Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced a preliminary offering of principal-at-risk, auto-callable Buffered Jump Securities linked to the S&P 500® Index with a $1,000 stated principal amount and an issue price of $1,000 per security. The securities have a 10% buffer, a 125% participation rate and a 10% minimum payment at maturity.
Key dates: strike/pricing March 26, 2026, first determination date April 1, 2027 (auto-call tested), early redemption date April 6, 2027 for an early redemption payment of $1,098.80, and maturity March 30, 2028. Estimated value on the pricing date is approximately $973.60 per security. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering structured Buffered Jump Securities due March 16, 2028, fully and unconditionally guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount and an issue price of $1,000 per security, with an estimated value on the pricing date of approximately $979.20.
The notes reference the S&P 500® Index with an initial level (strike) of 6,775.80. An automatic early redemption is possible on the first determination date March 24, 2027 if the closing level is at or above the call threshold (6,775.80), producing an early redemption payment of $1,095.20 on March 29, 2027. If not redeemed, maturity payment on March 16, 2028 depends on final level: full principal plus an upside payment at a 125% participation rate for appreciation; full principal if final level is at or above the buffer level (5,420.64, 80% of initial); or losses equal to 1.25% of principal for each 1% decline beyond the 20% buffer (downside factor 1.25), potentially resulting in a total loss.
Morgan Stanley Finance LLC offers Trigger Autocallable Contingent Yield Notes linked to the least performing of the Invesco S&P 500® Equal Weight ETF (RSP) and the Invesco QQQ, Series 1 (QQQ).
The Securities have a Principal Amount of $10.00, an Issue Price of $10.00, an estimated Trade Date value of $9.595, a term to the Final Maturity Date of March 18, 2031, and quarterly contingent coupons with a preliminary range of 7.50% to 8.10% per annum (actual rate set on the Trade Date). Coupon Barriers are 70% of each Initial Underlying Price and Downside Thresholds are 60% of each Initial Underlying Price. The notes are automatically callable beginning September 14, 2026 if both Underlyings close at or above their Initial Underlying Prices on an Observation Date. Payments and principal are linked to the performance of the Least Performing Underlying Shares; if that Underlying closes below its Downside Threshold at maturity, investors can lose a significant portion or all of principal.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering Auto-Callable Trigger PLUS notes linked to the S&P 500® Index with a $1,000 stated principal per security. The pricing date is March 31, 2026, original issue date April 6, 2026, and maturity is April 5, 2028.
The securities are automatically redeemed if the index closing value on the first determination date (April 7, 2027) is greater than or equal to the initial index value, for an early redemption payment of $1,096.30 per security. If not redeemed early, the maturity payoff is: 1) if final index value > initial index value, $1,000 + ($1,000 × index percent change × 125%); 2) if final index value ≥ the downside threshold level (80% of initial), $1,000; 3) if final index value < downside threshold, a loss equal to the index decline on a 1-to-1 basis (payment could be less than $800 and may be zero).
The issuer estimates the securities' value on the pricing date at approximately $961.30. All payments are subject to Morgan Stanley's credit risk; holders could lose some or all of their investment.
Morgan Stanley Finance LLC is offering contingent income memory buffered auto-callable securities with an aggregate principal amount of $1,000,000, fully and unconditionally guaranteed by Morgan Stanley. The notes have a $1,000 stated principal amount, a 9.00% contingent coupon, a 10% buffer with a 1.1111 downside factor, a maturity date of March 13, 2031 and a first redemption determination date of September 9, 2027. Coupons are paid only if the closing level of each underlier (the Dow Jones Industrial Average, the Russell 2000® Index and the S&P 500® Index) meets or exceeds its coupon barrier on observation dates; otherwise coupons may remain unpaid and only become payable later if conditions are met. If not automatically redeemed and the final level of any underlier is below its buffer level, investors suffer losses equal to 1.1111% of principal for each 1% decline beyond the 10% buffer, and there is no minimum payment. All payments are subject to issuer credit risk and the estimated value at pricing was $974.80 per security.
Morgan Stanley Finance LLC prices a Dual Directional Auto-Callable Trigger PLUS linked to the common stock of Broadcom Inc. The securities have a stated principal amount of $1,000 per security and an early redemption payment of $1,248.50 if the underlying closes at or above the initial share price on the first determination date. The pricing date is March 31, 2026, original issue date April 6, 2026, first determination date April 7, 2027, final determination date March 31, 2028, and maturity April 5, 2028. The securities provide an upside participation of 150% if the final share price is at or above the initial share price, an absolute-return feature capped at +35% if the final share price is between the initial price and the downside threshold, and a downside exposure equal to the share performance factor if the final share price is below the downside threshold (which is 65% of the initial share price). All payments are "subject to our credit risk."
Morgan Stanley Finance LLC is offering Trigger Jump Securities maturing July 6, 2027, guaranteed by Morgan Stanley, linked to the iShares® Expanded Tech-Software Sector ETF.
The securities pay no interest and provide a fixed $262 upside payment per security (a 26.20% return) if the final share price is at or above the initial share price on the valuation date. If the final share price is between the trigger level (85% of the initial share price) and the initial share price, investors receive the $1,000 stated principal amount. If the final share price is below the trigger level, investors suffer a 1:1 loss in principal tied to the percentage decline in the underlying shares and may lose up to their entire investment. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering the Bearish Dual Directional Trigger PLUS linked to the inverse performance of the S&P 500® Index, maturing April 16, 2027. Each note has a $1,000 stated principal, 200% leverage on index declines, a trigger at 114% of the initial index value and a maximum payment of $1,300 (130% of principal). If the index rises by up to 14%, holders receive an unleveraged positive return up to $1,140. If the index rises beyond the trigger, holders lose 1% of principal for each 1% of index appreciation and may lose the entire investment. Estimated value on the pricing date is approximately $977.60. Pricing date is March 13, 2026 and original issue date is March 18, 2026. Payments are unsecured, subject to Morgan Stanley credit risk, and these notes will not be listed on an exchange.
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk notes linked to an equally weighted basket of ten stocks. The securities have a pricing date of March 31, 2026, an original issue date of April 6, 2026 and mature on April 5, 2028. The notes have a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $885.60.
The payoff provides 150% leverage on positive basket performance up to a $1,460 cap (146.00% of principal). A trigger level of 80% provides limited protection only if the final basket value is at or above that level; if the final basket value is below the trigger, investors suffer proportional losses and may lose their entire investment. Sales commission is $20 plus a structuring fee of $5.
Morgan Stanley Finance LLC amends a preliminary pricing supplement for Buffered PLUS securities due April 30, 2027 linked to the S&P 500 Index. The securities have a stated principal amount $1,000, an issue price of $1,000, an estimated value on the pricing date of $988.30, and an observation date of April 27, 2027.
Key economic terms disclosed include a leverage factor 109%, a buffer amount 20% (buffer level = 80% of the initial level), a maximum payment at maturity $1,102.50 (110.25% of principal) and a minimum payment at maturity 20% of principal. Payment at maturity depends solely on the closing final level on the observation date and is subject to Morgan Stanley's credit support via an unconditional guarantee.