Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced principal-at-risk, auto-callable notes linked to Amazon.com, Inc. stock. Each note has a $1,000 stated principal amount and the offering aggregate is $685,000. The notes are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley.
The notes were issued on March 13, 2026, have a March 10, 2031 maturity (final determination date March 10, 2031), a first determination date of March 11, 2027, an initial level/call threshold of $214.33, and a downside threshold of $150.031 (70% of initial level). Automatic early redemption yields fixed early redemption payments approximating 15.95% per annum on specified determination dates. The estimated value on the pricing date was $983.20 per security.
Morgan Stanley Finance LLC offers Principal-at-Risk notes linked to Tesla, Inc. common stock with a 14.00% contingent coupon and a March 16, 2028 maturity. The securities pay coupons only if the underlier meets a coupon barrier (50% of the initial level) on observation dates and expose investors to full downside risk below a 50% downside threshold. The notes are callable beginning September 17, 2026 based on a risk-neutral valuation model selected by the calculation agent; estimated value on pricing date was approximately $973.90 per security and the issue price is $1,000 per security. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced contingent income auto-callable securities linked to Accenture plc with a stated principal amount of $1,000 per security due April 23, 2027. The securities pay a contingent coupon at an annual rate of 18.00% only when the closing level of the underlier meets or exceeds a coupon barrier of 67.20% of the initial level on each observation date and are automatically redeemed if the underlier meets a call threshold of 100% on any redemption determination date.
The securities expose investors to full credit risk of Morgan Stanley and MSFL, do not participate in upside performance of Accenture plc, and at maturity will pay the stated principal only if the final level is at or above the downside threshold of 67.20% of the initial level; otherwise payment equals stated principal multiplied by the performance factor and could be significantly less or zero.
Morgan Stanley Finance LLC is offering Callable Contingent Income Securities due March 15, 2029, linked to the worst performing of three ETFs: XLE, XLP and KRE. The securities pay a contingent coupon of 18.90% per annum only if each underlier meets its coupon barrier on an observation date; otherwise no coupon is paid.
These notes are principal‑at‑risk: if any underlier finishes below its downside threshold at maturity, the payment equals the stated principal multiplied by the worst performing underlier’s performance factor, potentially resulting in a total loss. The issuer may call the notes on set redemption dates beginning June 15, 2026 if a risk neutral valuation model indicates redemption is economically rational. Estimated value at issuance was $979.30 per security; issue price is $1,000 with $2.50 agent fees per security. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced Principal-at-Risk notes with an aggregate principal amount of $835,000 and a stated principal amount of $1,000 per security. The securities mature on March 13, 2031, observe the underlier on March 10, 2031, and are fully guaranteed by Morgan Stanley.
These structured, unsecured notes reference the S&P® 500 Futures 40% Intraday 4% Decrement VT Index, feature automatic early redemption beginning on the first determination date of March 11, 2027, and pay fixed early redemption payments corresponding to ~15.25% per annum on applicable dates. At maturity investors receive either a fixed payment of $1,762.50, the stated principal, or a principal tied to index performance (payment = stated principal × performance factor), with the possibility of losing up to the entire principal.
Morgan Stanley Finance LLC priced a preliminary offering of callable, principal‑at‑risk memory securities due March 29, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an issue price of $1,000.
The securities pay a contingent coupon at an annual rate of 8.85% only if the closing level of each underlier (Nasdaq‑100, Russell 2000, S&P 500) is at or above its coupon barrier (70% of initial level) on an observation date. The securities are callable beginning June 30, 2026 based on a risk‑neutral valuation model selected by the calculation agent. At maturity, if the final level of any underlier is below its downside threshold (60% of initial level), payment equals the stated principal amount multiplied by the performance factor of the worst performing underlier, risking significant or total loss of principal. The preliminary estimated value on the pricing date is approximately $976.50 per security. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC prices Principal-at-Risk notes offering an aggregate principal amount of $3,338,000 of fixed‑coupon Buffered Auto‑Callable Securities due March 13, 2031, fully and unconditionally guaranteed by Morgan Stanley. The securities pay a 7.00% annual fixed coupon (monthly payments) and may be automatically redeemed beginning on the first redemption determination date of March 10, 2027 if the closing level of the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index is at or above the call threshold (1,142.90). If not called, maturity payment depends on the final index level relative to a 15% buffer (buffer level 971.465); losses beyond the buffer reduce principal dollar‑for‑dollar subject to a 15% minimum payment at maturity. The original issue price is $1,000 per security, estimated value on pricing date was $920.00, and issuer proceeds after commissions total $3,201,142. All payments are subject to issuer credit risk and the securities do not participate in index appreciation.
Morgan Stanley Finance LLC priced $2,971,000 aggregate principal of Structured Investments — Contingent Income Memory Buffered Auto-Callable Securities due February 15, 2029, $1,000 per security (issue price $1,000).
The notes are linked to the worst performing of the XME Fund (State Street SPDR S&P Metals & Mining ETF) and the GDX Fund (VanEck Gold Miners ETF). They pay a contingent coupon at an annual rate of 7.00% only when both underliers meet coupon barrier tests on observation dates and feature automatic early redemption if both underliers meet call thresholds on specified redemption determination dates. At maturity, if the worst performing underlier is below its buffer level (each buffer = 75% of initial level), principal is reduced 1% for each 1% decline beyond the buffer, subject to a minimum payment of 25% of principal. All payments are unsecured and guaranteed by Morgan Stanley and are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable notes due March 16, 2029, fully guaranteed by Morgan Stanley. Each security has a stated principal of $1,000 and a contingent annual coupon of 8.45% payable only when all three underliers meet coupon barriers on observation dates.
The notes reference the Dow Jones Industrial, Russell 2000® and S&P 500®, use the worst-performing underlier for payoff determination, and feature automatic early redemption beginning March 15, 2027 if all underliers meet 100% call thresholds. If any underlier is below the downside threshold (65% of initial level) at final observation, principal is reduced pro rata to the worst performing underlier, potentially to zero. Estimated value on pricing date was about $977.60 per security.
Morgan Stanley Finance LLC issues Principal at Risk securities due July 16, 2027 linked to the S&P 500® Index, fully guaranteed by Morgan Stanley. Each security has a stated principal of $1,000, an estimated value on the pricing date of $983.60, and a minimum upside payment of $120.60 (12.06%). The securities provide an upside payment if the final level is at or above a 90% buffer (10% buffer amount). If the final level is below the buffer, investors lose 1.1111% of principal for each 1% decline beyond the buffer; there is no guaranteed minimum and investors could lose their entire investment. Agent commissions are $11.67 per security and net proceeds per security are $988.33. All payments are subject to issuer and guarantor credit risk, and market value prior to maturity may be materially lower than the original issue price.