Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC amends a preliminary pricing supplement for contingent income memory auto‑callable securities linked to the common stock of Oracle Corporation, fully and unconditionally guaranteed by Morgan Stanley. The securities have a stated principal amount of $1,000 per security and an issue price of $1,000 per security, with an estimated value on the pricing date of approximately $970.30 per security.
The terms include a contingent coupon at an annual rate of 22.20%, observation dates beginning June 8, 2026, automatic early redemption if the closing level meets or exceeds the call threshold of $152.96 (100% of the initial level), a coupon barrier and downside threshold equal to $91.776 (60% of the initial level), a final observation date of March 6, 2028 and maturity on March 9, 2028. If the final level is below the downside threshold, payment at maturity equals the stated principal multiplied by the performance factor, which could result in a substantial loss of principal.
Morgan Stanley Finance LLC offers auto-callable, principal‑at‑risk securities linked to the VanEck® Gold Miners ETF due April 5, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a face amount of $1,000 and an estimated pricing‑date value of $939.90 (within $39.90 of that estimate). The securities pay no interest and may be automatically called on semi‑annual calculation days beginning April 6, 2027; call payments correspond to fixed call premiums (at least 8.30% on the 1st calculation day up to at least 24.90% on the final calculation day). If not called, maturity payoff exposes holders to losses beyond a 20% buffer: an ending price below the threshold (80% of the starting price) can cause a loss of up to 80% of the face amount. All payments are subject to Morgan Stanley's credit risk; secondary market liquidity and tax treatment are uncertain.
Morgan Stanley Finance LLC is offering auto-callable, principal-at-risk market linked securities due March 25, 2030, fully guaranteed by Morgan Stanley. Each security has a face amount of $1,000 and an estimated value at pricing of $959.40 (within $45.00).
The securities pay a fixed call premium if both the S&P 500® Index and the Dow Jones Industrial Average close at or above their starting levels on quarterly calculation days beginning March 25, 2027. If not called, maturity payment depends on the lowest performing underlying; a decline below a 75% threshold exposes investors to losses of more than 25%, possibly total loss.
Morgan Stanley Finance LLC is offering Buffered PLUS principal-at-risk notes due March 23, 2028, fully and unconditionally guaranteed by Morgan Stanley. The securities link to a 50/50 basket of the iShares MSCI Taiwan (EWT) and South Korea (EWY) funds, priced March 18, 2026 with original issue date March 23, 2026.
The notes return the stated principal plus a 145% leverage on any appreciation of the underlier, capped at a $1,500 maximum payment. They provide a 10% buffer against downside: losses beyond a 10% decline are borne 1% per 1% of further decline; minimum payment is 10% of principal. Estimated value on the pricing date is about $958 per $1,000 security.
All payments are subject to issuer and guarantor credit risk; the offering document highlights limited liquidity, model-based valuation, tax uncertainty, and affiliate conflicts of interest.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes with an auto‑callable feature due March 16, 2028, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an issue price of $1,000. The securities are linked to the worst performing of the EURO STOXX 50® and the S&P 500® indices, have a call threshold at 100% of initial levels and a downside threshold at 75%. If neither underlier meets call conditions on a determination date, holders may face full principal loss if the worst performing underlier falls below its downside threshold. Early redemption payments correspond to an approximate return of 12.35% per annum; estimated value on the pricing date was approximately $960.30 per security.
Morgan Stanley Finance LLC offers structured, principal‑at‑risk notes linked to the worst performing of the SPDR® Gold Trust (GLD) and the VanEck® Semiconductor ETF (SMH), with a $1,000 stated principal amount per security and an original issue price of $1,000.
The securities have a 150% participation rate, an early redemption payment of $1,450 if both underliers meet 100% call thresholds on the first determination date (March 23, 2027), and a final maturity of March 21, 2029. Investors face full principal risk if the worst performing underlier falls below a 60% downside threshold of its initial level; estimated value at pricing was approximately $936.40 per security. The notes are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk securities due March 15, 2029, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal and an issue price of $1,000; the estimated value on the pricing date was approximately $981.70.
The securities pay no interest, are linked to the worst performing of the Dow Jones Industrial, Nasdaq‑100 and Russell 2000, and feature automatic early redemption beginning on March 15, 2027 with scheduled early redemption payments equal to fixed cash amounts (for example, $1,170 on the first early redemption date and $1,425 on the fourth). At maturity investors may receive $1,510, the stated principal, or a reduced payment tied to the worst performing underlier (downside threshold = 70% of initial level).
Morgan Stanley Finance LLC priced principal-at-risk notes linked to Accenture plc class A shares with a stated principal amount of $1,000 per security and an original issue price of $1,000. The securities pay a contingent coupon at an annual rate of 17.00% on each coupon payment date only if the closing level of the underlier on the related observation date is greater than or equal to the coupon barrier (70% of the initial level). The notes are automatically redeemed if the closing level on any redemption determination date is greater than or equal to the call threshold (100% of the initial level), in which case holders receive principal plus the contingent coupon for that period. If not redeemed, at maturity holders receive principal only if the final level is greater than or equal to the downside threshold (70% of the initial level); otherwise payment at maturity equals principal multiplied by the performance factor (final level / initial level), exposing holders to loss of principal. The estimated value on the pricing date was approximately $957.90 per security. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering principal at risk, callable contingent income securities with a $1,000 stated principal amount per security that mature on February 23, 2028. The securities pay a contingent coupon at an annual rate of 9.20% for each interest period only if the closing level of each underlier meets or exceeds its coupon barrier (each set at 65% of its initial level) on the related observation date. If not called earlier, maturity payment returns the stated principal only if the final level of each underlier is at or above its downside threshold (each 65% of initial); otherwise payment equals the stated principal times the performance factor of the worst performing underlier, producing a loss proportional to that underlier’s decline. The securities are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, are callable starting June 23, 2026 based on a risk neutral valuation model, and carry estimated value on the pricing date of approximately $961.70 per security.
Morgan Stanley Finance LLC priced a contingent income auto-callable note linked to the common stock of Microsoft Corporation with a $1,000 original issue price per security and an estimated value on the pricing date of approximately $964.30. The securities pay a contingent coupon at an annual rate of 14.50% on each interest period only if the closing level of the underlier on the related observation date is at or above the coupon barrier level. The notes are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley. The securities have an initial strike date of March 31, 2026, a final observation date of March 27, 2029, and mature on April 2, 2029. Automatic early redemption can occur on set redemption determination dates beginning with June 26, 2026 if the closing level meets or exceeds the call threshold (100% of the initial level). The coupon barrier level and downside threshold level are set at 80% of the initial level; if the final level at maturity is below that downside threshold, principal is reduced pro rata by the underlier’s decline and could be zero. All payments are subject to Morgan Stanley’s credit risk.