Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Structured Investments Market-Linked Notes due March 4, 2031, fully and unconditionally guaranteed by Morgan Stanley. The offering is for $1,111,000 aggregate principal in denominations of $1,000 per note. Each note pays no interest and at maturity will return the stated principal plus an upside payment if the final level of the S&P 500® Futures Excess Return Index exceeds the initial level (initial level 557.04 on the strike date). The participation rate is 125%. The estimated value on the pricing date was $989.00 per note; the issue price is $1,000 per note, which embeds selling, structuring and hedging costs. Payments are subject to issuer credit risk and the notes will not be exchange listed.
Morgan Stanley Finance LLC prices structured, principal‑at‑risk notes linked to the S&P 500® Futures Excess Return Index. Each security has a $1,000 stated principal amount and an $410 upside payment (41%), a 15% buffer and a maximum payment at maturity of $1,600 (160%).
The strike and pricing dates are March 26, 2026, the original issue date is March 31, 2026, the observation date is March 26, 2031 (subject to postponement) and the maturity date is March 31, 2031. The estimated value on the pricing date is approximately $949.80. All payments are subject to Morgan Stanley Finance LLC and Morgan Stanley credit risk; investors may lose a significant portion of principal if the final level is below the buffer.
Morgan Stanley Finance LLC is offering $24,253,000 aggregate principal amount of Structured Investments (contingent income, memory buffered, auto-callable) tied to NVIDIA Corporation common stock, due March 17, 2027.
The notes have a $1,000 stated principal amount, a contingent coupon at an annual rate of 22.16%, automatic early redemption opportunities on scheduled determination dates beginning June 12, 2026, and an 80% buffer level. At maturity investors either receive principal (if final level ≥ buffer) or suffer losses equal to 1.25% times each 1% decline beyond the 20% buffer, with no minimum payment. All payments are subject to Morgan Stanley Finance LLC credit risk and guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC is offering $275,000 aggregate principal of Dual Directional Buffered Jump Securities (principal at risk notes) due March 2, 2029, fully and unconditionally guaranteed by Morgan Stanley.
The securities have a $1,000 stated principal amount per security, an estimated value on the pricing date of $949.70 and a fixed early redemption payment of $1,276 if each underlier meets its call threshold on the first determination date (March 2, 2027). Payouts are linked to the worst performing common stock of Microsoft, Alphabet (Class A) and NVIDIA, include a 30% buffer, an upside participation rate of 300% and an absolute return participation rate of 100%, and carry a 30% minimum payment at maturity.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering Structured Investments — Enhanced Buffered Jump Securities linked to the S&P 500® Index with a stated principal amount of $1,000 per security. The securities pay no interest and are principal-at-risk.
The terms include a strike date and pricing date of March 26, 2026, an original issue date of March 31, 2026, an observation date of March 27, 2028, and a maturity date of March 30, 2028. If the final level is ≥ the buffer level (90% of the initial level), holders receive the stated principal plus an upside payment of $134 (13.40%). If the final level is below the buffer level, holders incur a 1% loss of principal for each 1% decline beyond the 10% buffer, subject to a minimum payment of 10% of principal. The document shows an estimated value on the pricing date of approximately $959.80 per security and discloses that all payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced a primary offering of principal-at-risk, auto-callable structured notes due February 27, 2031. The offering aggregates $500,000 in stated principal ($1,000 per security) linked to the S&P 500® Index and the Dow Jones Industrial Average. The securities carry an automatic early redemption feature with a first determination date on March 2, 2027 and an early redemption payment of $1,150 per security on March 5, 2027 if both underliers close at or above their call threshold levels (100% of initial levels). The participation rate for upside at maturity is 152%. A downside threshold of 70% of initial level applies; if the worst performing underlier finishes below that threshold, principal is reduced pro rata and could be lost. The securities were issued at $1,000 with an estimated value on the pricing date of $983.60, and all payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC offers $100,000 aggregate of Structured Investments — Buffered Participation Securities — due September 1, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and was issued at $1,000 with an estimated value of $968.90 on the pricing date.
The securities reference the S&P 500® Index with an initial level of 6,878.88 (strike date February 27, 2026), an observation date of August 27, 2027, and pay at maturity based on the final level: full principal plus 100% participation of appreciation up to a maximum payment of $1,142.50; a 10% buffer protects against losses up to that amount, and the minimum payment is 10% of principal.
Morgan Stanley Finance LLC priced $10,920,000 aggregate principal of Jump Securities—auto-callable, principal-at-risk notes linked to the S&P 500® Index, fully and unconditionally guaranteed by Morgan Stanley. The securities have an issue price of $1,000 per security, an estimated value on the pricing date of $965.40, and mature on March 3, 2028.
The securities will be automatically redeemed if the index closing value on the first determination date (March 5, 2027) is greater than or equal to the initial index value of 6,878.88, triggering an early redemption payment of $1,088 on the early redemption date (March 10, 2027). If not redeemed, maturity payoffs depend on the final index value relative to the initial index value and the downside threshold of 5,503.104 (80% of the initial index value), with downside exposure of up to the full principal.
Morgan Stanley Finance LLC is offering Principal at Risk auto-callable securities due March 28, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $951.30.
The notes pay a contingent coupon at an annual rate of 7.15% only if the closing level of each underlier meets its coupon barrier on observation dates. The underliers are the Dow Jones Industrial Average, the Nasdaq-100 Index® and the Russell 2000® Index. Automatic early redemption can occur beginning on March 25, 2027 if each underlier meets its call threshold (90% of initial level). At maturity, if any underlier is below its downside threshold (70% of initial level), payment is the stated principal multiplied by the performance factor of the worst performing underlier; principal could be significantly reduced or zero.
Morgan Stanley Finance LLC priced a $957,000 aggregate offering of Trigger PLUS principal-at-risk securities, fully and unconditionally guaranteed by Morgan Stanley. The securities have a stated principal amount of $1,000 per security, an issue price of $1,000, an estimated value on the pricing date of $953.10, and mature on March 4, 2031 with the observation date of February 27, 2031.
The payout is linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500 indices. Key economics: a 400% leverage factor, a downside threshold at 70% of initial levels, and a maximum payment at maturity of $1,735 per security (173.50% of principal). If the worst performing underlier falls below its downside threshold, the payment falls pro rata and could be zero.