Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Principal-at-Risk structured notes totaling $1,100,000 backed by Morgan Stanley. Each security has a stated principal amount of $1,000, an issue price of $1,000, an estimated value on the pricing date of $945.90 and a maturity date of March 8, 2030.
The notes are linked to the worst performing of the S&P 500®, Nasdaq-100® Technology Sector and Russell 2000® indices, feature automatic early redemption beginning with the first determination date on March 9, 2027, and pay fixed early redemption amounts corresponding to approximately 12.60% per annum if call conditions are met. If not called, payoff at maturity depends on the worst-performing underlier relative to a 70% downside threshold and may result in full loss of principal.
Morgan Stanley Finance LLC priced $1,000,000 aggregate of Principal-at-Risk structured notes linked to the Dow Jones Industrial Average, with $1,000 stated principal per security.
The notes pay no interest, are fully and unconditionally guaranteed by Morgan Stanley, and feature automatic early redemption on three determination dates with fixed early redemption payments that imply approximately 12.32% per annum. If not called, maturity payoffs depend on the final index level: full fixed upside if at or above the call threshold, return of principal if at or above an 80% downside threshold, and proportional loss below that threshold (losses could be total). All payments are subject to Morgan Stanley credit risk; estimated value on pricing date was $984.90 per security and original issue price was $1,000.
Morgan Stanley Finance LLC is offering $600,000 aggregate principal amount of Partial Principal at Risk Notes due September 14, 2027, fully and unconditionally guaranteed by Morgan Stanley.
Each note has a stated principal amount of $1,000, an issue price of $1,000, an estimated value on the pricing date of $979.80, and a partial principal return amount of 95%. The notes are linked to the SPDR® Gold Trust (GLD) with an initial level of $466.13 (strike date March 5, 2026), a 100% participation rate, and a maximum payment at maturity of $1,170.50 per note.
At maturity investors receive the principal plus upside if the underlier appreciates (capped at the maximum payment) or lose 1% of principal for each 1% decline in the underlier, subject to the notes' terms, MSFL and Morgan Stanley credit risk, and tax treatment described herein.
Morgan Stanley Finance LLC offers $1,000,000 of principal-at-risk, auto-callable notes fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and a contingent annual coupon of 15.00%. The notes pay contingent coupons only if on each observation date the EURO STOXX 50, Russell 2000 and S&P 500 closing levels are at or above their coupon barrier levels (70% of initial levels). The notes are automatically redeemed on Nov 12, 2026 if all three underliers close at or above 100% of their initial levels on the redemption determination date. At maturity on July 9, 2027, if any underlier is below its 70% downside threshold, payment equals $1,000 multiplied by the worst-performing underlier’s performance factor, potentially resulting in substantial loss or total loss of principal. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes with an aggregate principal amount of $2,000,000. The notes have a stated principal amount of $1,000 per security, an original issue date of March 11, 2026, and mature on March 9, 2029. The securities are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley.
The notes are linked to the worst performing of the S&P 500® Index and the Russell 2000® Index, feature automatic early redemption on specified determination dates beginning March 10, 2027, and pay fixed early redemption amounts that correspond to approximately 10.75% per annum if called. If not automatically redeemed, a positive fixed payment of $1,322.50 applies only if both underliers finish at or above their downside thresholds; otherwise investors suffer a loss equal to the percentage decline of the worst performing underlier.
Morgan Stanley Finance LLC is offering $1,173,000 aggregate principal amount of auto-callable, principal-at-risk securities fully and unconditionally guaranteed by Morgan Stanley. The notes have a stated principal amount of $1,000 each, an issue price of $1,000, an estimated value on the pricing date of $912.80, and a participation rate of 125%.
The securities are linked to the worst performing of three underliers (XLE, NDXT, KRE), feature automatic early redemption if each underlier meets its call threshold on the first determination date (March 13, 2028) for an early redemption payment of $1,800, and mature on March 11, 2031. Investors may lose up to their entire principal if the worst performing underlier falls below its downside threshold (50% of initial level).
Morgan Stanley Finance LLC priced contingent income auto-callable notes linked to Delta Air Lines, Inc. common stock. The securities have a stated principal amount of $1,000 per security, an issue price of $1,000, and an estimated value on the pricing date of $955.10.
The notes pay a contingent coupon at an annual rate of 18.50% but only if the closing level of the underlier meets or exceeds the coupon barrier of $44.258 (approximately 75% of the initial level) on observation dates. The notes are automatically redeemed early if the closing level on a redemption determination date is at or above the call threshold of $59.01 (100% of the initial level), beginning with the first redemption determination date on September 8, 2026. If not redeemed, at maturity on March 9, 2029 investors receive principal if the final level is at or above the downside threshold of $44.258; if below, payment equals $1,000 × (final level / initial level), exposing holders to full downside.
Morgan Stanley Finance LLC is offering $5,000,000 aggregate principal amount of Buffered Participation Securities fully and unconditionally guaranteed by Morgan Stanley. The securities mature on June 1, 2027, have an original issue price of $1,000 per note and an estimated value on the pricing date of $979.60.
The notes provide 100% participation in positive basket performance up to a maximum payment of $1,139.50 (113.95% of principal). They feature a 20% buffer against losses: if the final basket value declines by 20% or less you receive par ($1,000); declines beyond 20% produce 1:1 downside exposure subject to a minimum payment of $200 (20% of principal). All payments are subject to issuer credit risk and the securities will not be listed.
Morgan Stanley Finance LLC is offering $702,000 of Principal at Risk securities (stated principal amount $1,000 per security). The notes mature on March 11, 2031 and pay a contingent coupon at an annual rate of 10.60% only if the underlier meets observation-date barriers.
The underlier is the S&P® 500 Futures 40% Intraday 4% Decrement VT Index with an initial level of 2,599.52 (strike date closing level). The coupon barrier is 1,819.664 (70% of the initial level), the call threshold is 2,339.568 (90% of the initial level) and the downside threshold is 1,559.712 (60% of the initial level). Estimated value on the pricing date was $907.30 per security and the issue price is $1,000 per security.
Morgan Stanley Finance LLC is offering callable, principal‑at‑risk notes linked to the worst performing of the NDXT Index, RTY Index and XLU Fund with a $1,000 stated principal amount per security and an aggregate principal amount of $1,000,000.
The securities pay a contingent coupon at an annual rate of 10.00% only when each underlier's closing level on an observation date is at or above its coupon barrier (70% of the initial level). A buffer of 20% protects against losses up to that amount; if the worst performing underlier falls below its buffer, investors lose 1% for each 1% decline beyond the buffer, subject to a minimum payment at maturity of 20% of principal. The securities mature on March 9, 2028, may be called beginning June 11, 2026 based on a risk‑neutral valuation model, and are unsecured obligations of MSFL fully guaranteed by Morgan Stanley.