Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley is offering Global Medium-Term Notes, Series I: Fixed/Floating Rate Senior Notes due 2032 (principal $3,500,000,000) and due 2047 (principal $2,500,000,000), issued on March 13, 2026.
The 2032 notes bear a fixed rate of 4.708% per annum through March 12, 2031, then convert to a SOFR-based floating rate with a +1.195% spread; the 2047 notes bear a fixed rate of 5.900% per annum through March 13, 2046, then convert to a SOFR-based floating rate with a +1.782% spread. Both tranches were issued at par and are callable under make-whole and optional redemption provisions as described in the prospectus.
Morgan Stanley Finance LLC is offering Structured Investments—Buffered Jump Securities with an Auto-Callable feature, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an original issue price of $1,000. The securities may be automatically redeemed on the first determination date if the underlier closing level is at or above the call threshold of 100. The first determination date is March 24, 2027; the early redemption date is March 30, 2027. If not called, maturity is March 16, 2028. Key economics: participation rate 150%, buffer amount 15% (buffer level 85), downside factor 1.1765, and a stated upside payment of at least $498. The securities are principal‑at‑risk notes that pay no interest; investors can lose some or all principal. The pricing date was March 12, 2026, estimated value was about $971 per security, and placement fees up to $15 per security reduce proceeds to $985 per security.
Morgan Stanley Finance LLC is offering Principal at Risk Structured Investments linked to the worst performing of the Russell 2000® Index and the S&P 500® Index, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000, an upside payment of $165 (16.50%) and a maturity date of March 16, 2028. The securities pay no interest and provide a 20% buffer: if the final level of each underlier is >= its buffer level, holders receive principal plus the upside payment; if the final level of either underlier is below its buffer level, holders lose 1% for each 1% decline of the worst performing underlier beyond the 20% buffer, subject to a minimum payment of 20% of principal. The pricing and strike dates are March 13, 2026 with original issue date March 18, 2026. The document discloses an estimated value of approximately $979.10 per security on the pricing date and shows agent compensation of $15 per security.
Morgan Stanley Finance LLC priced callable principal‑at‑risk notes due March 28, 2031 linked to the worst performing of the Dow Jones Industrial, Nasdaq‑100 and Russell 2000 (contingent income structure).
The securities have a stated principal amount of $1,000 per security and an original issue price of $1,000. They pay a contingent coupon at an annual rate of 7.85% only when the closing level of each underlier is at or above its coupon barrier (70% of initial level) on an observation date. The notes are callable beginning on March 30, 2027 if a risk‑neutral valuation model indicates redemption is economically rational. At maturity, if the final level of any underlier is below its downside threshold (65% of initial level), payment is the stated principal times the performance factor of the worst performing underlier; principal can be significantly reduced and could be zero. All payments are subject to Morgan Stanley’s credit risk. The issuer’s estimated value on the pricing date is approximately $941.80 per security.
Morgan Stanley Finance LLC offers principal‑at‑risk, auto‑callable securities linked to the common stock of Blackstone Inc. The securities have a $1,000 face amount, a contingent coupon rate to be set at no less than 16.35% per annum, an estimated value of approximately $956.50 per security on the pricing date and a maturity date of March 23, 2029. Payments of contingent coupons occur quarterly only if the stock closing price on each calculation day meets or exceeds a coupon threshold equal to 60% of the starting price. After a six‑month non‑call period, the securities may be automatically called on quarterly calculation days if the stock closing price is at or above a call threshold equal to 90% of the starting price, producing a cash payment of face amount plus a final contingent coupon. If not called, at maturity investors receive either full face amount if the ending price is at or above the downside threshold (also 60% of the starting price) or a reduced principal equal to the performance factor multiplied by $1,000, exposing holders to more than 40% principal loss if the ending price falls below that threshold. All payments are subject to issuer credit risk, distribution commissions of up to $23.25 per security, and other offering costs.
