Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
The Buffered PLUS are principal-at-risk notes issued by Morgan Stanley Finance LLC and fully guaranteed by Morgan Stanley, linked to the MSCI Emerging Markets Index with a 150% leverage factor and a 10% buffer.
Key terms: stated principal $1,000, maximum payment at maturity $1,357 (135.70%); minimum payment $100 (10%). Pricing date is March 31, 2026, original issue date April 7, 2026. Estimated value on the pricing date: approximately $953.30. Issues are unsecured, not listed, and subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC offers Dual Directional Buffered PLUS linked to the Russell 2000® Index due April 5, 2028, guaranteed by Morgan Stanley. Each Buffered PLUS has a stated principal of $1,000 and an issue price of $1,000. Pricing date is March 31, 2026 and original issue date is April 6, 2026.
Key economics: a 150% leverage factor on positive index returns up to a $1,197.70 cap per Buffered PLUS, a 15% buffer that provides an unleveraged positive return for limited declines, and a $150 minimum payment at maturity. The securities pay no interest, are unsecured obligations of MSFL, are subject to Morgan Stanley credit risk, and will not be listed on an exchange.
Morgan Stanley Finance LLC offers Trigger Jump Securities tied to Tesla, Inc. common stock, fully guaranteed by Morgan Stanley. Each security has a stated principal of $1,000, an upside payment of $457 (45.70%), and matures on October 5, 2027 with a valuation date of September 30, 2027.
If the final share price is at or above the initial share price, holders receive $1,000 plus the $457 upside payment. If the final share price is between the initial price and 65% of the initial price, holders receive $1,000. If the final share price is below that 65% threshold, the maturity payment equals $1,000 times the share performance factor and may be significantly less, possibly zero. The estimated value on the pricing date was approximately $965.30.
Morgan Stanley Finance LLC is offering Dual Directional Trigger PLUS linked to the VanEck® Gold Miners ETF (GDX), maturing October 5, 2027. Each Trigger PLUS has a stated principal of $1,000, no interest, and a 200% leverage factor for upside.
Key economic terms: the trigger level is 80% of the initial share price, the maximum payment at maturity is $1,492.80, pricing date is March 31, 2026, original issue date is April 6, 2026, and the estimated value on the pricing date is approximately $959.20. There is no minimum payment at maturity; investors may lose their entire investment and are exposed to Morgan Stanley credit risk. Secondary trading may be limited and purchases carry a $20 dealer commission plus a $5 structuring fee.
Morgan Stanley Finance LLC is offering Performance Leveraged Upside Securities (PLUS) linked to the S&P 500® Index due July 6, 2027. Each PLUS has a $1,000 stated principal amount, a 300% leverage factor for index appreciation, and a maximum payment at maturity of $1,151.20 (115.12%).
The PLUS pay no interest, are unsecured obligations of MSFL and guaranteed by Morgan Stanley, and expose investors to a 1:1 decline in principal for index losses. Pricing date is March 31, 2026, issue date April 6, 2026, estimated initial value approximately $966.00 and original issue price $1,000 (includes fees).
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering Performance Leveraged Upside PLUS linked to the EURO STOXX 50® Index with a 300% leverage factor, maturity July 6, 2027 and valuation date June 30, 2027. Each PLUS has a stated principal of $1,000, an estimated pricing-date value of $966.20, and a maximum payment at maturity of $1,236.50 (123.65%). If the final index value exceeds the initial value, holders receive $1,000 plus 300% of the index percent increase, capped at the maximum. If the index declines, holders lose 1% of principal for each 1% decline and may lose their entire investment. Payments are unsecured obligations of MSFL and are subject to Morgan Stanley credit risk. Pricing date is March 31, 2026 with original issue date April 7, 2026.
Morgan Stanley Finance LLC priced Trigger Jump Securities linked to NVIDIA Corporation common stock with a $1,000 stated principal and maturity on October 5, 2027, fully and unconditionally guaranteed by Morgan Stanley.
The securities pay no interest; if the final share price is at or above the initial share price the holder receives $1,000 + $404.50 (a 40.45% upside payment). If the final share price is between the initial price and the downside threshold (70% of the initial share price), holders receive the $1,000 principal. If the final share price is below the downside threshold, payment equals $1,000 × (final/initial), which could be less than $700 or zero. The valuation date is September 30, 2027.
Morgan Stanley Finance LLC is offering Callable Jump Notes due March 13, 2031, fully and unconditionally guaranteed by Morgan Stanley. The offering is for $250,000 aggregate principal in $1,000 denominations.
The notes reference the S&P 500® Futures Excess Return Index with an initial level of 549.92 and a participation rate of 127%. If not redeemed, payment at maturity equals stated principal plus the upside payment (stated principal × participation rate × underlier percent change) when the final level exceeds the initial level; otherwise only stated principal is paid.
The notes include a call feature beginning March 19, 2027, with fixed redemption payments (e.g., $1,080 on first redemption date). All payments are subject to the issuer's credit risk; notes are unsecured, not exchange-listed, and estimated value on pricing date was $941.30 per note.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering Performance Leveraged Upside Principal at Risk Securities (PLUS) linked to the Tokyo Stock Price Index (TOPIX) maturing on July 6, 2027. Each PLUS has a stated principal amount of $1,000, an original issue price of $1,000, an estimated value on the pricing date of $961.70, a leverage factor of 300% for upside and a maximum payment at maturity of $1,246.60 (124.66% of principal). If the final index value exceeds the initial index value, investors receive principal plus 300% of the index percent increase, capped at the maximum payment. If the index declines, investors lose 1% of principal for each 1% decline and may lose their entire investment. All payments are subject to Morgan Stanley’s credit risk, and the PLUS will not be listed for trading.
Morgan Stanley Finance LLC is issuing structured, principal-at-risk callable notes fully guaranteed by Morgan Stanley with an aggregate principal amount of $34,871,000. Each security has a stated principal of $1,000, an annual contingent coupon of 10.50%, and matures on March 14, 2029.
The notes pay coupons only if the closing level of each of three underliers meets its coupon barrier (75% of initial levels) on observation dates. A 25% buffer and a downside factor of 1.3333 apply at maturity: losses occur based on the worst-performing underlier beyond the buffer. The notes are callable beginning May 14, 2026, subject to a risk-neutral valuation model determination. All payments are subject to Morgan Stanley's credit risk; estimated value on pricing date was $983.00 per security.