Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC prices contingent income auto-callable securities due March 19, 2027. The notes, fully and unconditionally guaranteed by Morgan Stanley, have a $1,000 stated principal per security, an issue price of $1,000, and an estimated value on the pricing date of approximately $982.80. The securities pay a contingent coupon at an annual rate of 12.88% on observation dates only if both underliers meet coupon barrier levels. Underliers are the State Street® Industrial Select Sector SPDR® ETF (XLI) and the State Street® Consumer Discretionary Select Sector SPDR® ETF (XLY). The securities are automatically redeemed early if both underliers meet call thresholds on a redemption determination date; otherwise payment at maturity depends on the worst performing underlier and principal is at risk. Strike/pricing date: March 13, 2026.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable notes tied to the worst-performing share of NVIDIA Corporation and Microsoft Corporation. Each note has a stated principal amount of $1,000, an issue price of $1,000, an estimated value on the pricing date of $933.90, and an aggregate offering of $1,500,000. The securities can be automatically redeemed on March 22, 2027 for an early redemption payment of $1,520 if both underliers meet their call thresholds on the first determination date. If not auto-redeemed, maturity is March 15, 2029, with a 150% participation rate in the upside of the worst-performing underlier or potential loss of principal if the worst-performing underlier falls below its 90% downside threshold.
The notes are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley, and all payments are subject to the issuer’s credit risk. The offering includes a fixed sales commission of $28.50 per security and hedging, structuring and distribution costs embedded in the issue price. Key mechanics include initial levels set at the strike date ($184.77 for NVDA and $405.76 for MSFT), downside thresholds at 90% of those levels, and final determination on March 12, 2029.
Morgan Stanley Finance LLC is offering Principal at Risk Buffered Jump Securities due March 14, 2031 tied to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index with an aggregate principal amount of $2,218,000. The securities are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley.
The securities have an automatic early redemption feature beginning with the first determination date on March 18, 2027; if the underlier is at or above the call threshold (approximately 85% of the initial level) on a determination date, the securities will be redeemed for a fixed early redemption payment that increases over time. If not redeemed, maturity payments depend on the final level relative to a 15% buffer: a fixed payment of $1,500.00 if the final level is at or above the buffer level, or a reduced payment that reflects losses beyond the buffer (subject to a 15% minimum payment). The issue price is $1,000 per security and the estimated value on the pricing date was $903.80 per security.
Morgan Stanley Finance LLC is offering $5,680,000 of Digital VanEck® Gold Miners ETF‑Linked Notes due April 14, 2027 (trade date March 11, 2026). The notes are unsecured, fully guaranteed by Morgan Stanley and are principal‑at‑risk.
Payments at maturity are linked to the VanEck® Gold Miners ETF (Bloomberg GDX). If the Final Underlier Level is ≥ 90% of the Initial Underlier Level, each $1,000 face amount pays the Maximum Settlement Amount of $1,273.50 (127.35%). If the Underlier falls below 90%, losses apply and investors may lose some or all principal. The estimated value on the trade date is $978.70 per note; price to public is $1,000 with agent commissions of 1.09%.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes due March 15, 2029 with a stated principal amount of $1,000 per security and an aggregate principal amount of $3,520,000. The securities are fully and unconditionally guaranteed by Morgan Stanley and were issued at a public price of $1,000 per security (estimated value on the pricing date: $940.10 per security).
The notes are auto-callable on specified determination dates beginning March 12, 2027 and reference the worst performing of three ETFs: KRE (regional banks), GDX (gold miners) and TLT (20+ Year Treasury). Call threshold levels equal 100% of initial levels; upside and downside thresholds equal 90% and 60% of initial levels, respectively. Early redemption payments and the fixed maturity payoff levels are specified in the supplement; if the worst performing underlier falls below the downside threshold, investors lose 1% for each 1% decline in that underlier (payment at maturity could be significantly less than principal or zero).
Morgan Stanley Finance LLC offers $2,886,000 of Principal at Risk structured securities—$1,000 stated principal per security—fully and unconditionally guaranteed by Morgan Stanley. The notes are auto-callable beginning on March 12, 2027 with fixed early redemption payments that deliver approximately 17.10% per annum if a call threshold (967.649) is met on a determination date.
If not called, maturity outcomes (maturity March 14, 2031) depend on the final level of the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index versus the initial level (1,138.41): full positive payoff of $1,855.00 if final level ≥ call threshold; return of principal if final level ≥ downside threshold (683.046); pro rata principal loss (1% loss per 1% decline) if final level < downside threshold. The securities carried an estimated value of $930.10 on the pricing date and were sold at an issue price of $1,000, reflecting issuance and hedging costs.
Morgan Stanley Finance LLC is offering principal‑at‑risk, contingent‑coupon, auto‑callable securities due March 15, 2029, fully and unconditionally guaranteed by Morgan Stanley. The issue price is $1,000 per security, aggregate principal $113,000, and estimated value on the pricing date was $981.00 per security.
The securities pay a contingent coupon at an annual rate of 12.25% only if each underlier (the Nasdaq‑100, Russell 2000 and S&P 500) is at or above its coupon barrier (approximately 75% of initial levels) on each observation date. They are automatically redeemed early if each underlier meets its call threshold (100% of initial levels) on a redemption determination date. At maturity, if any underlier is below its downside threshold (approximately 75% of initial levels), investors suffer loss equal to the percentage decline of the worst performing underlier; the payment could be significantly less than principal or zero.
Morgan Stanley Finance LLC is offering $1,920,000 of Dual Directional Trigger PLUS linked to the VanEck® Gold Miners ETF (GDX). Each Trigger PLUS has an 18-month term maturing September 16, 2027, an issue price of $1,000 and an estimated value on the pricing date of $964.80. The notes provide 200% leveraged upside if the final share price exceeds the initial share price ($101.36 on the pricing date), subject to a maximum payment of $1,598 per Trigger PLUS. If the final share price is between the initial price and the trigger level (85% of initial), investors receive a positive return equal to the absolute decline (capped at 15%). If the final share price is below the trigger level, investors incur losses pro rata and may lose their entire principal. The Trigger PLUS pay no interest, are unsecured obligations of MSFL, are fully guaranteed by Morgan Stanley and are subject to issuer credit risk.
Morgan Stanley Finance LLC priced Principal‑at‑Risk notes linked to the Invesco S&P 500® Equal Weight ETF (Bloomberg: RSP). The securities are $1,000 stated principal per security, with an $1,190,000 aggregate offering and an estimated value of $956.80 on the pricing date.
Key economics: $1,000 issue price, $32.50 agent commission per security, 100% upside participation (capped at $1,140 or 114% of principal), an absolute return participation of 100%, a 15% buffer (buffer level $167.085 / initial level $196.57), and a 15% minimum payment at maturity. Maturity is March 16, 2028; observation date is March 13, 2028.
Morgan Stanley Finance LLC amends a preliminary pricing supplement for Principal-at-Risk, contingent income auto-callable securities linked to the common stock of Chevron Corporation. Each security has a stated principal amount of $1,000, an annual contingent coupon of 10.60% and an estimated value on the pricing date of approximately $968.20.
Key dates: strike/pricing March 17, 2026, original issue date March 23, 2026, final observation date September 18, 2028 and maturity September 21, 2028. The call threshold equals 100% of the initial level and both the coupon barrier level and downside threshold equal 70% of the initial level. Investors face principal‑at‑risk: if the final level is below the downside threshold, payment at maturity will decline pro rata and could be zero. All payments are subject to issuer and guarantor credit risk.