Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced a preliminary offering of market-linked, auto-callable, principal-at-risk securities due March 15, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a face amount of $1,000, a public price of $1,000, and estimated value of approximately $970.10 on the pricing date. The offering includes an agent commission of $18.25 per security (proceeds to issuer $981.75 per security). The securities carry contingent quarterly coupons (annualized contingent coupon rate set at not less than 10.25%) payable only if the lowest performing underlying meets daily coupon thresholds, and feature a 70% downside threshold (exposure to losses greater than 30% if breached). Terms and payment mechanics are subject to the pricing date determinations and the product and index supplements referenced herein.
Morgan Stanley Finance LLC amended a preliminary pricing supplement for contingent income memory auto-callable securities due July 9, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an original issue price of $1,000, with an estimated value on the pricing date of approximately $987.20.
The securities reference the EURO STOXX 50®, Russell 2000® and S&P 500® indices. A 15.00% per annum contingent coupon may pay on observation dates only if every underlier is at or above its coupon barrier (70% of initial level). The notes are automatically redeemed on November 12, 2026 if each underlier is at or above its call threshold (100% of initial level) as of the redemption determination date November 9, 2026. If not called, maturity payoff on July 9, 2027 returns principal only if each final level is at or above the downside threshold (70%); otherwise holders suffer losses proportional to the worst performing underlier.
Morgan Stanley Finance LLC offers Trigger PLUS securities due March 16, 2029, fully guaranteed by Morgan Stanley. Each $1,000 security provides leveraged upside (245%) if the worst performing of the EURO STOXX 50®, Russell 2000® and S&P 500® finishes above its strike level, principal repaid at maturity if the worst underlier is at or above 70% of its initial level, and pro rata loss equal to the full decline of the worst underlier below that 70% threshold. The securities pay no interest, carry issuer credit risk, have an estimated pricing‑date value of approximately $966.80, and are intended for fee‑based advisory accounts.
Morgan Stanley Finance LLC offers callable Contingent Income Securities due September 14, 2028. The securities are principal‑at‑risk notes, fully and unconditionally guaranteed by Morgan Stanley, linked to the VanEck® Junior Gold Miners ETF. They pay a contingent coupon at an annual rate of 21.40% only if the underlier’s closing level on each observation date is at or above the coupon barrier level (the coupon barrier is 70% of the initial level).
The notes may be redeemed early beginning on the first redemption date (September 16, 2026) if, on a model determination date, a risk neutral valuation model indicates early redemption is economically rational for the issuer. If not called and the final level is below the downside threshold (also 70% of initial level), the payment at maturity equals the stated principal amount multiplied by the performance factor (final/initial), exposing investors to full downside, potentially to zero.
Morgan Stanley Finance LLC issues $2,000,000 of auto-callable, principal-at-risk notes due March 18, 2027, fully and unconditionally guaranteed by Morgan Stanley. The notes have a $1,000 stated principal amount and an estimated value on the pricing date of $985.40 per security.
The notes reference the Dow Jones Industrial Average with an initial and call threshold level of 48,904.78 (initial level), a downside threshold of 39,123.824 (80% of initial), and automatic early redemption opportunities on specified determination dates beginning June 15, 2026. Early redemption payments and the payment at maturity are fixed per the terms; if the final level is below the downside threshold, payment at maturity equals the stated principal amount multiplied by the performance factor and could be significantly less or zero. All payments are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC priced contingent income memory securities, aggregate principal $1,145,000, fully and unconditionally guaranteed by Morgan Stanley. The notes, $1,000 each, pay a contingent coupon at an annual rate of 9.30% on scheduled coupon dates only if all three underliers (EURO STOXX 50®, Nasdaq-100® Technology Sector, Russell 2000®) close at or above their coupon barrier (80% of initial level) on each observation date. At maturity on March 7, 2030, if each underlier is at or above its downside threshold (70% of initial level), investors receive principal; otherwise payment equals $1,000 times the worst performing underlier's performance factor and could be zero. Issue price $1,000; estimated value on pricing date $957.40. All payments subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC amends a preliminary pricing supplement for Principal-at-Risk structured notes due March 11, 2031, fully and unconditionally guaranteed by Morgan Stanley. The securities are issued at a $1,000 stated principal amount per security with an estimated value on the pricing date of approximately $935.80.
The notes reference the S&P® 500 Futures 40% Intraday 4% Decrement VT Index, include a 4.0% per annum decrement, and are auto-callable beginning on the first determination date, March 9, 2027. If auto‑redeemed on a determination date, the early redemption payment corresponds to a return of approximately 16.00% per annum. If not redeemed, maturity payoffs are $1,800 per security if the final level is at or above the downside threshold (60% of the initial level); otherwise the payment equals the stated principal multiplied by the performance factor (final/initial), exposing investors to full downside risk.
Morgan Stanley Finance LLC offers Structured Investments—Buffered Jump Securities with an Auto-Callable feature, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and a participation rate of 100% in upside performance of the S&P 500® Futures Excess Return Index.
The securities have an initial issue price of $1,000, an estimated value on the pricing date of approximately $945.30, a strike/pricing date of March 26, 2026, an original issue date of March 31, 2026, a first determination date of April 5, 2027 (auto-call test), an early redemption payment of $1,137.50 if the call threshold (100% of the initial level) is met, and a maturity date of March 31, 2031. The securities include a 10% buffer (buffer level = 90% of initial) and a 10% minimum payment at maturity.
Morgan Stanley Finance LLC priced a preliminary offering of structured Principal-at-Risk notes due March 23, 2028 that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an issue price of $1,000.
The notes are linked to the MSCI Emerging Markets Index, have a 15% buffer (buffer level = 85% of the initial level), a downside factor of 1.1765, a 100% participation rate for upside, an automatic early‑redemption feature with first determination on March 31, 2027 (call threshold = 100% of the initial level) and maturity on March 23, 2028. The estimated value on the pricing date was approximately $973.50 per security and agent fees are up to $15 per $1,000 security.
Morgan Stanley Finance LLC priced a preliminary offering of structured, principal-at-risk, auto-callable buffered jump securities due December 26, 2028, linked to the worst performing of the VanEck® Gold Miners ETF (GDX) and the State Street® SPDR® S&P® Metals & Mining ETF (XME). Each security has a $1,000 stated principal amount and an original issue price of $1,000. The document shows an estimated value on the pricing date of approximately $945.70. The notes feature a 15% buffer level (buffer amount 15%) and a minimum payment at maturity equal to 15% of principal. Automatic early redemption begins no earlier than the first determination date on September 18, 2026, with scheduled determination/early redemption dates through the final determination date on December 20, 2028 and early redemption payments that equate to approximately 9.70% per annum on the listed dates. If both final levels are at or above their buffer levels, the payment at maturity is $1,266.75; if the worst performing underlier is below its buffer, maturity payment falls by 1% for each 1% decline beyond the buffer. All payments are subject to Morgan Stanley’s credit risk.