Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable securities due March 13, 2031 that are fully guaranteed by Morgan Stanley. The securities pay a 9.50% contingent coupon on scheduled coupon dates only if the underlier meets the coupon barrier level on the related observation date.
The notes feature automatic early redemption beginning with the March 10, 2027 redemption determination date if the underlier is at or above the call threshold (100% of the initial level). At maturity investors receive principal if the final level is at or above the buffer level (70% of the initial level); otherwise principal is reduced 1% per 1% decline beyond the buffer, subject to a 30% minimum payment. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Buffered PLUS notes linked to the Russell 2000® Index with a $1,000 stated principal per security. The notes feature a 200% leverage on upside subject to a $1,175 maximum payment at maturity and a 10% buffer (buffer level = 90% of the initial level). The observation date is September 7, 2027 (pricing and strike dates: March 6, 2026; original issue date: March 11, 2026; maturity: September 10, 2027). If the final level is below the buffer, investors lose 1% of principal for each 1% decline beyond the buffer, subject to a minimum payment of 10% of principal. The estimated value on the pricing date is approximately $965.40. All payments are subject to issuer and guarantor credit risk; the securities pay no interest and have uncertain U.S. federal income tax treatment.
Morgan Stanley Finance LLC offers Buffered PLUS principal-at-risk securities tied to the iShares MSCI EAFE ETF (EFA) with a stated principal amount of $1,000 per security. The securities mature on September 10, 2027, have a 200% leverage factor, a 10% buffer (buffer level = 90% of initial level) and a maximum payment at maturity of $1,135 per security (113.50%). The estimated value on the pricing date is approximately $967 per security. Payments at maturity depend solely on the closing level of the underlier on the observation date, subject to postponement for non-trading days and certain market disruptions; if the final level falls below the buffer, investors incur pro rata losses beyond the buffer, subject to a minimum payment of 10% of stated principal. All payments are unsecured obligations of MSFL and fully and unconditionally guaranteed by Morgan Stanley; holders bear Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced market-linked, auto-callable principal-at-risk securities due March 13, 2031, guaranteed by Morgan Stanley. Each security has a $1,000 face amount, an estimated value of approximately $953.20 on the pricing date and a contingent quarterly coupon rate to be set on the pricing date of at least 9.85% per annum. Quarterly calculation days begin in June 2026; automatic call features start after ~six months. At maturity, unpaid principal is linked 1:1 to the performance of the lowest performing underlying (S&P 500, Russell 2000, Nasdaq-100 Technology), with downside threshold at 75% of starting levels.
Morgan Stanley Finance LLC (through Morgan Stanley) is offering structured, principal‑at‑risk notes called Buffered Jump Securities due December 26, 2028, linked to the worst performing of the VanEck® Gold Miners ETF and the Global X Copper Miners ETF. Each security has a $1,000 stated principal amount and an estimated pricing‑date value of approximately $938.80. The notes feature an automatic early redemption schedule that yields an early redemption payment equivalent to approximately 12.25% per annum if both underliers meet call thresholds on a determination date. A 15% buffer applies: at maturity investors receive a fixed positive payment if both underliers finish at or above their buffer levels, but will lose 1% of principal for each 1% decline of the worst performing underlier beyond the buffer, subject to a minimum payment at maturity of 15% of principal. All payments are unsecured and subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering principal‑at‑risk, auto‑callable notes linked to the common stock of Amazon.com, Inc. The notes have a stated principal amount of $1,000 per security, an original issue date of March 13, 2026 and a maturity date of March 13, 2031. The pricing and strike dates are March 10, 2026.
If the closing level of the underlier meets or exceeds the call threshold (set at 100% of the initial level) on any determination date (first determination date March 11, 2027), the notes will be automatically redeemed for a fixed early redemption payment that corresponds to a return of approximately 15.95% per annum (scheduled per‑security amounts are listed for each determination date). If not auto‑redeemed, the maturity payout is: $1,797.50 if the final level ≥ call threshold; $1,000 if final level is ≥ downside threshold; or stated principal × (final level / initial level) if final level < downside threshold (downside threshold = 70% of initial level), which could result in a substantial loss or zero. The estimated value on the pricing date is approximately $983.70 per security; all payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent-income memory auto-callable securities linked to the common stock of NVIDIA Corporation. Each security has a stated principal amount of $1,000 and an issue price of $1,000. The securities pay a contingent coupon at an annual rate of 14.68% on observation dates when the closing level of the underlier is at or above the coupon barrier level, which is 55% of the initial level. The securities may be automatically redeemed early if the closing level of the underlier is at or above the call threshold (100% of the initial level) on scheduled redemption determination dates, beginning with the first redemption determination date of June 12, 2026. If not redeemed, maturity is September 16, 2027; if the final level is below the downside threshold (55% of the initial level), payment at maturity is reduced pro rata and could be zero. The estimated value on the pricing date is approximately $979.40 per security.
Morgan Stanley Finance LLC is offering auto-callable principal-at-risk securities linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 and Russell 2000. The stated principal amount is $1,000 per security. Pricing and strike dates are March 11, 2026, original issue date March 16, 2026, and maturity is March 15, 2029. The first determination date for automatic early redemption is March 12, 2027. Call threshold levels equal 100% of each initial level; downside thresholds equal 70% of each initial level. The participation rate for upside is 150%. Early redemption payments shown are $1,161 on the first early redemption date and $1,322 on the second. The preliminary estimated value on the pricing date is approximately $956.70 per security. All payments are subject to MSFL and Morgan Stanley credit risk; the securities do not guarantee principal, may pay nothing at maturity if the worst performing underlier falls below its downside threshold, and may be automatically redeemed earlier for the fixed early redemption payments.
Morgan Stanley Finance LLC offers Principal-at-Risk, auto-callable structured notes due March 25, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000, a 300% participation rate on the worst performing underlier and an early redemption payment of $1,532.50 on September 23, 2027 if all three underliers meet their call thresholds. The notes are linked to the worst performing of the XLK, XLF and XLU ETFs, use 70% downside threshold levels, and carry issuer credit risk; estimated value on the pricing date was approximately $929.60.
Morgan Stanley Finance LLC is offering principal‑at‑risk, auto‑callable structured notes linked to the MSCI Emerging Markets Index with a stated principal amount of $1,000 per security and an issue price of $1,000. The notes are fully guaranteed by Morgan Stanley and mature on March 6, 2031.
The notes may be automatically redeemed on the first determination date of March 9, 2027 for an early redemption payment of $1,175 if the underlier is at or above the call threshold of 1,527.62. If not called, maturity payoffs vary: upside participation is 150% of appreciation, while loss exposure is 1% of principal for each 1% decline below the downside threshold of 70% of the initial level (1,069.334). All payments are subject to Morgan Stanley credit risk; investors may lose their entire investment.