Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced Structured Investments Enhanced Trigger Jump Securities linked to the iShares® Silver Trust (SLV). The notes have a $1,000 stated principal amount and a fixed $202 upside payment (20.20%) if the final level is at or above a 60% downside threshold. If the final level is below that threshold, investors lose in direct proportion to the decline in the underlier and could lose their entire principal. Payments are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley; all payments remain subject to issuer and guarantor credit risk. The securities pay no interest, have an estimated value of approximately $970 on the pricing date, include issuance and structuring costs reflected in the $1,000 issue price, and carry detailed tax, market, liquidity and conflict-of-interest risks described in the supplement.
Morgan Stanley Finance LLC is offering contingent income, memory auto-callable, principal-at-risk securities due March 15, 2029, linked to the worst performing of the EURO STOXX 50® and S&P 500®. Each security has a $1,000 stated principal amount and an annual contingent coupon of 9.50%, payable only when both underliers meet coupon barrier levels on observation dates. The notes may auto-redeem on specified redemption determination dates starting September 10, 2026 if both underliers meet call thresholds. At maturity, if the worst performing underlier is below its 80% downside threshold, principal is reduced proportionally and could be zero. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced Digital S&P 500® Index-Linked Notes due in roughly 19–22 months, fully and unconditionally guaranteed by Morgan Stanley. Each $1,000 note offers a capped payout if the Final Underlier Level is ≥87.50% of the Initial Underlier Level (Maximum Settlement Amount expected $1,133.70–$1,157.20). If the Final Underlier Level is <87.50%, principal is exposed and losses up to the full investment are possible. The estimated Trade Date value is approximately $996.90 per $1,000 note. All payments are subject to issuer credit risk and the notes are not listed or insured.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable structured notes due March 23, 2029, fully guaranteed by Morgan Stanley. Each security has a $1,000 issue price and an estimated value of approximately $974.80 on the pricing date. The notes reference the worst performing of three underliers: the CIBR ETF, SMH ETF and the Nasdaq-100 Index. Automatic early redemption can occur on a sequence of determination dates beginning March 25, 2027, with specified early redemption payments rising to $1,638.75. If not called, maturity payoffs are: $1,657.00 if all final levels meet call thresholds; the stated principal ($1,000) if final levels remain at or above 70% downside thresholds; otherwise payment equals principal multiplied by the worst-performing underlier's performance factor, potentially reducing payout to zero. All payments are subject to issuer credit risk and the securities do not pay interest or participate in underlier appreciation.
Morgan Stanley Finance LLC offers Principal-at-Risk auto-callable notes linked to Accenture plc Class A ordinary shares with a stated principal amount of $1,000 per security and an issue price of $1,000 per security. The securities pay a 15.50% contingent annual coupon on each observation date only if the closing level of the underlier meets or exceeds the coupon barrier, and they feature automatic early redemption on specified redemption determination dates beginning September 21, 2026.
If not called, at maturity on April 23, 2027 investors receive principal only if the final level is at or above the downside threshold (set at 67.20% of the initial level); otherwise the payment equals the stated principal multiplied by the performance factor and could be substantially less than principal or zero. All payments are subject to Morgan Stanley’s credit risk, and the estimated value on the pricing date is approximately $963.70 per security.
Morgan Stanley Finance LLC is offering structured, principal-at-risk, auto-callable securities linked to the S&P 500® Index, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an issue price of $1,000. The securities may be automatically redeemed for $1,100 if the underlier is at or above the call threshold (100% of the initial level) on the first determination date of March 29, 2027; maturity is March 16, 2028. If not called, maturity payoffs depend on the arithmetic average of the closing levels on specified final averaging dates: investors receive principal plus an upside payment when the final level exceeds the initial level, receive only principal if the final level is between the downside threshold (73.50% of the initial level) and the initial level, or suffer pro rata principal loss if the final level is below the downside threshold. The participation rate is 200%. The estimated value on the pricing date was approximately $978.70 per security. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk, auto‑callable notes with a stated principal amount of $1,000 per security, linked to the worst performing of the Dow Jones Industrial Average, Nasdaq‑100 and S&P 500. The strike and pricing date is March 31, 2026, original issue date April 6, 2026, first early‑call determination April 2, 2027 (early redemption payment $1,128.50 on April 7, 2027) and stated maturity April 5, 2029. The participation rate will be at least 150%. The preliminary estimated value on the pricing date is approximately $945.50 per security. Investors bear full credit risk of Morgan Stanley and may lose some or all principal; payments are determined by the worst performing underlier and the securities do not pay interest.
Morgan Stanley Finance LLC and Morgan Stanley are offering Trigger PLUS principal-at-risk notes with a $1,000 stated principal per security and an issue price of $1,000. The securities pay no interest and are linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 and S&P 500, with a 125% leverage factor, an observation date of March 31, 2028 and maturity on April 5, 2028. If the worst performing underlier is above its initial level at observation, holders receive principal plus 125% of that appreciation. If the worst performing underlier is between its initial level and a 70% downside threshold, holders receive principal. If the worst performing underlier is below the 70% threshold, holders lose 1% of principal for each 1% decline in that underlier; there is no minimum payment and investors could lose their entire investment. Payments are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley and therefore subject to the guarantors credit risk. The estimated value on the pricing date was approximately $955.50 per security.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable structured notes due March 24, 2031 that are fully and unconditionally guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount per security and an original issue price of $1,000 per security.
The notes are linked to the worst performing of the EURO STOXX 50®, the S&P 500® and the Nasdaq-100®, feature automatic early redemption beginning on March 22, 2027, fixed early redemption payments that increase by determination date, and downside protection only to a 70% threshold; if the worst performing underlier finishes below that downside threshold at maturity, investors lose proportionally and could lose their entire principal.
Morgan Stanley Finance LLC is offering buffered, principal-at-risk notes linked to the MSCI EAFE® Index, fully and unconditionally guaranteed by Morgan Stanley. Each note has a Face Amount $1,000 and a capped cash payoff: if the Final Underlier Level is ≥ 90% of the Initial Underlier Level, investors receive a Maximum Settlement Amount expected to be between $1,139.20 and $1,163.70 per note. If the Final Underlier Level is below 90%, holders receive a formulaic cash amount that can result in a loss of some or all principal. The term is expected to be about 20 to 23 months from the Trade Date; the issuer will set exact dates and the Initial Underlier Level on the Trade Date. The estimated value on the Trade Date is approximately $991.50 per note.