Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Structured Investments — Buffered Jump Securities with an Auto-Callable feature due March 14, 2031, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $904.60.
The notes reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Automatic early redemption can occur on scheduled determination dates for early redemption payments corresponding to a return of approximately 10.00% per annum. If not called, maturity payoff is $1,500.00 if the final level is at or above the buffer level (85% of the initial level); if below, investors absorb losses 1% for each 1% decline beyond the 15% buffer, subject to a minimum payment at maturity of 15% of the stated principal.
Morgan Stanley Finance LLC is offering principal‑at‑risk, auto‑callable notes due March 23, 2029. The securities reference the worst performing of Microsoft, Alphabet Class A and NVIDIA common stock and are fully and unconditionally guaranteed by Morgan Stanley.
The notes pay no interest, have a 300% upside participation rate, a downside threshold at 60% of each initial level, an early redemption feature with an early redemption payment of $1,510 per security on the first determination date, and a stated principal amount of $1,000 per security. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk notes linked to the worst performing of the Nasdaq-100 and S&P 500, maturing September 16, 2027. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $976.50.
The payout is driven solely by the worst performing underlier: investors can receive up to a $1,186 maximum upside (118.60% of principal) or, if the worst underlier declines but stays ≥ its 85% buffer level, up to a 15% positive return; declines beyond the 15% buffer produce a 1:1 loss of principal subject to a 15 minimum payment at maturity.
Morgan Stanley Finance LLC is offering principal-at-risk contingent income auto-callable securities, fully and unconditionally guaranteed by Morgan Stanley, with an aggregate principal amount of $630,000 and a stated principal amount of $1,000 per security. The securities pay a contingent coupon at an annual rate of 8.00% only if the underlier meets scheduled observation-date barriers and may be automatically redeemed early if the underlier meets the call threshold on a redemption determination date. If not redeemed, maturity payoff returns the stated principal only if the final level is at or above the downside threshold (55% of the initial level); otherwise payment at maturity equals the stated principal multiplied by final level/initial level, exposing investors to full downside and possible total loss.
Key economic terms: issue price $1,000 per security, estimated value on pricing date $902.10 per security, proceeds to issuer $604,800, agent commission $25,200. Observations, coupons, early redemption dates and the final observation date are specified in the document.
Morgan Stanley Finance LLC priced a contingent income auto-callable securities offering totaling $3,500,000. The notes are linked to the worst performing of Chevron common stock and Exxon Mobil common stock, pay a contingent coupon at an annual rate of 12.60% when both underliers meet coupon barriers, and mature on March 8, 2029.
The securities have a stated principal amount of $1,000 per security, an estimated value on the pricing date of $949.00 per security, and an original issue price of $1,000 (agent commission $35, proceeds to issuer $965 per security). Investors face full principal risk if the worst performing underlier finishes below its downside threshold (approximately 75% of initial levels).
Morgan Stanley Finance LLC issues principal-at-risk structured notes with an aggregate principal amount of $1,115,000 (stated principal $1,000 per security), fully and unconditionally guaranteed by Morgan Stanley. The securities mature on April 8, 2027 and are linked to the S&P 500® Index.
The terms provide a fixed 9.43% upside payment ($94.30) if the final level is at or above the downside threshold (80% of the initial level), and otherwise pay the stated principal multiplied by final/initial level. The downside threshold is 5,453.304 (80% of the initial level 6,816.63), and investors may lose up to their entire principal.
Morgan Stanley Finance LLC priced structured, principal-at-risk notes backed by Morgan Stanley guarantee. The offering totals $688,000 aggregate principal in $1,000 denominations at an issue price of $1,000 per security and an estimated value of $903.60 on the pricing date. The notes reference the SPDR® Gold Trust and VanEck® Semiconductor ETF, mature on March 7, 2031, and include an automatic early redemption feature with a first determination date of March 11, 2027 and an early redemption payment of $1,431.50. The payoff is based on the worst performing underlier, a 150% participation rate in upside, a 50% downside threshold, and full credit exposure to Morgan Stanley.
Morgan Stanley Finance LLC issued contingent income, principal-at-risk notes due March 19, 2027 that are fully guaranteed by Morgan Stanley. The securities pay a contingent coupon at an annual rate of 10.64% on each coupon date only if the S&P 500 closing level on the related observation date is at or above the coupon barrier (approximately 85% of the initial level). The notes are auto-callable on specified redemption determination dates if the index is at or above the call threshold (the initial level). At maturity, if the final level is below the downside threshold (approximately 85% of the initial level), principal is reduced pro rata (performance factor = final level / initial level). Issue price is $1,000 with estimated value on the pricing date of $984.90; commissions equal $10 per $1,000. All payments are subject to the issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced a contingent‑income, principal‑at‑risk auto‑callable note program fully guaranteed by Morgan Stanley. The securities are issued at a $1,000 stated principal amount per security with an aggregate principal amount of $1,505,000, an estimated value on the pricing date of $942.10, and an issue price of $1,000 per security. The notes pay a contingent coupon at an annual rate of 14.85% only if the underlier meets the coupon barrier on observation dates, are callable on specified dates beginning September 10, 2026, and mature on March 7, 2031. The underlier initial level is 2,708.76; the coupon barrier is 70% of that level (1,896.132) and the downside threshold is 60% (1,625.256). If not redeemed and the final level is below the downside threshold, investors lose principal pro rata; if final level is at or above the downside threshold, principal is returned.
Morgan Stanley Finance LLC amends the pricing supplement for a $13,113,000 issuance of Structured Investments Variable Income Auto-Callable Notes due January 31, 2031, fully and unconditionally guaranteed by Morgan Stanley. The notes pay a variable monthly coupon of 9.00% (higher) or 0.25% (lower) depending on observation-date performance of four underlying stocks and are linked to the worst performing underlier (Broadcom, Meta Platforms class A, Tesla, Micron). The notes may be automatically redeemed on specified redemption determination dates if each underlier meets its 90% call threshold; otherwise investors receive principal at maturity. The document discloses estimated value ($940.40 per note), issue price ($1,000), agent commissions ($42.50 per note) and that all payments are subject to issuer credit risk.