Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Buffered PLUS notes linked to the iShares® Semiconductor ETF (SOXX), with a stated principal amount of $1,000 per security. The securities are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley, and do not pay interest.
The securities provide 200% leveraged upside subject to a $1,275 maximum payment (127.50% of principal), a 10% buffer (buffer level = 90% of the initial level) and a 10% minimum payment at maturity. Key dates: strike date March 12, 2026, original issue date March 17, 2026, observation date May 12, 2027, maturity date May 17, 2027.
The estimated value on the pricing date was approximately $962.70 per security. All payments are subject to the issuer and guarantor credit risk; losses can exceed the buffer if the underlier falls below the buffer level.
Morgan Stanley Finance LLC is offering Buffered PLUS principal-at-risk notes fully and unconditionally guaranteed by Morgan Stanley that reference the EURO STOXX 50® Index. Each security has a stated principal amount of $1,000, matures on March 17, 2031 and is payable based on the index performance.
If the final level exceeds the initial level, investors receive principal plus a leveraged upside equal to 117.25% of the index appreciation. If the final level is between the buffer level (65% of the initial level) and the initial level, investors receive the stated principal. If the final level is below the buffer level, investors lose 1% of principal for each 1% decline beyond the buffer, subject to a minimum payment at maturity of 35% of the stated principal. The estimated value on the pricing date was approximately $930.60 per security.
Morgan Stanley Finance LLC is offering principal-at-risk notes due April 30, 2027, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and a fixed upside payment of $90 (9%) if the final levels of both underliers meet or exceed their downside thresholds. The securities are linked to the worst performing of the Russell 2000® Index and the S&P 500® Index, with a downside threshold equal to 63% of each initial level. If the worst performing underlier finishes below its threshold, the payment at maturity equals the stated principal multiplied by that underlier’s performance factor, and investors may lose some or all principal. The estimated value on the pricing date is approximately $989.50 per security. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Trigger PLUS principal‑at‑risk securities linked to the VanEck® Semiconductor ETF due May 17, 2027. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $963.10.
The securities provide 200% leveraged upside (subject to a $1,380 maximum payment per security, or 138% of principal). If the underlier’s final level is at or above a 90% downside threshold, investors receive principal; below that threshold, investors lose 1 of principal for each 1 decline in the underlier. Payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; all payments remain subject to credit risk.
Morgan Stanley Finance LLC is offering Buffered Participation Securities due March 14, 2028, linked to the S&P 500® Index and fully guaranteed by Morgan Stanley. The securities have a stated principal of $1,000 per security, a 20% buffer (80% buffer level), a 100% participation rate, a maximum payment of $1,218.50 (121.85% of principal) and a minimum payment of 20% of principal. The initial level was 6,795.99 and the observation date is March 9, 2028. Payments depend on the final level at observation: full principal for outcomes within the buffer, upside up to the maximum for positive performance, and losses beyond the buffer at a 1:1 rate subject to the minimum payment. All payments are subject to Morgan Stanley’s credit risk; estimated value on the pricing date was approximately $986.00 per security.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes due March 29, 2029, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an estimated value at pricing of approximately $979.80.
The notes reference the worst performing of the Russell 2000®, the S&P® 500 Equal Weight and the S&P 500®. Key economic terms: participation rate 200%, buffer 20%, downside factor 1.25. Automatic early redemption occurs if all underliers meet a 100% call threshold on the first determination date (March 29, 2027) for an early redemption payment of $1,167.50. Estimated issue date is March 30, 2026.
Morgan Stanley Finance LLC is offering Callable Contingent Income Securities due September 17, 2029, fully and unconditionally guaranteed by Morgan Stanley. The securities are issued in $1,000 denominations at an issue price of $1,000 per security and an estimated value on the pricing date of approximately $970.00.
The notes pay a contingent coupon at an annual rate of 12.00% for each interest period only if the closing level of each underlier is at or above its coupon barrier (set at 70% of the initial level) on the related observation date. The notes are linked to the worst performing of four underliers (TLT, RTY, SPX, XLU) and carry a downside threshold of 60% of each underlier's initial level. If any underlier is below its downside threshold at maturity, payment at maturity reflects the performance of the worst performing underlier and principal may be significantly reduced or lost.
The securities are callable beginning on June 17, 2026 if a risk neutral valuation model indicates redemption is economically rational for the issuer; early redemption will end future payments. All payments are subject to the issuer's and guarantor's credit risk.
Morgan Stanley Finance LLC is offering Dual Directional Trigger PLUS notes due September 16, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each Trigger PLUS has a $1,000 stated principal, a 200% leverage factor on upside, a trigger level of 85% of the initial share price, and a maximum payment at maturity of $1,598. The notes reference shares of the VanEck® Gold Miners ETF (GDX). If final share price is between the trigger and initial price, investors receive a positive return equal to the absolute share decline (capped at 15%). If the final share price is below the trigger, investors suffer proportional principal loss and may lose their entire investment. Pricing date is March 11, 2026 and original issue date is March 16, 2026. All payments are subject to issuer credit risk; the document states an estimated pricing-date value of approximately $961.80 per Trigger PLUS.
Morgan Stanley Finance LLC is offering Auto-Callable Trigger PLUS securities due March 15, 2029, linked to the Tokyo Stock Price Index (TOPIX). Each security has a $1,000 stated principal amount and an original issue price of $1,000; the estimated value on the pricing date is approximately $955.50. The securities are unsecured obligations of MSFL fully and unconditionally guaranteed by Morgan Stanley and are principal at risk.
The securities will be automatically redeemed if the index closing value on the first determination date (3/18/2027) is greater than or equal to the initial index value, producing an early redemption payment of at least $1,197.50 per security (actual amount determined on the pricing date). At maturity (3/15/2029), unpaid securities pay: (i) $1,000 + 125% of upside if the final index value exceeds the initial index value; (ii) $1,000 if the final index value is between the downside threshold level (85% of initial) and the initial level; or (iii) $1,000 × index performance factor if the final index value is below the downside threshold, exposing investors to full downside (potentially a total loss). All payments are subject to Morgan Stanley’s credit risk and certain terms (including early redemption payment and initial index value) are determined on the pricing date.
Morgan Stanley Finance LLC priced a $6.2 million issuance of structured, principal-at-risk notes due March 11, 2031 that are fully and unconditionally guaranteed by Morgan Stanley. Each $1,000 security links to the worst performing of the Russell 2000® and EURO STOXX 50® indices and may auto‑redeem on specified determination dates.
The notes do not pay interest and expose investors to full principal loss if the worst performing underlier falls below its downside threshold (75% of initial level). Early redemption can occur on periodic determination dates for fixed cash payments; the estimated value at pricing was $962.70 per security and proceeds to the issuer were $6,010,900 after a $30.50 agent commission per security.