Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering callable contingent income securities guaranteed by Morgan Stanley with a stated principal of $1,000 per security and an original issue price of $1,000. The two-year notes mature on March 15, 2028, pay a contingent quarterly coupon at an annual rate of 14.09% only if each of the S&P MidCap 400®, MSCI Emerging Markets and Nikkei Stock Average closes at or above 75% of its initial index value on every index business day during an observation period, and are principal-at-risk (investors can lose up to all principal based on the worst performing index).
The securities are callable beginning June 15, 2026 on any quarterly redemption date if a risk neutral valuation model indicates redemption is economically rational; estimated value on the pricing date was approximately $969.10 per security. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Partial Principal at Risk Notes due September 8, 2027 linked to the SPDR® Gold Trust (GLD). The notes have a $1,000 stated principal amount per note and pay no interest; at maturity investors receive either the stated principal plus an upside payment (subject to a $1,166.70 maximum payment) or a reduced principal amount based on the underlier’s performance.
Key terms: initial level $490.00 (strike date March 2, 2026), pricing date March 3, 2026, original issue date March 6, 2026, observation date September 2, 2027, participation rate 100%, partial principal return amount 95%, estimated value on the pricing date approximately $980.70 (within $25.00). The notes are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley, carry placement fees of $12.50 per note and will not be listed on an exchange.
Morgan Stanley Finance LLC priced a series of Principal at Risk "Trigger PLUS" securities due April 1, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, was issued at $1,000 with an estimated value of $949.70 on the pricing date, and the aggregate principal amount is $798,000.
The payoff is based on the worst performing of the Dow Jones Industrial Average, Nasdaq-100, and S&P 500. A 150% leverage factor applies to upside, capped at a $1,100 maximum payment. If the worst performing underlier falls below its downside threshold (70% of its initial level), investors lose principal on a 1% for 1% basis; there is no guaranteed minimum.
Morgan Stanley Finance LLC intends to offer Principal at Risk buffered participation securities tied to the iShares MSCI Emerging Markets ETF, fully and unconditionally guaranteed by Morgan Stanley.
Each security has a stated principal amount of $1,000, an original issue price of $1,000, an estimated value on the pricing date of approximately $970, a March 6, 2026 issue date and a March 8, 2029 maturity with an observation date of March 5, 2029. The terms include a 5% buffer (buffer level = 95% of the initial level), a participation rate of 101.60%, and a minimum payment at maturity of 5% of stated principal. At maturity investors may receive the principal plus an upside payment, full principal, or a reduced payment that declines 1% for each 1% the underlier falls below the buffer amount.
Morgan Stanley Finance LLC issues Structured Investments Market-Linked Notes linked to the EURO STOXX 50® Index with an aggregate principal amount of $100,000 (100 notes of $1,000 each). The notes mature on March 4, 2030 and pay no interest; at maturity investors receive the stated principal plus an upside payment equal to 100% participation in any appreciation of the index measured from an initial level of 6,138.41 (strike date Feb 27, 2026) to the final level on the observation date (Feb 27, 2030).
The notes were priced at $1,000 per note (issue price) with an estimated value of $972.70 on the pricing date. Agent commissions and fees reduce proceeds to the issuer to $995 per note; selected dealers may receive additional structuring fees. All payments are unsecured and subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is pricing Principal‑at‑Risk, auto‑callable notes linked to the EURO STOXX 50® Index due March 7, 2030. Each note has a $1,000 stated principal amount and an original issue price of $1,000. The securities can auto‑redeem on the first determination date March 10, 2027 for an early redemption payment of $1,160 if the underlier meets the 100% call threshold. If not auto‑redeemed, final payoff depends on the index level at final determination on March 4, 2030: investors may receive upside via a 150% participation rate, return of principal, or suffer pro rata principal loss below an 80% downside threshold. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC offers Buffered PLUS notes linked to the iShares® Bitcoin Trust ETF, with principal at risk and a March 16, 2029 maturity. Each security has a stated principal amount of $1,000, a 150% leverage factor for upside exposure, an 80% buffer level (20% buffer amount), a capped maximum payment at maturity of $2,110 to $2,120 per security, and a minimum payment of 20% of principal.
The observation/strike date is March 13, 2026 and the original issue date is March 18, 2026. Estimated value on the pricing date is approximately $942.60 per security. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; payments are subject to Morgan Stanley’s credit risk. The securities do not pay interest; downside exposure applies if the final level falls below the buffer.
Morgan Stanley Finance LLC priced a preliminary offering of principal-at-risk, auto-callable structured notes linked to the iShares® Bitcoin Trust ETF, fully guaranteed by Morgan Stanley. The notes have a $1,000 stated principal amount and an estimated value on the pricing date of $963.40 per security.
The notes pay no interest, carry 150% participation in upside at maturity, and include an automatic early redemption on March 17, 2027 if the underlier closes at or above the call threshold (100% of the initial level), with an early redemption payment set between $1,285 and $1,335. At maturity March 16, 2029, investors either receive principal plus upside, principal only, or suffer pro rata losses if the final level is below the downside threshold (60% of the initial level).
Morgan Stanley Finance LLC is offering principal-at-risk structured notes due March 16, 2029, linked to the performance of the iShares® Bitcoin Trust ETF and fully guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount per security, an automatic early redemption feature with a $1,230 to $1,280 early redemption payment if the underlier meets the call threshold on the first determination date, and a 150% participation rate for any upside at maturity.
The notes pay no regular interest, expose investors to full credit risk of Morgan Stanley, and can result in losses of principal if the final level of the underlier falls below the downside threshold (set at 60% of the initial level). Key dates in the pricing supplement include a strike/pricing date of March 13, 2026, a first determination date of March 17, 2027, and a final determination date of March 13, 2029.
Morgan Stanley Finance LLC is offering Structured Investments Callable Jump Notes due March 4, 2031, fully guaranteed by Morgan Stanley. The offering totals $100,000 in aggregate principal at $1,000 per note, issued on March 4, 2026.
The notes are linked to the worst performing of the Nasdaq-100® Technology Sector, the Russell 2000® and the S&P 500®. Payment at maturity, if not called, equals the stated principal plus an upside payment equal to 125% times the percent change of the worst performing underlier; if any underlier’s final level is equal to or below its initial level, you receive only stated principal.
Notes are callable beginning March 10, 2027; redemption payments are fixed by date (rising from $1,120 to $1,590 per note on later dates). The estimated value on the pricing date was $978.40 per note. All payments are subject to Morgan Stanley’s credit risk.