Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk, auto‑callable securities fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $916.50. The securities reference the S&P® 500 Futures 40% Intraday 4% Decrement VT Index, include a 4.0% per annum daily decrement and a downside threshold equal to 60% of the initial level. Automatic early redemption can occur on scheduled determination dates beginning on April 7, 2027 with specified early redemption payments that escalate to $2,187.50 per security by the last scheduled early redemption; if not called, the payment at maturity may be $2,250.00, the stated principal amount, or an amount reduced pro rata if the final level is below the downside threshold. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC issues a preliminary pricing supplement for principal-at-risk callable contingent income securities due March 15, 2029. Each security has a $1,000 stated principal, a contingent annual coupon of 12.50%, and is linked to the worst performing of the Dow Jones Industrial, Nasdaq-100® Technology Sector, and Russell 2000®. Coupons pay only if each underlier is at or above a 70% coupon barrier on observation dates. If not redeemed earlier, maturity pays full principal only if each underlier is at or above a 70% downside threshold; otherwise repayment equals principal multiplied by the worst-performing underlier’s performance factor, potentially resulting in a total loss of principal. The securities are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to issuer credit risk, early redemption determined by a risk-neutral valuation model, limited secondary-market liquidity, and complex U.S. tax treatment.
Morgan Stanley Finance LLC is offering Buffered PLUS principal-at-risk securities due September 23, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and pays no interest. The securities return is tied to the worst performing of the Russell 2000® and S&P 500® indices, with a leverage factor of 113%, a buffer amount of 15% (buffer level = 85% of initial), and a minimum payment at maturity of 15% of principal. If the worst performing underlier finishes above its initial level, investors receive principal plus 113% of that appreciation; if the worst performing underlier finishes below the buffer level, investors incur proportional losses (1% loss for each 1% decline beyond the buffer). The document shows an estimated value on the pricing date of approximately $984.40 per security and discloses that all payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes due March 13, 2031, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000, a contingent annual coupon of 9.00%, and a final observation date of March 10, 2031.
The notes pay contingent coupons only if the closing level of each underlier (the Dow Jones Industrial Average, Russell 2000®, and S&P 500®) meets or exceeds coupon barrier levels on observation dates, and they feature an automatic early redemption schedule beginning on September 14, 2027. At maturity, a 10% buffer applies; if the worst-performing underlier falls below its buffer, principal is reduced by 1.1111% for each 1% decline beyond the buffer. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC prices auto-callable, principal-at-risk notes linked to the Dow Jones Industrial Average with a $1,000 stated principal amount per security. The notes feature automatic early redemption on specified determination dates, a call threshold equal to the initial level (47,954.74), and a downside threshold at 80% of the initial level (38,363.792).
If redeemed on an early redemption date investors receive fixed early redemption payments of $1,030.80, $1,061.60 or $1,092.40 depending on the determination date; if held to maturity the payment is $1,123.20 if the final level is at or above the call threshold, the stated principal ($1,000) if the final level is between the downside and call thresholds, and the stated principal multiplied by the performance factor if below the downside threshold (losses of 1% per 1% index decline).
The estimated value on the pricing date was approximately $984.90 per security; the issue price is $1,000 with agent commissions of $10, leaving proceeds to issuer of $990 per security. All payments are subject to the credit risk of Morgan Stanley and the guarantee terms described herein.
Morgan Stanley Finance LLC prices Structured Investments Buffered PLUS linked to the S&P 500® Index. Each security has a $1,000 stated principal amount and offers a 109% leverage factor on upside gains, subject to a maximum payment of $1,102.50 (110.25%). The securities provide a 20% buffer against losses and a minimum payment at maturity of 20% of principal; if losses exceed the buffer, investors lose 1% for each 1% decline beyond the buffer. Observation date is April 13, 2027 with maturity on April 16, 2027. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley, and are subject to issuer credit risk and tax characterization uncertainties.
Morgan Stanley Finance LLC priced a structured, principal‑at‑risk note fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $945.10. The notes are auto‑callable beginning on March 9, 2027 if the closing level of each underlier is at or above its call threshold (each call threshold equals the initial level). If not called, maturity is March 8, 2030 with a $1,504 payoff if all underliers meet call thresholds, return of principal if all end at or above 70% of initial levels, or a loss equal to the percentage decline of the worst performing underlier if it finishes below the 70% downside threshold. Underliers: S&P 500 (SPX), Nasdaq‑100 Technology Sector (NDXT), Russell 2000 (RTY). All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes linked to the S&P 500® Index, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an issue price of $1,000. The securities feature an automatic early redemption on the first determination date of March 18, 2027 if the closing level of the underlier is at or above the call threshold (initial level 6,830.71), with an early redemption payment of $1,119.70 per security. If not redeemed early, maturity is on March 9, 2028, with a participation rate of 150% for upside scenarios and a downside threshold of 5,806.104 (approximately 85% of the initial level); investors may lose up to their entire principal. All payments are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC offers Partial Principal at Risk Notes tied to the SPDR® Gold Trust, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount, a 95% partial principal return amount, a 100% participation rate, and a $1,170.50 maximum payment at maturity. The initial level of the underlier (strike) was $466.13 on March 5, 2026. The pricing date is March 6, 2026, original issue date March 12, 2026, observation date September 7, 2027, and maturity date September 14, 2027. Notes pay no interest; downside reduces principal dollar-for-dollar with the underlier decline, subject to the stated partial principal return amount. All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk auto-callable securities tied to United Parcel Service, Inc. class B common stock with an aggregate principal amount of $850,000 and a stated principal amount of $1,000 per security. The securities mature on March 8, 2028 and may be automatically redeemed on scheduled early redemption dates if the closing level of the underlier is greater than or equal to the call threshold level.
The contingent coupon is an annual rate of 11.75%, payable only when the underlier’s closing level on an observation date is at or above the coupon barrier level ($79.261, 70% of the initial level). The initial level and call threshold are $113.23; the downside threshold equals the coupon barrier ($79.261). If not automatically redeemed and the final level is below the downside threshold, the payment at maturity equals the stated principal multiplied by the performance factor, and could be significantly less than principal or zero. All payments are subject to Morgan Stanley credit risk.