Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent-income, memory auto-callable securities due March 16, 2029 linked to Microsoft Corporation common stock.
Each security has a stated principal of $1,000, an annual contingent coupon of 9.50% payable only if the underlier meets a coupon barrier (70% of the initial level) on observation dates, an automatic early‑redemption feature if the underlier equals or exceeds a call threshold (100% of the initial level) on redemption determination dates, and downside exposure where payments at maturity fall pro rata if the final level is below the downside threshold (70% of the initial level). The pricing/strike date is March 13, 2026
Morgan Stanley Finance LLC is offering principal-at-risk, contingent-income memory auto-callable securities linked to the common stock of General Electric Company. The securities are $1,000 each with an aggregate offering of $2,316,000, an estimated value of $968.70 on pricing, and a maturity of September 10, 2027.
The notes pay a contingent coupon at an annual rate of 11.60% only if the closing level of the underlier meets or exceeds the coupon barrier ($212.544, ~65% of the initial level) on observation dates. Automatic early redemption can occur on specified determination dates if the closing level meets the call threshold ($326.99). If not auto-redeemed, maturity payout depends on the final level relative to the downside threshold ($212.544): full principal if met, otherwise a loss equal to the underlier’s percentage decline.
All payments are unsecured and subject to Morgan Stanley’s credit risk; investors do not participate in upside of the underlier and may lose their entire investment.
Morgan Stanley Finance LLC offers Principal-at-Risk auto-callable securities guaranteed by Morgan Stanley. The securities are issued in denominations of $1,000 each, with an aggregate principal amount of $490,000, an issue price of $1,000 per security and an estimated value on the pricing date of $968.90 per security.
The notes link to the worst performing of the NDXT, RTY and SPX indices, pay a contingent coupon at an annual rate of 9.25% subject to observation-date barriers set at 70% of initial levels, feature automatic early redemption if all underliers meet call thresholds (100% of initial levels) on a redemption determination date, and mature on September 10, 2027. If at maturity the worst performing underlier is below its 70% downside threshold, the payment at maturity equals the stated principal multiplied by that performance factor and could be significantly less than principal.
Morgan Stanley Finance LLC is offering $910,000 aggregate principal of structured notes due February 8, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000.
The notes pay a contingent coupon at an annual rate of 8.00% only if the closing level of both underliers meets their coupon barrier on observation dates, feature automatic early redemption on specified dates if both underliers meet call thresholds, and expose investors to principal loss if the worst performing underlier falls below an 80% buffer (buffer amount 20%). The securities have a minimum payment at maturity of 20% of principal and are subject to the issuer's credit risk and other qualifiers such as being determined "subject to postponement for non-trading days and certain market disruption events."
Morgan Stanley Finance LLC offers Callable Buffered Jump Securities with Downside Factor linked to the S&P 500® Futures Excess Return Index, with a $1,000 stated principal amount per security and an original issue price of $1,000.
The securities mature on June 10, 2030 with an observation date of June 5, 2030; they provide a 25% buffer, a 1.3333 downside factor, and a 156% participation rate for upside. The issuer may call the securities on scheduled redemption dates beginning March 17, 2027, for fixed cash redemption payments that approximately equal an 18.00% per annum return on the stated principal. The estimated value on the pricing date was $943.30 per security; agent commissions were $32.50 per security and aggregate principal issued was $787,000.
Morgan Stanley Finance LLC offers contingent income auto-callable securities tied to Intuit Inc. common stock, with an aggregate principal amount of $7,135,000 and a stated principal amount of $1,000 per security.
The securities pay a contingent coupon at an annual rate of 13.45% on observation dates when the underlier meets the coupon barrier ($261.402, ~56% of the initial level). They feature automatic early redemption if the underlier equals or exceeds the call threshold ($466.79) on specified redemption determination dates and return principal at maturity only if the final level is at or above the downside threshold ($261.402); otherwise investors suffer proportional principal loss.
Morgan Stanley Finance LLC offers contingent income auto-callable notes due March 18, 2031 linked to the worst performing of Apple, Broadcom and Meta. Each note has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $971.20.
The notes pay a contingent coupon at an annual rate of 8.85% only if each underlier’s closing level is at or above its coupon barrier (set at 75% of initial level) on an observation date; they are automatically redeemed early if on a redemption determination date each underlier is at or above its call threshold (100% of initial level). The first redemption determination date is March 15, 2027. All payments are unsecured and subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC offers $2,200,000 of capped leveraged equity-linked notes linked to NVIDIA Corporation stock. Each $1,000 Face Amount note (Trade Date March 4, 2026, Original Issue Date March 9, 2026, Stated Maturity Date April 7, 2027) provides 200% upside participation up to a Cap Level of $235.2064 (128.50% of the Initial Underlier Level) and a Maximum Settlement Amount of $1,570.00 per $1,000. The Initial Underlier Level is $183.04; the estimated value on the Trade Date is $987.60 per note. Payments at maturity depend solely on the Closing Level on the Determination Date and are subject to issuer credit risk; there is no interest, no listing, and no guaranteed return of principal.
Morgan Stanley Finance LLC is offering Structured Investments — Enhanced Trigger Jump Securities tied to the S&P 500® Index, fully and unconditionally guaranteed by Morgan Stanley, with an aggregate principal amount of $1,150,000 and a stated principal amount of $1,000 per security. The notes mature on April 8, 2027 and were issued at $1,000 each with an estimated value on the pricing date of $986.50. If the final level on the observation date is at or above an 80% downside threshold (initial level 6,816.63; downside threshold 5,453.304), investors receive principal plus a fixed upside payment of $94.30 (9.43%); if below that threshold, the payment equals stated principal × (final level / initial level), and could be significantly less or zero. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC priced Contingent Income Auto-Callable Securities linked to the common stock of Citigroup Inc. The securities are sold at $1,000 per security with an aggregate principal amount of $2,521,000 and mature on March 8, 2029.
The notes pay a contingent coupon at an annual rate of 11.30% only if the closing level of the underlier meets or exceeds the coupon barrier ($66.792, or 60% of the initial level) on each observation date. The initial/strike level and call threshold equal $111.32. If the final level is below the downside threshold ($66.792), the payment at maturity equals the stated principal multiplied by the performance factor and could be significantly less than principal, possibly zero. All payments are subject to Morgan Stanley's credit risk. Commissions of $17.50 plus a structuring fee of $1 reduce proceeds; the estimated value on the pricing date was $971.10 per security.