Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering contingent income, principal-at-risk securities due March 20, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal and issue price, a hypothetical contingent coupon of 9.30% per annum, and an estimated pricing-date value of approximately $908 per security.
The notes pay contingent coupons only if the underlier meets observation-date thresholds, are auto-callable beginning with the redemption determination date on March 17, 2027, provide a 15% buffer at maturity and a minimum payment of 15% of principal, and expose holders to issuer credit risk and downside beyond the buffer.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable structured notes with a $1,000 stated principal amount per security and an original issue price of $1,000. The securities are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley. They pay no interest and expose investors to loss of principal if the worst performing underlier declines below its downside threshold.
The securities reference the EURO STOXX 50®, Russell 2000® and S&P 500® indices, have a strike date of March 9, 2026, a first determination date of March 22, 2027, a final determination date of March 9, 2029, and mature on March 14, 2029. Early redemption payments are fixed: $1,114.30 on the first early redemption date and $1,228.60 on the second; payment at maturity can be $1,342.90 if all final levels meet downside thresholds or equal the stated principal times the performance factor of the worst performing underlier (which could result in a total loss).
Morgan Stanley Finance LLC issues Dual Directional Buffered Jump Securities linked to the S&P 500® Index. Each security has a $1,000 stated principal amount and matures on April 12, 2030. The securities pay no interest; upside is fixed at $295 (29.50%) per security if the final level is greater than or equal to the initial level. If the final level declines but remains at or above an 80% buffer level, investors receive principal plus a positive return equal to the absolute underlier decline multiplied by a 300% absolute return participation rate, capped effectively at a 60% positive return. If the final level is below the buffer, investors lose 1% of principal for each 1% decline beyond the buffer, subject to a 20% minimum payment at maturity. The estimated value on the pricing date is approximately $972.70 per security. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC priced a preliminary offering of structured, principal‑at‑risk notes due April 28, 2027, fully guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount and pay no interest; maturity payout is tied to the worst performing of the Russell 2000, S&P 500 and Nasdaq‑100 Technology Sector indices.
If the worst performing underlier is at or above an 80% buffer level on the observation date (April 23, 2027), holders receive principal plus an upside payment of $102.50 per security (10.25%). If the worst underlier is below the buffer, holders suffer a loss equal to the full decline beyond the 20% buffer, subject to a minimum payment of 20% of principal. The estimated value on the pricing date was approximately $980.60 per security.
Morgan Stanley Finance LLC is offering principal‑at‑risk, auto‑callable notes linked to the VanEck® Gold Miners ETF, with a stated principal amount of $1,000 per security and a contingent annual coupon of 13.00%. The notes may automatically redeem on specified observation dates beginning September 24, 2026 if the underlier meets the call threshold; maturity is September 29, 2027
Coupons are paid only when the underlier’s closing level on each observation date is at or above the coupon barrier (65% of the initial level). If not auto‑redeemed and the final level is below the downside threshold (65% of the initial level), investors suffer pro rata principal loss (payment = principal × final/initial). All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering Dual Directional Buffered Jump Securities due April 12, 2029, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000, an upside payment of $180 (18%), an absolute return participation rate of 375%, a buffer of 20%, and a minimum payment at maturity of 20%.
Payment at maturity depends on the S&P 500® closing level on the observation date April 9, 2029. The estimated value on the pricing date is approximately $976.60. All payments are subject to Morgan Stanley's credit risk. Securities will be sold to certain fee-based advisory accounts.
Morgan Stanley Finance LLC is offering principal-at-risk buffered participation securities due March 18, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and a participation rate of 100%.
Payoff is linked to the worst performing of the Dow Jones Industrial Average and the S&P 500®. A 25% buffer applies: if the worst performing underlier closes at or above 75% of its initial level the investor receives principal; declines beyond the buffer reduce principal dollar-for-dollar, subject to a minimum payment at maturity of 25% of stated principal. The document shows an estimated value on the pricing date of approximately $933.60 per security. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC offers principal‑at‑risk, contingent income auto‑callable securities linked to United Parcel Service Class B stock. The notes have a $1,000 stated principal amount per security, issue date March 16, 2026, and maturity March 16, 2028. The securities pay a contingent coupon at an annual rate of 13.50% only if the underlier meets the coupon barrier on observation dates; the coupon barrier and downside threshold are each 65% of the initial level. Automatic early redemption can occur on specified redemption determination dates beginning September 11, 2026. If not redeemed and the final level is below the downside threshold, investors suffer losses proportionate to the underlier's decline, possibly losing the entire principal. Estimated value on the pricing date was approximately $969.20 per security. All payments are subject to Morgan Stanley's credit risk and the securities do not participate in upside of the underlier.
Morgan Stanley Finance LLC sets terms for contingent income auto-callable securities linked to Micron Technology common stock. Each note has a $1,000 face amount, 29.50% per annum contingent coupon, maturity September 13, 2027, and an estimated value on the pricing date of approximately $967.00.
Automatic early redemption can occur on specified dates if the underlier meets the call threshold of $311.456 (80% of the initial level). Coupons are paid only when the underlier is at or above the coupon barrier of $233.592 (60%). At maturity, if the final level is below the downside threshold of $194.66 (50%), principal is reduced pro rata and could be zero; investors do not participate in upside appreciation. All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, fixed-income buffered auto-callable securities due March 25, 2031 with an issue price of $1,000 per security. The securities pay a fixed coupon of 7.00% per annum and may be automatically redeemed beginning on the first redemption determination date of March 22, 2027 if the closing level of the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index is greater than or equal to the call threshold (100% of the initial level) on a redemption determination date.
If not called, the payment at maturity depends on the final level on the observation date of March 20, 2031: investors receive the stated principal if the final level is at or above the buffer level (85% of the initial level); if below the buffer, principal is reduced by 1% for each 1% decline beyond the 15% buffer, subject to a minimum payment at maturity of 15% of stated principal. The preliminary estimated value on the pricing date is approximately $926.50 per security. All payments are subject to Morgan Stanley Finance LLC and Morgan Stanley credit risk.