Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering contingent income memory auto-callable securities due March 16, 2028, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and pays a contingent coupon at an annual rate of 17.20% only if each underlier meets its coupon barrier on observation dates.
The securities are linked to the worst performing of the iShares Expanded Tech‑Software ETF (IGV), the Russell 2000 Index (RTY) and the State Street SPDR S&P Regional Banking ETF (KRE). They may automatically redeem early on specified redemption determination dates beginning September 13, 2027, and at maturity investors either receive principal (if all underliers meet downside thresholds) or a principal payment tied to the worst performing underlier, which could result in significant loss or zero. All payments are subject to the issuer and guarantor credit risk.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering structured, principal-at-risk notes linked to the S&P 500® Index with a $1,000 stated principal per security and an aggregate principal amount of $1,325,000. The securities feature an automatic early redemption on the first determination date March 12, 2027 for an early redemption payment of $1,087.20 if the closing level is at or above the call threshold. If not called, maturity is on March 2, 2028 with the final determination date of February 28, 2028. Key economic terms: participation rate 125%, buffer 20% (buffer level 5,503.104), and downside factor 1.25. The estimated value on the pricing date is $979.50 and the issue price is $1,000 (agent commission $15). All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering Structured Investments Jump Notes linked to the EURO STOXX 50® Index. Each note has a stated principal amount of $1,000, pays no interest, and has an original issue price of $1,000 with an estimated value of approximately $962.70 on the pricing date. The notes are auto-callable on the first determination date, March 13, 2028, for an early redemption payment of $1,140 if the underlier is at or above the call threshold (100% of the initial level). If not redeemed early, maturity is March 18, 2031; at maturity investors receive the stated principal plus an upside payment equal to 100% participation of the underlier percent change if the final level exceeds the initial level, otherwise only the stated principal. All payments are unsecured and subject to Morgan Stanley and MSFL credit risk; the notes will not be listed.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable structured notes due March 22, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount and issue price of $1,000 and an estimated value on the pricing date of $951.80.
The notes reference the worst performing of four underliers: META, NVDA, AVGO and GOOGL. Key economics: strike and pricing dates March 17, 2026, first determination date for automatic early redemption March 19, 2027 (call threshold = 100% of initial level), early redemption payment $2,400, participation rate 250%, downside threshold = 70% of initial level, and final determination date March 19, 2029.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes linked to the S&P 500® Index through a Preliminary Pricing Supplement. The notes have a $1,000 stated principal amount and issue price, an estimated value of approximately $977 on the pricing date, and commissions of $15 per security (proceeds to issuer $985).
The securities feature a 15% buffer (buffer level = 85% of initial level), a downside factor of 1.1765, a 100% participation rate, automatic early redemption if the underlier is >= the call threshold (first determination date March 31, 2027) with an early redemption payment of at least $1,100.10, and a final maturity of March 23, 2028. The strike and pricing date are March 18, 2026 and the final determination date is March 20, 2028. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced Buffered Participation Securities due June 1, 2027, guaranteed by Morgan Stanley. Each Buffered Security has an original issue price of $1,000, a 20% downside buffer, a maximum payment at maturity of $1,139.50 and a minimum payment of $200. The pricing date is March 6, 2026 and the expected original issue date is March 11, 2026. These notes pay no interest, are unsecured, expose investors to Morgan Stanley credit risk and may result in a loss of up to 80% of principal if the basket falls more than the buffer.
Morgan Stanley Finance LLC offers Digital iShares® Expanded Tech-Software Sector ETF‑Linked Notes due in roughly 13–15 months, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 face amount; the estimated Trade Date value is approximately $974.40. At maturity you receive between $1,109.80–$1,128.80 per $1,000 if the Final Underlier Level is ≥80% of the Initial Underlier Level; if the Final Underlier Level is <80% you receive a reduced cash settlement that can result in a total loss of principal. Payments are unsecured and subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC amends a Preliminary Pricing Supplement for callable Jump Notes due March 13, 2031, fully and unconditionally guaranteed by Morgan Stanley, linked to the S&P 500® Futures Excess Return Index. The notes have a stated principal amount of $1,000 per note and an estimated value on the pricing date of approximately $945.20 per note.
The notes do not pay interest and include a call feature beginning on the first redemption date, with scheduled redemption payments that provide fixed cash amounts corresponding to at least approximately 8.00% per annum if the issuer’s risk‑neutral valuation model indicates calling is economically rational. If not called, maturity payoff equals the stated principal plus an upside payment equal to $1,000 × participation rate (127%) × underlier percent change, payable only if the final level exceeds the initial level. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes due July 6, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000, an upside payment of $135 (13.50%) and a downside threshold equal to 75% of each underlier's initial level.
The securities are linked to the worst performing of the S&P 500® Index and the Russell 2000® Index, with observation date June 30, 2027 and pricing/strike date March 31, 2026. If either underlier is below its downside threshold at the observation date, payment at maturity equals the stated principal multiplied by the worst performing underlier's performance factor (final/initial), so investors can lose up to the full principal. All payments are subject to the issuer's and guarantor's credit risk.
Morgan Stanley Finance LLC priced a series of principal‑at‑risk structured notes due April 28, 2027, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000, an upside payment of $116.50 (11.65%) and is linked to the worst performing of the S&P 500® and Russell 2000® indices. The observation date is April 23, 2027 and the strike/pricing date is March 23, 2026. If the final level of either underlier is below its downside threshold of 75% of its initial level, holders will suffer losses equal to the percentage decline of the worst performing underlier, and could lose their entire investment. Payments are subject to the issuer’s and guarantor’s credit risk. The preliminary estimated value on the pricing date is approximately $989.50 per security.