Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced an offering of auto-callable, principal‑at‑risk market‑linked securities with an $1,000 face amount per security and an aggregate face amount of $2,750,000. The securities reference the lowest performing of the Dow Jones Industrial Average, the Russell 2000® Index and the S&P 500® Equal Weight Index, have a pricing date of March 9, 2026, an original issue date of March 12, 2026, and mature on September 12, 2031.
The securities are auto‑callable on scheduled semiannual calculation days beginning March 12, 2027 with fixed cash call payments that range from $1,107.50 to $1,591.25. If not called, maturity payment depends on the performance factor of the lowest performing underlying; losses may exceed 25% and could be total. The issuer estimates the value per security at $980.60 on the pricing date.
Morgan Stanley Finance LLC offers preliminary pricing for Buffered Participation Securities due March 16, 2028, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and links to the MSCI EAFE® Index. The securities pay no interest and provide a 100% participation rate on any appreciation and a 10% buffer against declines (buffer level = 90% of the initial level). At maturity investors receive principal plus the upside payment if the final level is above the initial level; principal only if the final level is between the buffer level and the initial level; and a reduced payment pro rata for declines beyond the buffer, subject to a minimum payment at maturity of 10% of principal. Key dates include strike and pricing on March 13, 2026, original issue date March 18, 2026, observation date March 13, 2028, and maturity March 16, 2028. All payments are subject to the issuer’s and guarantor’s credit risk, estimated value on pricing date was approximately $979.40 per security, and secondary market liquidity may be limited.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes due April 1, 2030, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and features automatic early redemption tied to three indices and a downside threshold of 70% of initial levels. Investors may receive fixed early redemption payments up to $1,551.25 per security on scheduled dates or a payment at maturity that can be the stated principal, a higher fixed cash amount ($1,630.00) if all call thresholds are met, or a loss proportional to the worst performing underlier (potentially zero). All payments are subject to the credit risk of Morgan Stanley and MSFL; the securities do not pay interest and do not guarantee repayment of principal.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes called "Structured Investments Jump Securities with Auto-Callable Feature" due April 1, 2031. Each security has a stated principal amount of $1,000 and an issue price of $1,000; the estimated value on the pricing date was approximately $978.90.
The securities reference the Dow Jones Industrial Average, the S&P 500® Index and the Russell 2000® Index and feature automatic early redemption beginning on April 1, 2027. Early redemption payments are fixed per schedule (e.g., $1,121.50 on first redemption) and the maturity payment depends on whether each underlier meets a call threshold (95% of initial level) or a downside threshold (75% of initial level). Investors face full principal risk if the worst performing underlier falls below its downside threshold.
Morgan Stanley Finance LLC priced principal-at-risk, auto-callable notes due April 1, 2031, guaranteed by Morgan Stanley. The securities have a $1,000 stated principal per security and an issue price of $1,000; the issuer’s estimated value on the pricing date was approximately $958.30. Automatic early redemption can occur on scheduled determination dates beginning April 1, 2027 if each underlier meets its call threshold (95% of initial level). If not called, maturity payments vary: $1,512.50 if all underliers meet call thresholds; return of principal if all are at or above downside thresholds (75%); otherwise payment equals principal times the performance factor of the worst performing underlier, which can result in a total loss of principal. The securities are linked to the Dow Jones Industrial Average, the S&P 500 Index and the Russell 2000 Index and expose holders to issuer credit risk, limited upside, early redemption risk, and small-cap index volatility.
Morgan Stanley Finance LLC priced a preliminary offering of callable, principal-at-risk contingent income securities fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and a contingent coupon at an annual rate of 8.45%.
The notes pay the coupon only if each underlier (the Nasdaq-100, Russell 2000 and S&P 500) closes at or above its coupon barrier (60% of initial) on each observation date. The securities are callable beginning October 1, 2026 based on a risk-neutral valuation model selected by the calculation agent. At maturity on April 2, 2029, if the worst performing underlier is below its 60% downside threshold, investors suffer proportional principal loss (possible total loss); if all underliers are at or above the downside threshold, investors receive principal.
Morgan Stanley Finance LLC is offering $500,000 aggregate principal of contingent-income, memory-buffered, auto-callable notes tied to Palo Alto Networks common stock. Each security has a $1,000 stated principal amount and an issue price of $1,000.
The securities pay a contingent coupon at an annual rate of 16.00% on observation dates when the closing level is at or above the coupon barrier ($132.04, 80% of the initial level). They are automatically redeemed if the closing level on a redemption determination date is at or above the call threshold ($165.05), with early redemption no earlier than June 8, 2026 (first determination date) and maturity on September 11, 2026.
At maturity, if the final level is below the buffer ($132.04, 80% of initial), investors suffer losses equal to the underlier percent decline beyond the 20% buffer multiplied by a 1.25 downside factor; there is no minimum payment. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC offers principal-at-risk notes due September 14, 2028 guaranteed by Morgan Stanley linked to the worst performing of the Dow Jones Industrial Average and Microsoft Corporation common stock. The securities pay a fixed coupon at an annual rate of 9.50% monthly and repay principal at maturity only if both underliers finish at or above their downside thresholds.
If the final level of either underlier is below its downside threshold (70% of its initial level), payment at maturity equals the stated principal amount multiplied by the performance factor of the worst performing underlier; investors can lose a significant portion or all principal. Strike date was March 10, 2026, pricing date March 11, 2026, original issue date March 16, 2026, observation date September 11, 2028 (subject to postponement).
Morgan Stanley Finance LLC offers principal-at-risk, auto-callable securities linked to the worst performing of NVIDIA Corporation and Microsoft Corporation common stock. Each security has a $1,000 stated principal amount and an original issue price of $1,000. The securities may be automatically redeemed on the first determination date of March 17, 2027 for an early redemption payment of $1,520 if each underlier meets its call threshold (NVDA initial level $184.77; MSFT initial level $405.76). Final determination date is March 12, 2029 with maturity on March 15, 2029. At maturity, holders may receive: (a) principal plus an upside payment if both final levels exceed their initials; (b) only principal if both final levels are at or above their downside thresholds (90% of initial levels); or (c) a loss proportional to the decline of the worst performing underlier if that underlier is below its downside threshold, which could result in a total loss. Participation rate is 150%. All payments are subject to Morgan Stanley Finance LLC’s and Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC offers $2,660,000 of Principal-at-Risk structured notes due March 9, 2028 fully and unconditionally guaranteed by Morgan Stanley. The securities have a stated principal amount of $1,000 per security and an estimated value on the pricing date of $969.60.
The notes reference a four-stock basket (APO, BX, ARES, KKR), feature an automatic early redemption on the first determination date (March 19, 2027) at a fixed early redemption payment of $1,230, a 150% participation rate, an upside payment of $460, a 15% buffer and a downside factor of 1.1765. Final determination is on March 6, 2028.