Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Trigger PLUS principal‑at‑risk securities due March 14, 2031, fully and unconditionally guaranteed by Morgan Stanley. The offering is for an aggregate principal amount of $100,000 in $1,000 denominations.
Each security has an issue price of $1,000 and an estimated value on the pricing date of $916.90. Returns are linked to the SPDR® Gold Trust (ticker GLD) with an initial level of $476.24 (strike/price date March 11, 2026), a leverage factor of 125%, a maximum payment of $1,900 (190% of principal) and a downside threshold equal to 65% of the initial level. If the final level is below that threshold, investors lose principal on a 1:1 basis; there is no guaranteed minimum. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced a structured, principal-at-risk note offering totaling $15,825,000. Each security has a $1,000 stated principal amount, an issue date of March 16, 2026 and matures on March 17, 2027.
The notes are auto-callable beginning with a first determination date of June 11, 2026; automatic early redemption occurs if the closing level of each underlier meets its call threshold on a determination date. Early redemption payments range from $1,045 to $1,165 per security across nine scheduled determination dates. If not called, maturity payments depend on the worst-performing underlier: full upside payment of $1,180 if each final level is at or above its upside threshold (90% of initial level), return of principal if final levels are at or above downside thresholds (60% of initial level), or a pro rata loss tied to the worst performing underlier if any final level is below its downside threshold. All payments are subject to MS and MSFL credit risk.
Morgan Stanley Finance LLC is offering contingent income memory auto-callable securities linked to the Class A common stock of Workday, Inc. The securities have a $1,000 stated principal and an issue price of $1,000 per security and are scheduled to mature on March 30, 2028 with a final observation date of March 27, 2028.
The notes pay a contingent coupon that will be set between 14.50% and 15.50% per annum (actual rate determined on the pricing date) on observation dates if the closing level of the underlier meets the coupon barrier. The securities are automatically redeemed if the underlier equals or exceeds the call threshold on any redemption determination date. Investors face full principal risk if the final level is below the downside threshold; the preliminary estimated value on the pricing date is approximately $952.40 per security.
Morgan Stanley Finance LLC is offering Principal-at-Risk securities with an aggregate principal amount of $1,974,000, fully and unconditionally guaranteed by Morgan Stanley.
The securities pay no interest and return either the stated principal plus a fixed upside payment of $109.10 per security (10.91%) if the final level of each underlying index is at or above its downside threshold, or a cash payment equal to the stated principal multiplied by the performance factor of the worst performing underlier if either underlier is below its downside threshold. The initial levels were 6,775.80 for the S&P 500® and 2,542.895 for the Russell 2000®, the downside thresholds are 75% of those initial levels, the stated principal per security is $1,000, the issue price is $1,000 and the estimated value on the pricing date is $980.00 per security. The securities mature on April 15, 2027 and the observation date is April 12, 2027.
Morgan Stanley Finance LLC is offering principal‑at‑risk, contingent‑coupon, auto‑callable securities linked to Tesla, Inc. common stock. Each security has a stated principal amount of $1,000 and an issue price of $1,000. The securities pay a contingent coupon at an annual rate of 14.00% to 15.00% only if the underlier meets the coupon barrier on observation dates. The estimated value on the pricing date is approximately $956.70 per security.
The notes can be automatically redeemed beginning with the first redemption determination date if the closing level of Tesla common stock is at or above the call threshold (100% of the initial level). The coupon barrier and downside threshold are each 60% of the initial level. If the final level is below the downside threshold at maturity, investors bear the full downside (payment equals stated principal × performance factor) and could lose their entire investment. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering Trigger Autocallable GEARS linked to a weighted basket of eight alternative‑asset manager stocks. Each Security has a $10 Principal Amount, an indicative Upside Gearing of 2.10–2.20, an Autocall Barrier of 100, a Downside Threshold of 75 and a Call Return Rate of 20.00% per annum. Trade Date is March 13, 2026, Settlement March 18, 2026, Observation Date March 19, 2027 and Maturity March 18, 2031. If the Basket meets the Autocall Barrier on the Observation Date the Securities are automatically called for $12.00 per $10 Security; if not called, payoff at maturity depends on Basket Return, upside gearing if positive, or potential principal loss if the Final Basket Level is below 75.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) priced structured, principal‑at‑risk notes linked to the common stock of Oracle Corporation. The notes have a $1,000 stated principal per security, a contingent coupon to be set on pricing (range disclosed 16.75% to 17.75% per annum), automatic early‑call feature beginning on September 28, 2026, and maturity on March 30, 2028.
Coupons pay only if the underlier meets the coupon barrier (set at 60% of the initial level); early redemption occurs if the underlier meets the call threshold (set at 100% of the initial level). At maturity, if the final level is below the downside threshold (60% of initial), principal is reduced pro rata (performance factor = final level / initial level).
Morgan Stanley Finance LLC priced contingent income, auto-callable notes due March 30, 2028 linked to the common stock of Netflix, Inc. The notes have a $1,000 stated principal per security and an original issue price of $1,000 per security; the estimated value on the pricing date is approximately $955.00. The securities pay a 11.25% to 13.25% annual contingent coupon (rate fixed on the pricing date) only if the closing level of the underlier meets or exceeds a coupon barrier set at 65% of the initial level on observation dates. The notes are automatically redeemed early if the underlier’s closing level equals or exceeds a call threshold of 100% of the initial level on redemption determination dates, in which case holders receive principal plus the related contingent coupon. At final maturity, if the final level is below a downside threshold of 65% of the initial level, holders bear loss pro rata (payment = principal × final level/initial level). All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC offers Principal at Risk notes — contingent income memory auto-callable securities linked to the common stock of Arista Networks, Inc. The securities are issued at an $1,000 original issue price per security and are fully and unconditionally guaranteed by Morgan Stanley.
The notes pay a contingent coupon (annual range 15.00 to 16.00 to be set on the pricing date) only if the underlier meets the coupon barrier on observation dates, feature automatic early redemption if the underlier meets the call threshold on redemption determination dates, and expose investors to full downside risk at maturity if the final level is below the downside threshold. The strike date is March 27, 2026, original issue date is March 31, 2026, and maturity is March 30, 2028.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable structured notes due March 22, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an estimated value near $960.50 on the pricing date. The notes reference the worst-performing of Amazon, Meta (Class A) and Microsoft and feature a 300% participation rate in upside of the worst underlier, an automatic early redemption on the first determination date with an early redemption payment of $1,505, and downside exposure below each underlier’s 60% downside threshold. Payments depend on final levels of the underliers; holders may lose up to their entire principal and are subject to Morgan Stanley’s credit risk.