Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced contingent income memory buffered auto-callable securities due March 6, 2031 linked to the S&P U.S. Equity Momentum 40% VT 4% Decrement Index. The offering is for $1,000 per security, aggregate $2,332,000, with an estimated value on the pricing date of $903.60 per security.
The securities pay a contingent coupon at an annual rate of 11.75% on each coupon payment date only if the closing level of the underlier meets or exceeds the coupon barrier of 987.456 (80% of the initial level). They are automatically redeemable if the underlier closes at or above the call threshold of 1,234.32 on a redemption determination date. At maturity, if the final level is below the buffer level of 1,049.172 (85% of initial), principal is reduced by 1% for each 1% decline beyond the buffer, subject to a minimum payment of 15% of principal. All payments are unsecured and subject to the issuer and guarantor credit risk of Morgan Stanley.
Morgan Stanley Finance LLC priced a $6,326,000 aggregate offering of structured, principal-at-risk securities with an auto-callable feature linked to the EURO STOXX 50®, S&P 500® and Dow Jones Industrial indices.
The notes have a stated principal amount of $1,000 per security, pay no periodic interest, and may be automatically redeemed beginning on March 3, 2027 for scheduled early redemption payments that rise to $1,498.75 by December 2030. If not redeemed, maturity is March 6, 2031 with a fixed top payment of $1,525 if all underliers meet call thresholds; otherwise payment depends on the worst performing underlier with a 70% downside threshold and potential loss of principal.
Morgan Stanley Finance LLC is offering $615,000 aggregate principal of Principal at Risk Structured Investments (PLUS) due April 7, 2027, fully and unconditionally guaranteed by Morgan Stanley. The securities are issued at a stated principal amount of $1,000 per security and were priced at $1,000 per security with an estimated value of $969.90 on the pricing date.
The payoff is linked to the Dow Jones Industrial Average with a 300% leverage factor, a maximum payment at maturity of $1,120 per security (112% of principal) and downside exposure that reduces principal 1% for each 1% decline in the index; there is no minimum payment and investors could lose their entire investment.
Morgan Stanley Finance LLC prices Principal at Risk securities offering an aggregate principal amount of $877,000 consisting of $1,000 stated principal per security. The notes mature April 7, 2027 and are linked to the worst performing of the S&P 500® and Russell 2000® indices. If the final level of each underlier is at or above its downside threshold, holders receive the stated principal plus a fixed $106 upside payment (10.60%). If the final level of either underlier is below its downside threshold (75% of the initial level), holders suffer losses proportional to the decline in the worst performing underlier and could lose their entire investment. The pricing date and strike date are March 2, 2026, the original issue date is March 5, 2026, and the estimated value on the pricing date was $984.10 per security. The securities are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, sold to certain fee-based advisory accounts, and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering callable Principal at Risk securities due March 14, 2029, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an issue price of $1,000. The securities pay a contingent coupon at an annual rate of 12.20% only if the closing level of each underlier meets or exceeds its coupon barrier (each set at 70% of the initial level) on observation dates. If any underlier is below its downside threshold (also 70% of initial) at maturity, investors lose principal proportionate to the worst performing underlier. The securities are linked to the Dow Jones Industrial Average, the Nasdaq-100® Technology Sector Index and the Russell 2000® Index, are callable beginning June 12, 2026 based on a risk neutral valuation model determination, and had an estimated value on the pricing date of approximately $979.30 per security.
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk securities due March 14, 2031 linked to the SPDR® Gold Trust (GLD) and fully guaranteed by Morgan Stanley.
Each security has a stated principal amount of $1,000, a 125% leverage factor for upside, a maximum payment at maturity of $1,900 (190% of principal), and a downside threshold equal to 65% of the initial level. The offering pays no interest; if the final level is below the downside threshold, investors lose 1% of principal for each 1% decline in the underlier. The pricing and strike date are March 11, 2026, original issue date March 16, 2026, and observation date March 11, 2031. The estimated value on the pricing date is approximately $910 per security.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent income memory auto-callable securities linked to the common stock of NVIDIA Corporation. Each security has a $1,000 stated principal amount, an issue date of March 11, 2026 and a maturity date of March 11, 2030. The securities pay a contingent coupon (the preliminary coupon is at least 15.12% per annum) only if the closing level of the underlier meets or exceeds a coupon barrier (set at 70 of the initial level). The notes may be automatically redeemed early if the closing level meets or exceeds the call threshold (100% of the initial level) on any redemption determination date, in which case investors receive the stated principal plus the contingent coupon. If not redeemed and the final level is below the downside threshold (70 of the initial level), maturity payment equals the stated principal multiplied by the final/initial level, exposing holders to full downside (possible loss of principal). Estimated value on the pricing date is approximately $966.20; agent commissions are $25 per security and proceeds to issuer are $975 per security.
Morgan Stanley Finance LLC is offering callable Principal at Risk notes due March 14, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and a contingent coupon of 10.50% per annum payable only if each underlier meets its coupon barrier on observation dates.
The securities are linked to the worst performing of three indices (NDXE Equal Weighted, RTYFPE and SPXFP). They feature a 25% buffer and a downside factor of 1.3333 (losses on the worst underlier beyond the buffer). The first redemption date is May 14, 2026; early calls are governed by a risk‑neutral valuation model. Estimated value on pricing date: approximately $988.10 per security. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley priced a preliminary offer of fixed rate notes maturing March 18, 2030 with a stated principal amount of $1,000 per note and an interest rate of 3.65% per annum payable semi‑annually, with an original issue date of March 18, 2026.
The notes pay stated principal plus accrued interest at maturity and are unsecured obligations subject to the credit risk of Morgan Stanley. Proceeds will be used for general corporate purposes. The notes will not be listed on an exchange and secondary market liquidity may be limited.
Morgan Stanley is offering fixed rate notes due March 16, 2029 with a stated and issue price of $1,000 per note and an annual interest rate of 3.55%, payable semi‑annually beginning September 16, 2026. The notes accrue interest from the original issue date of March 18, 2026 and all payments are subject to the credit risk of Morgan Stanley.
The preliminary pricing supplement does not state an aggregate principal amount in this excerpt. The proceeds per note are payable to the issuer; Morgan Stanley estimates the notes’ value on the pricing date at $984.90.