Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes: contingent income auto-callable securities due July 6, 2028 with a $1,000 stated principal amount per security and an aggregate principal amount of $290,000. The notes pay a contingent coupon of 12.50% per annum on each coupon payment date only if the closing level of each underlying index (Dow Jones Industrial Average, Nasdaq-100® Technology Sector, Russell 2000®) is at or above its coupon barrier on the related observation date. The securities are automatically redeemed early if all underliers meet their call threshold on a redemption determination date; otherwise principal at maturity depends on the worst performing underlier and may result in a loss of principal (downside threshold at 70% of initial levels). All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to Morgan Stanley credit risk. The estimated value on the pricing date was $968.80 per security; the issue price is $1,000 (agent commission and structuring fees reduce proceeds).
Morgan Stanley priced a $50,000,000 issue of fixed rate notes due September 7, 2027. The notes carry a 4.450% annual fixed interest rate, are issued at $1,000 per note, with original issue date July 7, 2026.
The offering states interest accrues from July 7, 2026 and will be paid at maturity on September 7, 2027. All payments are subject to the credit risk of Morgan Stanley. The pricing supplement also discloses per-note OID accruals totaling $51.9167 as of the end of the final accrual period and refers investors to the accompanying prospectus supplement for tax and legal details.
Morgan Stanley Finance LLC priced an offering of $12,676,000 in Principal at Risk securities, fully and unconditionally guaranteed by Morgan Stanley. The securities have a stated principal amount of $1,000 per security, an upside payment of $204.50 per security, a buffer of 20% (buffer level 80), a downside factor of 1.25, an observation date of July 13, 2027 and a maturity date of July 16, 2027.
Investors receive the stated principal plus the upside payment if the final level is at or above the buffer level; otherwise losses equal 1.25% of principal for each 1% decline in the underlier beyond the buffer. The issue price is $1,000 with estimated value $966.60 on the pricing date and agent commissions of $10 per security.
Morgan Stanley is offering fixed rate notes due July 20, 2032 with a stated interest rate of 4.700% per annum and a stated principal and issue price of $1,000 per note. Interest accrues from July 20, 2026 and is payable semi‑annually on the 20th of January and July, beginning January 20, 2027. The preliminary pricing supplement states an estimated value on the pricing date of approximately $982.40 per note. Payments depend on Morgan Stanley’s creditworthiness and the notes will not be listed on any securities exchange. Proceeds are for general corporate purposes and the offering includes customary dealer compensation and hedging arrangements by Morgan Stanley affiliates.
Morgan Stanley is offering fixed rate notes due July 19, 2030 with a stated principal and issue price of $1,000 per note and an interest rate of 4.500% per annum payable semi‑annually. The notes accrue interest from July 20, 2026 and make the initial interest payment on January 19, 2027. Morgan Stanley states the estimated value on the pricing date is approximately $988.80 per note. All payments are subject to Morgan Stanley’s credit risk and the notes will not be listed on any securities exchange.
Morgan Stanley priced a preliminary offering of fixed rate notes due July 20, 2029. Each note has a $1,000 stated principal amount and an issue price of $1,000 per note. Interest accrues from July 20, 2026 at 4.40% per annum, paid semi‑annually on January 20 and July 20, beginning January 20, 2027. The estimated value on the pricing date is approximately $990.50 per note. All payments are subject to Morgan Stanley's credit risk and the notes will not be listed on any exchange; proceeds are for general corporate purposes.
Morgan Stanley proposes a primary offering of fixed rate notes due July 20, 2033 with a stated principal and issue price of $1,000 per note and a fixed interest rate of 4.800% per annum. Interest accrues from July 20, 2026 and is payable semi‑annually on each January 20 and July 20, beginning January 20, 2027. Payments are subject to Morgan Stanley’s credit risk and the notes will not be listed on any exchange. The preliminary pricing supplement states an estimated value on the pricing date of approximately $980.20 per note. Proceeds are to be used for general corporate purposes and detailed selling commissions and final pricing will be set forth in the final pricing supplement.
Morgan Stanley is offering Fixed Rate Notes due July 18, 2031 with a stated principal and issue price of $1,000 per note. The notes pay interest at 4.60% per annum, payable semi-annually, with an original issue date of July 20, 2026. The preliminary pricing supplement states the estimated value on the pricing date is approximately $985.20 per note (within $45.20 of that estimate). Proceeds will be used for general corporate purposes. All payments are subject to Morgan Stanley’s credit risk; the notes will not be listed and are book-entry only.
Morgan Stanley Finance LLC is offering market-linked, auto-callable principal-at-risk securities linked to the lowest performing common stock of Bank of America Corporation, Citigroup Inc. and The Goldman Sachs Group, Inc. with a face amount of $1,000 per security and maturity on July 25, 2028. The securities are callable on scheduled semi-annual calculation days beginning July 23, 2027 and limit upside to preset call payments while exposing holders to full downside of the lowest performing underlying stock, including potential loss of more than 30% of principal if the lowest performing stock falls below its 70% downside threshold. The estimated value at pricing is approximately $963.30 per security (within $35.00), with a price to public of $1,000, agent commission up to $23.25, and proceeds to the issuer of $976.75 per security. These securities do not pay interest, do not provide dividends or voting rights in the underlying stocks, and all payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC offers market-linked, auto-callable principal-at-risk securities due January 15, 2030, linked to the lowest performing of the S&P 500® and the Dow Jones Industrial Average. The securities have a face amount of $1,000 and an estimated value on the pricing date of approximately $959.50. They pay no interest, provide 125% participation in positive performance of the lowest performing underlying (if not called), feature an automatic call with a minimum call payment of $1,122.50 on the call date, and expose holders to full downside risk if the lowest performing underlying falls below an 80% threshold. All payments are subject to Morgan Stanley credit risk and the securities may have limited secondary market liquidity.