Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced contingent-income, memory auto-callable securities linked to Blackstone Inc. common stock. Each security has a stated principal amount of $1,000, an estimated pricing-date value of approximately $984.00, and a 17.00% annual contingent coupon.
The securities are principal-at-risk: automatic early redemption can occur on specified redemption determination dates if the underlier meets the call threshold (100% of the initial level), and if not redeemed, the payment at maturity depends on the final level versus a downside threshold (50% of the initial level). Final observation date is March 20, 2028 with maturity on March 23, 2028. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes called Buffered Jump Securities with an automatic early‑call feature and a $1,000 stated principal amount per security. The securities reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, have a strike date of March 19, 2026 and mature on March 24, 2031.
The securities may be automatically redeemed on specified determination dates beginning March 22, 2027 for fixed early redemption payments that correspond to approximately 17.00% per annum; the payment at maturity is $1,850 if the final level is at or above the call threshold, returns the stated principal if the final level is at or above an 85% buffer, and exposes investors to losses below that buffer, subject to a minimum payment at maturity of 15% of principal. All payments are subject to Morgan Stanley's credit risk; the estimated value on the pricing date was approximately $904.00 per security.
Morgan Stanley Finance LLC is offering contingent income auto-callable securities linked to the common stock of The Goldman Sachs Group, Inc. The notes have a stated principal amount of $1,000 per security, a contingent coupon at an annual rate of 11.10%, automatic early redemption opportunities beginning on June 15, 2026, and maturity on March 16, 2029. Coupons are paid only if the underlier meets the coupon barrier on observation dates; principal is at risk if the final level falls below the downside threshold (set at 60% of the initial level). All payments are subject to MSFL and Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering principal‑at‑risk, auto‑callable structured notes fully guaranteed by Morgan Stanley with a $1,000 stated principal per security. The notes mature on April 4, 2030 and reference the worst performing of the Dow Jones Industrial Average, Nasdaq‑100 and S&P 500. An automatic early redemption can occur if each underlier closes at or above its call threshold on the first determination date (April 2, 2027), producing an early redemption payment of $1,127.50 per security. If not called, maturity payoffs depend on worst‑performing underlier: full principal plus an upside payment if all final levels exceed initial levels; return of principal only if all final levels are at or above 70% of initial levels; and pro rata losses if any final level is below 70% (potentially a total loss). The participation rate is at least 150%. Estimated value on the pricing date is approximately $937.20 per security. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes due April 16, 2027 that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an issue price of $1,000. The securities pay no interest and provide a fixed upside payment of $102.50 (10.25%) if the worst performing underlier finishes at or above its buffer level (80% of initial). If the worst performing underlier finishes below its buffer, investors lose 1% for each 1% decline beyond the 20% buffer, subject to a minimum payment of 20% of principal. The securities reference the Russell 2000, S&P 500 and Nasdaq-100 Technology Sector indices, are linked to the worst performing underlier, and are exposed to issuer credit risk, index volatility, limited upside, and possible significant principal loss.
Morgan Stanley Finance LLC offers principal‑at‑risk structured notes with an aggregate principal amount of $800,000 and a stated principal amount of $1,000 per security. The securities are issued at $1,000 with an estimated value of $972 on the pricing date and mature on March 14, 2029.
The notes are auto‑callable beginning with the first determination date on March 22, 2027 and pay fixed early redemption amounts of $1,114.30 on March 25, 2027 and $1,228.60 on March 14, 2028 if each underlier equals or exceeds its call threshold. If not auto‑redeemed, maturity payments are $1,342.90 if every underlier is at or above its downside threshold (70% of initial level); otherwise payment equals principal times the performance factor of the worst performing underlier and could be significantly less or zero. All payments are subject to MSFL and Morgan Stanley credit risk.
Morgan Stanley Finance LLC offers structured Principal‑at‑Risk securities linked to the worst performing of the Nasdaq‑100 and S&P 500. The issuance aggregates $4,597,000 at a $1,000 stated principal amount per security and carries an estimated value of $974.00 on the pricing date.
The notes feature automatic early redemption beginning on September 10, 2026 with scheduled determination dates and early redemption payments designed to deliver about 10.00% per annum if call conditions are met. At maturity on March 15, 2029, payments depend on the final levels of each index relative to specified upside (90%) and downside (70%) thresholds; losses occur if the worst performing underlier closes below its downside threshold.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes due March 9, 2028, fully and unconditionally guaranteed by Morgan Stanley. The issue is $1,000 per security with an aggregate principal amount of $300,000.
The notes pay a contingent coupon at an annual rate of 22.20% on each coupon payment date only if the closing level of the underlying common stock of Oracle Corporation is at or above the coupon barrier ($91.776, 60% of the initial level) on the related observation date. The notes feature automatic early redemption if the underlier closes at or above the call threshold ($152.96, 100% of the initial level) on any redemption determination date. If not redeemed and the final level is below the downside threshold ($91.776), payment at maturity equals the stated principal multiplied by the performance factor and could be significantly less than principal or zero.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes—Buffered Jump Securities with an auto‑callable feature—guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an issue price of $1,000; the estimated value on the pricing date is approximately $906 per security.
The securities reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. The notes have a 15% buffer (buffer level = 85% of the initial level) and a call threshold equal to 90% of the initial level. The first determination date is March 23, 2027; the final determination date is March 20, 2031 and the maturity date is March 25, 2031. If a determination date triggers the call condition, investors receive a scheduled early redemption payment (payments shown per determination date). At maturity, if final level ≥ call threshold, payment is $1,620.00; if final level ≥ buffer but < call threshold, investors receive the stated principal; if final level < buffer, investors suffer losses of 1% per 1% decline beyond the buffer, subject to a minimum payment of 15% of principal.
Morgan Stanley Finance LLC priced buffered jump securities with an auto-call feature and a $1,000 stated principal amount per security. The offering totals $1,179,000 and the securities issue on March 13, 2026 with maturity on March 13, 2031.
The underlier is the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index with an initial level of 1,142.90 and a call threshold of 1,028.61 (90% of initial). The buffer level is 971.465 (85% of initial). Early redemption payments correspond to an approximate return of 16.10% per annum on specified determination dates; the payment at maturity is $1,805.00 if the final level is at or above the call threshold, the stated principal if final level is at or above the buffer, or a reduced amount below the buffer, subject to a minimum payment of 15% of principal. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to issuer credit risk.