Morgan Stanley Finance LLC prices Principal at Risk Buffered Jump Securities with an auto-callable feature due March 13, 2031. The offering is for securities with a stated principal amount of $1,000 per security and an aggregate principal amount of $1,735,000. The issue price is $1,000 per security and the estimated value on the pricing date was $904.00 per security.
The notes reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, include a 15% buffer and a minimum payment at maturity of 15% of principal, provide potential automatic early redemption with fixed per‑security early redemption payments, do not pay periodic interest, and are fully guaranteed by Morgan Stanley. All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC priced $8,969,000 of buffered jump securities (principal at risk) with a $1,000 stated principal amount per security. The securities are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley.
The notes are auto-callable beginning on March 11, 2027 if the underlier closes at or above the call threshold level of 1,142.90. Early redemption payments correspond to a return of approximately 17.00% per annum and increase on each determination date. If not called, maturity is March 13, 2031. At maturity investors receive $1,850 if the final level is at or above the call threshold, the stated principal if the final level is at or above the buffer level of 971.465 (85% of initial), or a reduced payment that loses 1% per 1% decline beyond the buffer, subject to a 15% minimum payment.
The underlier is the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index (initial level 1,142.90), established March 14, 2022. The estimated value on the pricing date was $907.30 per security; the issue price is $1,000 with agent commissions of $42.50 per security. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering contingent income, memory buffered auto-callable securities with a $1,000 stated principal per security and an issue price $1,000. The securities pay a contingent coupon at an annual rate of 11.50% if observation-date conditions are met, are fully and unconditionally guaranteed by Morgan Stanley, and mature on March 25, 2031 (final observation March 20, 2031), subject to postponement for non-trading days and market disruption events. The securities feature a 15% buffer (buffer level = 85% of initial level), a minimum payment at maturity of 15% of principal, automatic early redemption beginning with the first redemption determination date on March 22, 2027, and an estimated value on the pricing date of approximately $903.60 per security.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable market-linked securities linked to the common stock of Broadcom Inc. due March 23, 2028. Each security has a face amount of $1,000 and a price to public of $1,000 per security; the agent commission is $23.25 and proceeds to the issuer are $976.75 per security. The issuer estimates the value on the pricing date at approximately $959.90 (within $35.00). Coupon payments are contingent and only paid monthly if the stock closing price meets the coupon threshold (equal to 60% of the starting price); the contingent coupon rate will be set on the pricing date and will be at least 14.50% per annum. If not called and the ending price is below the downside threshold (equal to 50% of the starting price), the maturity payment will be reduced on a 1-to-1 basis and could result in a loss of more than 50% or all of principal. All payments are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC offers Trigger Autocallable Contingent Yield Notes linked to the Least Performing Underlying Shares between the Invesco S&P 500® Equal Weight ETF (RSP) and the Invesco QQQ, Series 1 (QQQ). The Securities are principal‑at‑risk debt obligations of MSFL, fully guaranteed by Morgan Stanley.
Key economic terms in this preliminary pricing supplement: Trade Date March 13, 2026, Settlement Date March 18, 2026, Final Observation Date March 13, 2031, Maturity Date March 18, 2031. Contingent Coupon Rate will be set on the Trade Date in the range 9.50% to 10.10% per annum. Coupon Barriers are 70% of the Initial Underlying Price and Downside Thresholds are 60% of the Initial Underlying Price for each Underlying. Minimum investment is $1,000 and the Issue Price is $10.00 per Security; estimated Trade Date value is approximately $9.798 per Security (within $0.40).
The notes pay equal quarterly Contingent Coupons only if both Underlying Shares close at or above their Coupon Barriers on an Observation Date, are automatically callable beginning on the Observation Date September 14, 2026 if both Underlying Shares close at or above their Initial Underlying Prices, and repay a principal linked to the Least Performing Underlying Shares at maturity (including potential significant loss if the Least Performing Underlying Share is below its Downside Threshold). All payments are subject to MSFL and Morgan Stanley credit risk.