no interest, carry principal-at-risk and are automatically redeemed on the first determination date if the index closing value is greater than or equal to the initial index value for an early redemption payment of $1,197.50 per security. If not redeemed, maturity payouts depend on the final index value: upside participation of 125% of index appreciation above the initial index value, full return at maturity if the final index value is at or above the downside threshold of 3,144.023 (≈85% of the initial index value), or a loss 1-to-1 below that threshold. The estimated value on the pricing date was $962.50 per security. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; payments remain subject to the credit risk of Morgan Stanley.
Morgan Stanley Finance LLC priced a structured, principal‑at‑risk note—auto‑callable securities linked to the worst performing of the Dow Jones Industrial Average, Nasdaq‑100 and Russell 2000. The issue is fully and unconditionally guaranteed by Morgan Stanley and has a stated principal amount of $1,000 per security with an aggregate principal amount of $472,000.
The securities can automatically redeem on specified determination dates beginning March 15, 2027 for preset early redemption payments (ranging from $1,170 to $1,425). At maturity on March 15, 2029, payments depend on whether each underlier meets a call threshold (100% of initial level) or a downside threshold (70% of initial level). If the worst performing underlier falls below its downside threshold, investors lose 1% of principal for each 1% decline in that underlier.