Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced a preliminary offering of principal-at-risk, contingent income auto-callable securities linked to the common stock of ServiceNow, Inc. The securities have a stated principal of $1,000 per security, an annual contingent coupon of 14.85%, a maturity date of April 29, 2027, and observation and redemption mechanics tied to the underlier.
The pricing and strike dates are March 26, 2026, the final observation date is April 26, 2027, and the estimated value on the pricing date is approximately $965.90 per security. The coupon barrier level and downside threshold are set at 56% of the initial level; the call threshold is 100% of the initial level. Securities are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley. Investors bear credit risk and may lose principal if the final level is below the downside threshold; coupons are paid only if observation-date conditions are met.
Morgan Stanley Finance LLC offers structured "Jump Notes" with an automatic early redemption feature, fully guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and does not pay interest; the notes may be automatically redeemed on a first determination date for an $1,150 early redemption payment.
The payoff is linked to the worst performing of three stocks—Microsoft, Palantir Class A and UnitedHealth—and the upside at maturity (if not auto‑redeemed) equals the stated principal amount plus the upside payment using a 125% participation rate on the worst performing underlier. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering auto‑call, principal‑at‑risk market‑linked securities tied to the lowest performing of the Dow Jones Industrial Average, the S&P 500® Equal Weight Index and the Russell 2000® Index, maturing September 16, 2032. Each security has a face amount of $1,000 and an estimated value on the pricing date of approximately $984.50 (± $40.00). The securities may be automatically called on specified calculation days beginning September 18, 2028, with call premiums and payment amounts set by the pricing date. If not called, maturity payment depends on the lowest performing underlying and your principal is at risk; a decline of more than 25% in the lowest performing underlying can cause a loss greater than 25, potentially to zero. Pricing date is March 13, 2026 and original issue date is March 18, 2026. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced a primary offering of $510,000 aggregate principal of Callable Contingent Income Securities due March 8, 2029. The securities pay a contingent coupon at an annual rate of 12.30% only if each underlier closes at or above its 80% coupon barrier on observation dates, and expose holders to full downside risk tied to the worst performing underlier with 70% downside threshold levels. The securities are callable beginning on March 10, 2027 based on a risk‑neutral valuation model, have an estimated value of $971.80 on the pricing date and an issue price of $1,000 per security.
Morgan Stanley Finance LLC priced a series of principal-at-risk, auto-callable structured notes fully guaranteed by Morgan Stanley. The notes have a $1,000 stated principal amount and an issue price of $1,000 per security; estimated value on the pricing date was approximately $954.80. The strike and pricing date are March 12, 2026, original issue date is March 17, 2026, and maturity is March 15, 2029.
The securities reference the Dow Jones Industrial Average, the S&P 500® and the Russell 2000® and are linked to the worst performing underlier. Call threshold levels equal 100% of initial levels; downside threshold levels equal 70% of initial levels. The first determination date is September 14, 2026. If on any determination date all three underliers are at or above their call thresholds, the notes auto-redeem for tiered cash amounts (first auto-redemption payment $1,054; final scheduled early redemption payment $1,315), otherwise payments at maturity depend on worst-underlier performance (up to $1,324 if all underliers meet call thresholds, or pro rata loss down to zero if the worst underlier breaches its downside threshold).
Morgan Stanley Finance LLC is offering Structured Investments—Buffered Jump Securities with an Auto-Callable feature, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and matures on March 9, 2028.
The securities can be automatically redeemed on the early redemption date (March 24, 2027) if the underlier meets the call threshold on the first determination date (March 19, 2027), producing an early redemption payment of at least $1,230. If not redeemed, maturity payoffs depend on the final level versus the initial level (initial level = 100): participation rate 150%, buffer amount 15% (buffer level = 85), downside factor 1.1765. Estimated value on the pricing date is approximately $970.70; agent commissions are $15 per security.
Morgan Stanley Finance LLC prices $1,000,000 of principal-at-risk, auto-callable notes due March 6, 2031. The securities are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley.
The issue price is $1,000 per security with an estimated value on the pricing date of $958.80. The notes pay no interest and carry an automatic early redemption feature on the first determination date, March 9, 2027, if the underlier is at or above the call threshold of 1,527.62, in which case holders receive an early redemption payment of $1,175. If not called, maturity payoff depends on MSCI Emerging Markets Index performance: a 150% participation on gains above the initial level, return of principal if final level stays at or above 70% of initial (downside threshold 1,069.334), or a proportional loss below that threshold. All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC registered $123,000 aggregate principal amount of Structured Investments—step-down, auto-callable, principal-at-risk notes due March 8, 2030, fully guaranteed by Morgan Stanley. The notes reference the worst performing of the Nasdaq-100, S&P 500 and Russell 2000 indices and may auto-redeem on scheduled determination dates.
The securities pay no interest, have a stated principal amount of $1,000 each, an estimated value at pricing of $973.00 per security, and offer fixed early redemption payments equating to approximately 11.90% per annum on successful determination dates. If not auto-redeemed, maturity payments depend on underlier performance versus predefined upside (≈85% of initial) and downside (70% of initial) thresholds; losses at maturity are tied to the worst performing underlier and can result in full principal loss.
Morgan Stanley Finance LLC priced Contingent Income Memory Auto-Callable Securities due March 8, 2029 linked to the worst performing of the Nasdaq-100® Technology Sector, Russell 2000® and S&P 500®. The stated principal amount is $1,000 per security with aggregate principal of $2,583,000 and an issue price of $1,000 per security.
These principal-at-risk notes pay a contingent coupon at an annual rate of 11.00% only if all three underliers meet coupon barrier levels on observation dates, feature automatic early redemption if all underliers meet call thresholds on redemption determination dates, and repay principal at maturity only if each underlier is at or above its downside threshold; otherwise repayment equals the worst-performing underlier’s performance factor. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC offers Contingent Income Memory Auto-Callable Securities due March 9, 2028 linked to the common stock of Oracle Corporation, fully and unconditionally guaranteed by Morgan Stanley. The securities are principal-at-risk notes with a contingent annual coupon of 22.20% and an original issue price of $1,000 per security.
Key economic terms: the initial level (closing on the strike date) was $152.96, the coupon barrier and downside threshold are each $91.776 (60% of the initial level), observation dates begin June 8, 2026, and the first redemption determination date is June 8, 2026. Estimated value on the pricing date was approximately $970.30 per security. If not auto‑redeemed, payment at maturity equals principal if the final level is at or above the downside threshold; otherwise investors suffer proportional losses and may lose their entire investment.