Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced $1,000 principal-at-risk, auto-callable securities fully guaranteed by Morgan Stanley. The issue totals $2,001,000 and links to the Dow Jones Industrial Average, Nasdaq-100 and Russell 2000.
The notes pay no interest, may auto-redeem on determination dates beginning March 15, 2027 for fixed early redemption payments (ranging from $1,137.00 to $1,342.50), mature on March 9, 2029, and return principal only if the worst-performing underlier is at or above its 70% downside threshold; below that level investors lose 1% per 1% decline in the worst underlier.
Morgan Stanley Finance LLC is offering $1,087,000 aggregate principal amount of Structured Investments — Dual Directional Buffered Participation Securities due February 10, 2028, fully and unconditionally guaranteed by Morgan Stanley.
The securities have a stated principal amount of $1,000 per security, an issue price of $1,000, and an estimated value on the pricing date of $975.80 per security. The payout depends on the performance of the iShares Expanded Tech-Software Sector ETF with an initial level of $87.97 and an observation date of February 7, 2028. The terms include a 15% buffer (buffer level $74.775), an upside participation rate of 100% subject to a maximum upside payment of $1,382.50 (138.25% of principal), an absolute-return participation rate of 100%, and a minimum payment at maturity of 15% of principal.
Morgan Stanley Finance LLC is offering $2,010,000 aggregate principal of dual directional buffered participation securities, $1,000 stated principal per security, linked to the Invesco S&P 500® Equal Weight ETF (RSP). The securities have a strike date of March 6, 2026, an observation date of February 7, 2028 and a maturity date of February 10, 2028.
Key economic terms: 100% upside participation (capped at $1,213.50 per security, or 121.35% of stated principal), 100% absolute return participation for declines above the buffer, a 15% buffer (buffer level = $168.428), and a minimum payment at maturity of 15% of stated principal. The estimated value on the pricing date was $985.30 per security and agent commissions equal $3.50 per security; securities are offered to fee-based advisory accounts.
Morgan Stanley Finance LLC is offering Principal at Risk callable contingent income buffered securities guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount and issue price, an aggregate principal amount of $8,902,000, and an estimated value of $975.30 on the pricing date. They pay a contingent coupon at an annual rate of 12.00% only if the closing level of each underlier meets its coupon barrier on each observation date. The notes are linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 Technology Sector Index and Russell 2000, include a 20% buffer and a 20% minimum payment at maturity, are callable beginning on June 11, 2026 based on a risk-neutral valuation model, and mature on March 9, 2029.
Morgan Stanley Finance LLC is offering $2,070,000 aggregate principal amount of Contingent Income Auto-Callable Securities due March 9, 2029, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and pays a contingent quarterly coupon at an annual rate of 11.27% only if the underlying Exxon Mobil closing price is at or above the downside threshold of $113.408 (approximately 75% of the initial share price of $151.21).
The securities may be automatically redeemed early if the underlying stock closes at or above the initial share price on any of the first eleven determination dates; if not redeemed, maturity payment depends on the final share price and can result in a full loss of principal. Estimated value on the pricing date was $961.30 per security and all payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk contingent income auto-callable securities with a stated principal amount of $1,000 per security and an aggregate principal amount of $1,832,000. The securities have an issue price of $1,000, an estimated value on the pricing date of $974.40, a final maturity date of September 10, 2027 and are fully and unconditionally guaranteed by Morgan Stanley.
The notes reference the Nasdaq-100® Technology Sector Index (NDXT) and the Russell 2000® Index (RTY). They pay a contingent coupon at an annual rate of 12.72% only if both underliers meet coupon barrier levels on observation dates, feature automatic early redemption if both underliers meet call thresholds on redemption determination dates, and expose holders to full downside linked to the worst performing underlier with a downside threshold set at approximately 75% of the initial levels.
Morgan Stanley Finance LLC priced a primary offering of principal‑at‑risk auto‑callable notes. The offering totals $2,302,000 (aggregate) at a $1,000 stated principal amount per security with an original issue date of March 11, 2026 and maturity on December 11, 2030.
The notes are linked to the worst performing of the Dow Jones Industrial Average, the Nasdaq‑100® Technology Sector and the Russell 2000®. Automatic early redemption begins on March 15, 2027 across scheduled determination dates; the call threshold levels equal 100% of initial levels and downside thresholds equal 70% of initial levels. Early redemption payments correspond to a fixed return of approximately 11.70% per annum; the full payment at maturity if all underliers meet the call thresholds is $1,555.75 per security. Investors bear principal risk and Morgan Stanley credit risk; estimated value on the pricing date was $934.50 per security and selling commissions were $32.50 per security.
Morgan Stanley Finance LLC priced a principal-at-risk structured note offering. The Pricing Supplement describes Trigger PLUS notes linked to the MSCI Emerging Markets Index with a stated principal amount of $1,000 per security and an aggregate principal amount of $521,000. The notes have a 200% leverage factor, a maximum payment at maturity equal to $1,180 per security (118% of principal), an initial level of 1,499.72 and a downside threshold equal to 90% of the initial level (1,349.748). The securities pay no interest, are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley. The offering price is $1,000 per security (agent commission $20 per security) and the estimated value on the pricing date is $946.30. Payment at maturity depends on the closing level on the observation date May 6, 2027, subject to postponement for non-trading days and market disruption events.
Morgan Stanley Finance LLC priced a Buffered PLUS linked to a four‑component allocated basket, maturing March 11, 2031, and fully guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount, aggregate principal amount of $468,000, and an estimated value on the pricing date of $947.90. The observation date is March 6, 2031.
Key economic terms: a 125% leverage factor, a 15% buffer amount, a maximum payment at maturity of $1,620 (162% of principal), and a minimum payment at maturity of 15% of principal. The weighted allocation among the SPXFP Index, EURO STOXX 50, Russell 2000 and EFA Fund is determined on the observation date by ranking component performance (45%/25%/20%/10%). Securities pay no interest and may return less than principal if losses exceed the buffer. Securities were sold to fee‑based advisory accounts; agent commission is $5 per security.
Morgan Stanley Finance LLC priced $10,000,000 of Callable Contingent Income Securities due January 31, 2030. The notes pay a contingent quarterly coupon at an annual rate of 8.03% (≈$20.075 per quarter) only if each underlying index is ≥ 70% of its initial value on observation dates; downside threshold is 60%. The securities are callable quarterly beginning September 11, 2026 based on a risk neutral valuation model, have a stated principal amount of $1,000 and an issue price of $1,000 (estimated value on the pricing date: $962.10). Payments are based on the worst performing of the MSCI EAFE®, Russell 2000® and S&P 500® indices and are fully and unconditionally guaranteed by Morgan Stanley; investors bear principal risk and issuer credit risk.